CTBC Financial Holding Co Ltd : CTBC FHC failed to keep customer information of its subsidiary company confidential and has been fined in the amount of NTD 2,000,000 by FSC R.O.C.

CTBC FHC failed to keep customer information of its subsidiary company confidential and has been fined in the amount of NTD 2,000,000 by FSC R.O.C.

1.Date of occurrence of the event:2014/01/02
2.Circumstances of the violation:CTBC FHC failed to keep customer information of
its subsidiary company confidential, which breaches the requirements set in
Article 42 paragraph 1 of the Financial Holding Company Act.
3.Status of the disposition by said competent authority:
CTBC FHC was fined in amount of NTD 2,000,000 by FSC
according to Article 60 paragraph 12 of the Financial Holding Company Act.
4.Intended remedial measures:CTBC Financial Holding Company has reviewed the related
internal process and strengthened control mechanism based on FSC's recommendations.
5.Effect on the Company's business operations: None
6.Any other matters that need to be specified: None