NAOSASSET MANAGEMENT LIMITED
LBN n 107 i/l 1 71
8 September 2020
The Manager
Marloet Announcements Office ASX Umited
By fax: 1300 136 638
Dear Sir/Madam,
Blated Capltml Urnlted ACN 001 979172 (ASX:BTC)
Notice of change of Interests of substantial holder (Furn 604
A
Level 34, M LC Centre 19 Martin Plac, Sydney NSW 2000
T (02)90021676
F (02) 82150037
E enprie-naodoom-su
ww,v.naoszom/u
In accordance with section 6718 of the Corporations Act 2001 (Cth), please find attached a Form 604 in relation to shares in Biotech Capital Umited ACN 091 979 172 (AS)(:BTC) lodged on behalf of NAOS Asset Management Umited and Related Parties.
Yours faithfully,
Sebastian Evans Director
m4
Form 604
Corporatorm Aot X)01 8 ot1on 6718
Notice of change of Interests of substantial holder
InCompar¥ Num,/Solleme
0TC H..Ith Urrilt»d (0TC)
page 1/2 16 JUY 2001
ACN/ARSN
091 979 172
1.
Dahk of,ul,Ilint<.1 holdit,(1 )
Name
NAOS SLE) rival Holder, rglerrid to In Ann [1!MA.
Thili v,= a clumi In thi 1, rif d thi mubdintlil hold ron
07/0912(nO
Ths previolm notioe was Oven to th, oomparV on 14/07/2020
Th. pliviall notl wl, dil 14/07/2020
2
pri"*28=,dpiss.,tvoli,gpovm.
T h@ 18121 nlmber otvot= gli@chad to all th, vt YU ihar= In the compar¥ or vtYU Irtgregt In th, gcheme th it th, i lt,gt ria,1 hold,r o r an aggoclt» g) hid i MIvirrt Irtiwit (3) In whin lit ricplld, ind whin riow r«Ilirid, 1n g* i Kilirruil holdlre nalloo mi oompir¥ or 1,7 IM I lollov"I
Cli= of =11119, (4
Ordlriry Bi.
PrevIolm najol
P ,orm vah
60,947,189
Voang po*Ir ®)
24.76%
Prmrit notli P.r,ort W-
64,478,326
Vajrg pow,r (6)
26.20%
1
Chang= mrilavantli,fists
Partoularn oreaoh ohang, In, orohetrp Inths ne[itre d, a relevitrtlrimreetdthe Sub rival holder oren masoolit» Invoting 10011111= ortheoompar¥ or El,Irr», IlrIDI thi I,bitirihl hold.r w.1. 1.*111.d to glw I Iubit ,tlil holdlr nfoo b th, oompir¥ or Iol,Im. .1. m. ibl10#E
C*t» of challue
P.r,ort vot- | |||||
* ct»d | |||||
Hold'r of | R,gliurid | Pinion Inmlid to | Nibl, of | C li- Ind | Arion vot- |
1livift | hok*of | bi Multild = | 1livift | numbir d | |
Irrt»rk | 01/111= | hold.r (8) | Irrbri (6) | I ourltil |
P.Mon who- relevant Irmled
oirpd
R,ir b A//m/ /.
4
pr...It ril."=Ill,*<>
Nian d orwrp )
Con,Ill on gNin In 1,1 lon to ohirig• (7)
C li= Ind number d
I ourltil
Breated
PurOoular, of eaoh relevult Ir »1=t d the iubgti,1191 hollr In vf M Nourltle, 91 ,r the oh ang, 919 - Tollo#u:
RAr 1n All C
[783472 . 240619*.1 ]
804
page 2/2 16 JUY 2001
5. Chang= In ,soci,1Ion
1=hi pormr, v,lu hilvi bioor, m=oo im (R) 4,0 =0 1n bi miadit= of, or hilvi 0, rpd mi rial, d #Wr mlillon p) wmi 0, il t)*ntlal holder In relgilon 18 voting Inbgr=t In the compar¥ or gchame are = Tollowg:
Nimi of AC/ARSN (If 'polloibil
Nibri of -Ioolidon
6. Addre==
1-h ,dilri== d pr,on, rum,d In thi, fbrm im u ibllo#:
Nim.
NAOS Subgmrtial Holder,
01- L,wl 34, MLC Centre, 19 Mart*, Plao< St,dney NSW 2000
81gnabir
prirt name
Elab=Umn B..
omp.0 ltv
On bitwlf d thi NAOS Blt*Intlil Holdir,
sign h,re
des
08 i
.
1 2(no
IRICT,0NS
(1 )
I thir. ari a numbir of ILIbitirml holdiri with il mlar or rilit»d rilivirt 1, r=t» (Ig a corpor on ind lt» rilit»d corpoltioni, or h rr=rmoir indtnst», of El •qultv tru4 h rm,r=, oould h Inolud,d In El irnial, to h fbrm If th rdiv rrt Int»r-ti d i group d persons ale essertially slmilarthey YTE, be rererr* 180youghoutthe form m a speoltloally rinled group Irthe maintershlp deaoh grouR with the nim= ind idd of member, 1, 01=rly It out h palmomph 6 0 thi Talm
See thi dgnnloon of "=oolght' In geotion g ot the Corpolutong Aot 2001.
