Corporate Merchant Bankers : Certificate pursuant to Regulation 3(5) and 3(6) of Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 for the quarter and year ended March 31, 2024

CORPORATE MERCHANT BANKERS LIMITED

April 17, 2024
The Manager	Head- Listing & Compliance
Listing Department	Metropolitan Stock Exchange of India Limited (MSEI),
BSE Limited	4th Floor, Vibgyor Towers, Plot No. C 62,
Phirozee Jeejeebhoy Towers	G Block, Opp. Trident Hotel,
Dalal Street, 25th Floor	Bandra Kurla Complex,
Mumbai - 400 001	Bandra (E),
	Mumbai-400098

Name of Scrip: Corporate Merchant Bankers Limited

Scrip Code: 540199

Dear Sir/Madam,

Sub: Certificate pursuant to Regulation 3(5) and 3(6) of Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 for the quarter and year ended March 31, 2024.

Pursuant to Regulation 3(5) and 3(6) of Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, please find enclosed the Certificate issued under Regulation 3(5) and 3(6) of Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 for the quarter and year ended March 31, 2024.

This is for your information and record.

Thanking you,

Yours faithfully,

For CORPORATE MERCHANT BANKERS LIMITED

Digitally signed AMANDEbyKAURAMANDEEP

EP KAUR Date: 2024.04.17 18:02:16 +05'30'

(AMANDEEP KAUR)

Compliance Officer

M. No. A26963

Registered Office: UG-24, Vishwadeep Tower, District Centre, JanakPuri, New Delhi-110058E-mail:[e-mail] , Website: www.cmbl.co.in, contact no: [phone]

CIN: L74899DL1994PLC061107

CORPORATE MERCHANT BANKERS LIMITED

COMPLIANCE CERTIFICATE FOR THE QUARTER ENDED MARCH 31, 2024

(Pursuant to Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015)

I, Amandeep Kaur, Compliance Officer of M/s. Corporate Merchant Bankers Limited am aware of the compliance requirement of Structured Digital Database (SDD) pursuant to provisions of Regulation 3(5) and 3(6) of Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations,

2015 (PIT Regulations) and I certify that:

1. the Company has a Structured Digital Database in place
2. control exists as to who can access the SDD
3. all the UPSI disseminated in the previous quarter have been captured in the Database
4. the system has captured nature of UPSI along with date and time
5. the database has been maintained internally and an audit trail is maintained
6. the database is non-tamperable and has the capability to maintain the records for 8 years.

I also confirm that the Company was required to capture 02 (two) number of events during the quarter and year ended March 31, 2024 and has captured 02 (two) number of the said required events.

I would like to confirm that there were no non-compliance(s) which were observed in the previous quarter.

For CORPORATE MERCHANT BANKERS LIMITED

AMANDE EP KAUR

Digitally signed by AMANDEEP KAUR

Date: 2024.04.17 18:06:47 +05'30'

(AMANDEEP KAUR)

Compliance Officer

M No.: A26963

Date: April 17, 2024

Place: New Delhi

Registered Office: UG-24, Vishwadeep Tower, District Centre, JanakPuri, New Delhi-110058

E-mail: [e-mail] , Website: www.cmbl.co.in, contact no: [phone] CIN: L74899DL1994PLC061107