Item 5.02.Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(e) Amendment of 2017 Equity Incentive Plan
As reported in Item 5.07 below, at the 2020 Annual Meeting of Stockholders (the
"Annual Meeting") of the Company held on
A summary of the material terms of the Amended Plan is set forth in the
Company's definitive proxy statement on Schedule 14A filed with the
Item 5.07. Submission of Matters to a Vote of Security Holders
As described in Item 5.02 above, the Company virtually held its Annual Meeting
via webcast on
Proposal 1: Election of Directors.
Director Votes For Votes Withheld Broker Non-Votes Holly A. Van Deursen 1,975,779 277,412 5,690,773 Paul DeWeese 1,981,102 272,089 5,690,773 Robert C. Flexon 2,026,916 226,275 5,690,773 Darren R. Jamison 1,962,556 290,635 5,690,773 Yon Y. Jorden 2,027,905 225,286 5,690,773 Robert F. Powelson 2,009,695 243,496 5,690,773 Denise Wilson 2,029,501 223,690 5,690,773
Each of the individuals listed above was elected as a director of the Company to serve until the next annual meeting or until his or her successor is elected and qualified.
Proposal 2: Approval of an amendment to increase the number of shares available
under the
Votes For Votes Against Votes Abstain Broker Non-Votes 1,591,325 614,957 46,909 5,690,773
The stockholders voted to approve the amendment to the
Proposal 3: Advisory vote on the compensation of the Company's named executive officers. Votes For Votes Against Votes Abstain Broker Non-Votes 1,584,726 554,051 114,414 5,690,773
The stockholders voted to approve, on a non-binding advisory vote, the compensation of the Company's named executive officers.
Proposal 4: Ratification of the selection of
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Votes For Votes Against Votes Abstain 7,445,501 310,438 188,025
The stockholders voted to ratify the selection of
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Item 9.01. Financial Statements and Exhibits.
(d) Exhibits. Exhibit Number Description
10.1*Capstone Turbine Corporation 2017 Equity Incentive Plan, as amended (a)
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(a) Incorporated by reference to Appendix A to
Definitive Proxy Statement, filed on
* Indicates a management contract or compensatory plan, contract or arrangement.
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