Easton Investments : Becoming a substantial holder from HUB

603

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15 July 2001

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

ToCompany Name/Scheme	Easton Investments Limited
ACN/ARSN	111 695 357

1. Details of substantial holder (1)

Name	HUB24 Limited ACN 124 891 685 (HUB24) and each of the entities listed in Annexure A (each a Group Entity, and
together Group Entities)
ACN/ARSN (if applicable)	As above or set out in Annexure A
The holder became a substantial holder on	20 / 12 / 2020

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4)	Number of securities	Person's votes (5)	Voting power (6)
Fully Paid Ordinary shares	3,411,206	3,411,206	9.95% (based on 34,279,471
ordinary shares on issue)

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest (7)		Class and number of securities
	Relevant interest under section 608(1)(c)
	and section 608(8) of the Corporations
	Act 2001 (Cth) pursuant to a pre-bid
	acceptance	agreement	dated	20
HUB24	December	2020 between	HUB24	and	1,977,902 fully paid ordinary shares
	John Gregory Hayes, ACN 098 682 556
	Pty Ltd ACN 098 682 556 and Marsel
	Holdings Pty Ltd ACN 002 005 101 as
	trustee for Hayes Super Fund, a copy of
	which is attached as Annexure B.
	Relevant interest under section 608(1)(c)
	and section 608(8) of the Corporations
	Act 2001 (Cth) pursuant to a pre-bid
	acceptance	agreement	dated	20
HUB24	December	2020 between	HUB24	and	66,667 fully paid ordinary shares
	Carl Frank Scarcella and Roslyn
	Elizabeth Scarcella as trustees for TCB
	Superannuation Fund, a copy of which is
	attached as Annexure C..

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		Relevant interest under section 608(1)(c)
		and section 608(8) of the Corporations
		Act 2001 (Cth) pursuant to a pre-bid
		acceptance	agreement	dated	20
	HUB24	December 2020 between HUB24 and	333,304 fully paid ordinary shares
	Grahame Evans	and Grahame David
		Evans and Catherine Jane Evans as
		trustees	for	Evans	Family
		Superannuation Fund, a copy of which is
		attached as Annexure D.
		Relevant interest under section 608(1)(c)
		and section 608(8) of the Corporations
		Act 2001 (Cth) pursuant to a pre-bid
		acceptance	agreement	dated	20
	HUB24	December	2020	between HUB24	and	1,033,333 fully paid ordinary shares
		Kevin White and Margaret White as
		trustees for White Family Super Fund, a
		copy of which is attached as Annexure
		E.

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant	Registered holder of	Person entitled to be	Class and number
interest	securities	registered as holder (8)	of securities
	John Gregory Hayes
	ACN 098 682 556 Pty Ltd ACN		1,977,902 fully paid
HUB24 Limited	098 682 556	unknown
Marsel Holdings Pty Ltd ACN 002	ordinary shares
	005 101 as trustee for Hayes
	Super Fund
	Carl Frank Scarcella and Roslyn		66,667 fully paid
HUB24 Limited	Elizabeth Scarcella as trustees for	unknown
ordinary shares
	TCB Superannuation Fund
	Grahame Evans
	Grahame David Evans and		333,304 fully paid
HUB24 Limited	Catherine Jane Evans as trustees	unknown
ordinary shares
	for Evans Family Superannuation
	Fund
	Kevin White and Margaret White		1,033,333 fully paid
HUB24 Limited	as trustees for White Family	unknown
ordinary shares
	Super Fund

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder

became a substantial holder is as follows:

Holder of relevant	Date of acquisition	Consideration (9)	Class and number
interest	of securities
		Cash	Non-cash
HUB24 Limited and each of the		As specified in the Pre-bid	3,411,206 fully paid
20 December 2020	Acceptance Agreements referred
Group Entities	ordinary shares
		to in section 3 above.

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15 July 2001

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
HUB24 Limited and each of the Group	Each entity is an associate of HUB24 and each other entity pursuant to section 12(2)
Entities	of the Corporations Act 2001 (Cth)

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
HUB24 Limited	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Each entity listed in Annexure A	Level 2, 7 Macquarie Pl Sydney, NSW 2000

Signature

print name

sign here

Kitrina Shanahan	capacity	Secretary, HUB24
		Limited
	date	22 December 2020

DIRECTIONS

1. If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
2. See the definition of "associate" in section 9 of the Corporations Act 2001.
3. See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
4. The voting shares of a company constitute one class unless divided into separate classes.
5. The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
6. The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
7. Include details of:
8. 1. any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
   2. any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

1. If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown.'"
2. Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

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ANNEXURE A

This is "Annexure A" of 1 page referred to in Form 603 - Notice of initial substantial holder signed by me and dated 22 December 2020.

Signature:	____________________________________
Print Name:	Kitrina Shanahan
Capacity:	Secretary
	HUB24 Limited ACN 124 891 685

Name	Interest Held	Address
HUB24 Custodial Services Limited (formerly ANZIEX Ltd)	100%	Level 2, 7 Macquarie Pl Sydney,	NSW 2000
HUB24 Share Ownership Trust	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Management Services Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Administration Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Services Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Firstfunds Ltd	100%	Level 2, 7 Macquarie Pl Sydney,	NSW 2000
HUBConnect Pty Ltd (formerly ConnectHUB Pty Ltd)	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Marketsplus Australia Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney,	NSW 2000
Paragem Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Agility Applications Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney,	NSW 2000
HUB24 International Nominees Pty Ltd (formerly ANZIEX Nominees Ltd)	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HUB24 Nominees Pty Ltd (formerly Kardinia Nominees Pty Ltd)	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
AT Pty Ltd*	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
Investorfirst Securities Ltd	100%	Level 2, 7 Macquarie Pl Sydney,	NSW 2000
Researchfirst Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney,	NSW 2000
Captain Starlight Nominees Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney,	NSW 2000
Findlay & Co Stockbrokers Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000
HTH Nominees Pty Ltd	100%	Level 2, 7 Macquarie Pl Sydney, NSW 2000

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