For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuer | HaloSource Inc. | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | x | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to the | Woodford Investment Management LLP (WIM) | ||||
4. Full name of shareholder(s) | Clients of WIM | ||||
5. Date of the transaction and date on | 14.11.14 | ||||
6. Date on which issuer notified: | 14.11.14 | ||||
7. Threshold(s) that is/are crossed or | 5, 10, 11 ,12 ,13 ,14 ,15 ,16 ,17 ,18 ,19% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type of
|
Situation previous | Resulting situation after the triggering transaction | ||||||||||||||
Number |
Number |
Number |
Number of voting | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
USU4063G1077 | 1,383,628 | 1,383,628 | 42,944,928 | 42,944,928 | 19.5% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial | Exercise price | Expiration date xvii |
Exercise/ | Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
42,944,928 | 19.5% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the | ||
Woodford Investment Management LLP as Investment Manager | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease | ||
12. Date on which proxy holder will cease to hold | ||
| ||
14. Contact name: | Jon Webb | |
15. Contact telephone number: | 01865 809023 | |
Note: Annex should only be submitted to the FSA not the issuer | |
Annex: Notification of major interests in shares xxii | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | Woodford Investment Management LLP |
Contact address (registered office for legal entities) |
9400 Garsington Rd, Oxford |
Phone number & email | 01865 809023 jon.webb@woodfordfunds.com |
Other useful information (at least legal representative for legal persons) | |
B: Identity of the notifier, if applicable | |
Full name | |
Contact address | |
Phone number & email | |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
C: Additional information | |
For notes on how to complete form TR-1 please see the FSA website. |
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