Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing
As previously reported in a Form 12b-25 Notification of Late Filing filed by
Enservco Corporation (the "Company") on November 14, 2022, the Company is
delayed in filing with the Securities and Exchange Commission (the "SEC") its
Quarterly Report on Form 10-Q for the quarter ended September 30, 2022 (the
"Form 10-Q").
As a result, on November 22, 2022, the Company received a late filer
notification from the NYSE Regulation (the "NYSE") stating that the Company is
not in compliance with the NYSE American's continued listing requirements under
the timely filing criteria established in the NYSE American Company Guide. Under
Section 1007 of the NYSE American Company Guide, the Company could be granted up
to 12 months to cure the late filer deficiency. The initial six month period to
regain compliance is automatic and the additional six months is only granted
upon request by the Company and approval by the NYSE. The NYSE notice has no
immediate effect on the listing or trading of the Company's common stock on the
NYSE American.
The Company anticipates that it will fully regain compliance with the NYSE
American's continued listing requirements upon filing its Form 10-Q.
Item 8.01 Other Events
On November 25, 2022, the Company issued a press release announcing its receipt
of the NYSE Notice. A copy of the press release is attached hereto as Exhibit
99.1 and is incorporated herein by reference.
Item 9.01. Exhibits.
(d) Exhibits
Exhibit
Number Description
99.1 Press Release dated November 25, 2022.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
--------------------------------------------------------------------------------
© Edgar Online, source Glimpses