(3)
8= th, dirikki of '* 1//int Irit,r,t' In "dion, 808 inci 6718(7) d th Corpor,Mon, Act 2001.
(4)
The vaorig shares or a oompam, oorisotlt» ons olass unless,M,18,1 Inbo separ* olasses.
Thi pir,orf, v = dMIdid by thi 1DtIl vt», In thi bod, corpormi, or ichirr» mlitlpllid by 10(1
Inolud, d-1, t.
(6)
(m)
ir riliwirt igrie,nort or other olrolm-10= biomi= of whloh thi olung, In relimrt Ir »lit 00oilrid, Ir Iub,ioUon 6718(4) applleg, 9 oopy of am, dooumurrt egWng out th, tam, of 4 1•levult ggreemurit, and g *lagnirrt by the perion gMre Tzil Ind Ioourt» diti li of ir¥ 00, m< Iohirri or irrireir,rt, mut mooornpmrly mi form, bgimir v I writi»n Illt»m,r, ciml,Ing thli cor,trmct, Ichim, or arrarprn,rit End
(b)arly qlmlinoation or the power or a per,on to Mrolse, oor,trol th, merolse ar, or Inrluenoe the elmrolse or, the vuong powera or dlipo=l dthi *1111= S whloh the rilivirt Irt»r-t 1 li i (Indloimng oli,rl, thi pimoulir =ol,10= S whloh the quilmoinon ippl=1
8= 0, dirlmon of "ril//IntigriwrirC' In =oeon 9 of 0, Corporfor» Ad 2001.
(7)
Detdle d th, oon,Idera[ on Inlit Inoluds ar¥ and all benentn, mone, and other, 11* ar¥ perion from whom a relevart Inbarest was •0*Illd h., or rrig, b oomi .rrul .'1 b rioi vi In riliflo n thit .0*11.luon. Ditlll. mlli bi lrioludid lri lf thi biniflt l. oondIMorml onthi Mppiring orn,*dioornm,noy, C)*1*mlt bilnoludid 0,0 binillt pild on bimldth,ILE:,tiriml hol,1 rorn»,=00
In relgtion to the woqlieltion,, Mn Irthey gre not puld dreotly the poluon from whom the 1,1 ,Mt I,ble W= moCRIlled.
(8) Ir the gubgtmrtial holder le ulable 18 dit»milne the Identlty d tile perion (eg. Ir th@ 191 unt Irti,red allu= becalme or an option) writi
"L,11010#71'.
GM (*Ille, Ir ipproprIEt», d th, pr=d =,ooling, i nd irly oNrF In thit =,ooling, Ilno, th, lit Ebiurml holdlrg 11<10#
[783472 . 24061926-1 ]
E}-SeP-2020
16:29
APIEBREk Dat*af albal=Ild Halclu
NAOSAsset Maregernent Umhd ACN 107 624126 (which by reference also Inducles Sebastian Evans as a aub*mtlal holder In his personal oapaolty m he owns more than 20% d the voeng shares In the oomparly) CNAOS'). NAOS Emerging Opportunities Comp ny Umlled ACN 161 106 510 CNCC') d NAOS Small Cap Opportunltles Comp,ty Uml ed ACN 107 617 381 CNSC). (eaoh. a 'NAOS Sub*antlal Holderl.
AIHB(URE k O=Ig= AM,liIiI:l bi Ii/I
[)1/Of
Pliznwho= r.1...mt bla.".t
P.al,0,0,=P m
Ck."/dint/onC i Ind
-=An-
mq,"
.m/El.d
08/09/2020
NAOS. NCC. NSCOn-Marloat
$327,954.69
3,531,136
3,531,136
Ordinary Shares
n,Ea,RE e Pmiert n,Im=t Imiel
Hold"of
hold d
pim.in //ild 19 h I.gill.4-
'aks.Of
C mci Nion'I
Id di
bim
NAOS. NCC
National Nominees Umited
holds m NCC
NAOS (as Investment Manager of NCC) has a relevmt In re* In these shares under =*ions 608(1)(b) 8 W of the Corporaljons Act as It has the povzr to e=else or control the e=oise of the right to vote and to dispose of the shses.
61.978.326 Ordinary
26.1896
Shares
N CC has a relevant Interest In these shares under =*jon 608(2) ofthe Corporaljons Act m it has a benellioial interest in ahares held by Natjonal Nominees Umbd sid hx the povir to oontrol the exercise of votes and disposal or these shares upon revox*lon or the managemert agreement bea,een NEC and NAOS as Irrve ment manager of NCC
NAOS. NSC
National Nominees Umited
NSC
NAOS (as bvestment Manager of NSC) has a relevmt In art In these shares under sections 61(1)(b) 8 0) of the Corpora ons A(* as It has the po,£r to e=olae or oontrol the merolae of the roht to vote and to dispose of the all es.
2.600.000 Ordinary
1.02%
Shares
NSC has a relevant Interet In these shares under sed01 608(21 ofthe Corpora ons M m It has a beneficial Interest In ahares held by Na onal Nominees Umlted acid h= the po, er to oontrol the exerolae of votes and d Isposal of these aha res upon revooatlon of the management agreement bet,*een N SC and NAOS as Inve ment manager or NSC.
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BTC Health Limited published this content on 08 September 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 08 September 2020 07:14:03 UTC