Form 604
Corporations Act 2001
Section 6718
Notice of change of interests of substantial holder
IQ Company Name l Scheme HIGHLANDS PACIFIC TD
ACN/ARSN
1. Details of substantial holder {1)
Name BAKER STEEL CAPITAL MANAGER$ LLP (CLIENTS OF ANO ASSOCIATED OR CONNECTED PARTIES)
ACN/ARSN (if applicable)
There was a change in the interests of the Slibstantial holder on
The previous notice was given to the company on
The previous notice was dated
07-Jan-13
12-Sep-12
12-Sep-12
2. Previous and present voting power
The total number of votes attached lo ali the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant intere si(3) in when las! required, and when now required, lo give a substantial holding notice lo the company or scheme, are as follows:
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3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting secu1·ities of the company or scheme, since the substantial holder was las!required to give a substantial holding notice to the company or scheme are as follows:
Person whose rele
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Person's votes affected
REFERTO SCHEDULE 1 ATTACHED
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4. Present relevant intcrests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
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5. Changes in association
The persons who have become associates (2) of. ceased to be associates of, or have changed the nature of their associatoi n (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACNIARSN (if applicable) | Nature of association |
n/a | |
6. Addresses
The addresses of persons named in this form are as follows:
Name | Address | |
tor ali entities listed... | c/o 8aker Steel Capitai Managers LLP | |
86 Jermyn Street. London,SW1Y 6JD |
print name
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si gn here date 07-Jan-13
DIRECTIONS
(1) lf there are a number of substantialholders with similar or related relevant interests (eg. a corporation and its related corporations. or the manager and trustee of an equity trust).the names could be included in an annexure to the form. lf the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group,with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporale or scheme multiplied by 100. (6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. lf subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement.and a statement by the person giving full and accurate details of any contract. scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise,contro! the exercise of,or influence the exercise of.the voting powers or disposalof the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and ali benefits.money and other. that any person from whom a relevant interest was acquired has.or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions.even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) lf the substantial holder is unable to determine the identity of the person ( eg.if the relevant interest arises because of an option) write "unknown". (9) Give details, if appropriate. of the present association and any change in that association since the last substantial holding notice.
Date of Person w11ose relevant interest changed Nature of change {6) Consideration given in Class and number of Person's votes affected
Change relation to change {7) securities affected
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07-Jan-13 CF Ruffer Baker Steel Gold Fund market ourcl1ase -AUD 52,451 ordina1y 352,676
04-Jan-13 Genus Oynamic Gold Fund | market purchase | -AUD 54,247 | ordinary | 365,000 | |||
19-Dec-12 RIT Ca )Ìal Partners PLC | market ourchase | -AUD 4,670 | ordinarv | 32,160 | |||
18-Dec-12 CF Ruffer Baker Steel Gold Fund | market QUrchase | -AUD 38,163 | ordinarv | 254,042 | |||
17-Dec-12 CF Ruffer Gaker Steel Gold Fund | market purchase | -AUD 21,403 | ordina1y | 139,136 | |||
14-Dec-12 CF Ruffer Baker Steel Gold Fund | market ourchase | -AUD 28,214 | ordinarv | 181,986 | |||
13-Dec-12 CF Ruffer Baker Steel Gold Fund | market purchase | -AUD 26,289 | ordinary | 175,000 | |||
07-Dec-12 CF H.uffer Baker Steel Gold Fund | market purchase | -AUD 17,294 | ordinarv | 115,120 | |||
06-Dec-12 Genus Dvnamic Gold Fund | market ourchase | -AUD 7,762 | ordinaIV | 50,000 | |||
05-Dec-12 Genus Oynamic Gold Fund | market purchase | -AUD 36,038 | ordinary | 234,880 | |||
04-Dec-12 CF Ruffer Baker Steel Gold Fund | market ourchase | -AUD 28,596 | ordinarv | 186,986 | |||
03-Dec-12 CF Ruffer Baker Steel Gold Fund | market QUrchase | -AUD 62,045 | ordinarv | 413,014 | |||
30-Nov-12 CF Ruffer Baker Steel Gold Fund | market purchase | -AUD 37.553 | ordina1y | 245,234 | |||
29-Nov-12 CF Ruffer Baker Steel Gold Fund | market ourchase | -AUD 40,894 | ordinarv | 264,635 | |||
28-Nov-12 Baker Steel Alpl1a Gold | market purchase | -AUD 17.472 | ordinary | 115,000 | |||
27-Nov-12 RIT Capitai Pa11ners PLC | market purchase | -AUD 14.751 | ordina1y | 95,022 | |||
26-Nov-12 Genus Dxnamic Gold Fund | market ourchase | -AUD 32,416 | ordinarv | 209,500 | |||
23-Nov-12 RIT Capitai Partners PLC | market purchase | -AUD 3,129 | ordinary | 20,500 | |||
22-Nov-12 Baker Steel Alpha Gold | market pu1·c11ase | -AUD 45,616 | ordinarv | 295,000 | |||
21-Nov-12 CF Ruffer Baker Steel Gold Fund | market ow·chase | -AUD 70,991 | _ordina1y | 474,461 | |||
20-Nov-12 CF Ruffer Baker Steel Gold Fund | rnarket purchase | -AUD 39,350 | ordinary | 280,648 | |||
19-Nov-12 CF Ruffer Baker Steel Gold Fund | market ourchase | -AUD 57.510 | ordinarv | 408,708 | |||
16-Nov-12 CF Huffer Baker Steel Gold Fund | markt (2urcl1ase | -AUD 26.821 | ordinarv | 191,292 | |||
15-Nov-12 CF Ruffer Baker Steel Gold Fund | market purchase | -AUD 38,923 | ordinary | 277,605 | |||
14-Nov-12 CF Ruffer Baker Steel Gold Fund | market ourchase | -AUD 47,790 | ordinarv | 340,847 | |||
13-Nov-12 CF Ruffer Baker Seel Gold Fund | market purchase | -AUD 42,981 | ordinary | 306,548 | |||
1_2-NO't.._"!J CF Ruffer Baker Steel Gold Fund | market purchase | -AUD 66.600 | ordinarv | 475,000 | |||
09-Nov-12 CF Ruffer Baker Steel Gold Fund 08-Nov-12 CF Ruffer Baker Steel Gold Fund | market ourchase market purchase | -AUD 33,759 -AUD 10.516 | ordinarv ordinary | 239,065 - 75,000 | |||
07-Nov-12 CF Ruffer Baker Steel Gold Fund | market ourchase | -AUD 24,537 | ordinarv | 175,000 | |||
06-Nov-1 CF RlUfer Baker Steel Gold l;und | . _mark f2l1rcl1ase | -AUD 17,526 | ordinarv | 125,000 | |||
02-Nov-12 CF Ruffer Baker Steel Gold Fund | market purc!1ase | -AUD 7.011 | ordinary | 50,000 | |||
01-Nov-12 Baker Steel Aloha Gold | market ourchase | -AUD 16.825 | ordinarv | 120,000 | |||
31-0ct-12 Baker Steel Alpha Gold | market purct1ase | -AUD 87,609 | ordinary | 624,843 |
30-0ct-1 .Q_ker Stee 1a Gold - market purct1ase -AUD 30,999 ordin?IY.. 22"1 ,092
29-0ct-12 CF Ruffer Baker Steel Gold Fund market ourchase -AUD 51,878 ordinarv 370,000
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