P334F 
 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
 

 

1. Identity of the issuer or the underlying issuer Henderson Private 
of existing shares to which voting rights are Equity Investment 
attached:ii Trust plc 
 
2 Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights 
 
An acquisition or disposal of qualifying financial instruments which may result 
in the acquisition of shares already issued to which voting rights are attached 
 
An acquisition or disposal of instruments with similar economic effect to X
qualifying financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify): 
 
3. Full name of person(s) subject to the QVT Financial LP 
notification obligation:iii 
 
 QVT Fund LP 
 
4. Full name of shareholder(s) QVT Fund IV LP 
 (if different from 3.):iv 
 QVT Fund V LP 
 
 Quintessence Fund L.P.
 
5. Date of the transaction and date on 
which the threshold is crossed or 9 January 2013 
reached: v 
 
6. Date on which issuer notified: 14 January 2013 
 
7. Threshold(s) that is/are crossed or 6% 
reached: vi, vii 
 

 

8. Notified details: 
 
A: Voting rights attached to shares viii, ix 
 
Class/type of Situation previous Resulting situation after the triggering transaction 
shares to the triggering 
 transaction 
 
if possible Number Number Number Number of voting % of voting rights x
using of of of shares rights 
the ISIN CODE Shares Voting 
 Rights Direct Direct xi Indirect xii Direct Indirect 
 
GB0030955313 
 88,346 88,346 88,346 88,346 Below 3% 
 
 

 

B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
Type of financial Expiration Exercise/ Number of voting % of voting 
instrument date xiii Conversion Period xiv rights that may be rights 
 acquired if the 
 instrument is 
 exercised/ converted. 
 
 
 

 

C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments xv, xvi 
 
Resulting situation after the triggering transaction 
 
Type of Exercise Expiration Exercise/ Number of voting rights % of voting 
financial price date xvii Conversion instrument refers to rights xix, xx 
instrument period xviii 
 
 
 Nominal Delta
 CFD 
 109,801 3.1% 
 

 

Total (A+B+C) 
 
Number of voting rights Percentage of voting rights 
 
198,147 5.6% 
 

 

9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: xxi 
 
 
 
 
 

 

Proxy Voting: 
 
10. Name of the proxy holder: 
 
11. Number of voting rights proxy holder will cease 
to hold: 
 
12. Date on which proxy holder will cease to hold 
voting rights: 
 

 

 
13. Additional information: 
 
14. Contact name: Meg Eisner 
 
15. Contact telephone number: +1 (212) 705 6229 
 

 

Note: Annex should only be submitted to the FSA not the issuer 
 
Annex: Notification of major interests in sharesxxii 
 

 

A: Identity of the persons or legal entity subject to the notification 
obligation 
 
Full name 
 
(including legal form of legal entities) QVT Financial LP 
 
 
 
Contact address 
 1177 Avenue of the Americas, 9th Floor
(registered office for legal entities) 
 New York, NY 10036, USA 
 
 
Phone number & email +1 (212) 705-8800 
 
 regulatoryfilings@qvt.com 
 
Other useful information 
 
(at least legal representative for legal persons) 
 
 
 

 

B: Identity of the notifier, if applicable 
 
Full name 
 
 
 
Contact address 
 
 
 
Phone number & email 
 
 
 
Other useful information 
 
(e.g. functional relationship with the person or legal entity subject to the 
notification obligation) 
 

 

C: Additional information 
 

 

For notes on how to complete form TR-1 please see the FSA website.
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