For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Breaker Resources NL
ABN | 87 145 011 178 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Thomas Stephen Sanders |
Date of last notice | 6 October 2020 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct | |||
Nature of indirect interest | ||||
(including registered holder) | ||||
Note: Provide details of the circumstances giving rise to the relevant | ||||
interest. | ||||
Date of change | 16 December 2021 | |||
No. of securities held prior to change | T Sanders (direct) | |||
(i) 137,000 fully paid ordinary shares | ||||
(ASX: BRB) | ||||
TS & H Sanders | ||||
(i) 8,452,387 fully paid ordinary shares | ||||
(ASX: BRB) | ||||
(ii) | 3,000,000 unlisted options (exercise | |||
price $0.465; expiry 31/12/2021) | ||||
TS & H Sanders | ||||
(i) | 15,277,033 fully paid ordinary shares | |||
(ASX: BRB) | ||||
H Sanders | ||||
(i) | 137,000 fully paid ordinary shares | |||
(ASX: BRB) | ||||
Class | Unlisted Options | |||
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Number acquired | 3,000,000 | |
Number disposed | Nil | |
Value/Consideration | Nil | consideration: estimated valuation |
Note: If consideration is non‐cash, provide details and estimated | (using Black & Scholes methodology) is | |
valuation | ||
12.54 cents per option - $376,336.67 | ||
No. of securities held after change | T Sanders (direct) | |
(ii) | 137,000 fully paid ordinary shares | |
(ASX: BRB) | ||
(iii) | 3,000,000 unlisted options (exercise | |
price $0.467; expiry 31/12/2024) | ||
TS & H Sanders | ||
(iii) | 8,452,387 fully paid ordinary shares | |
(ASX: BRB) | ||
(iv) 3,000,000 unlisted options (exercise | ||
price $0.465; expiry 31/12/2021) | ||
TS & H Sanders | ||
(i) 15,277,033 fully paid ordinary shares | ||
(ASX: BRB) | ||
H Sanders | ||
(i) 137,000 fully paid ordinary shares | ||
(ASX: BRB) | ||
Nature of change | Issue of unlisted options under Breaker | |
Example: on‐market trade, off‐market trade, exercise of options, | Resources NL Incentive Option Scheme | |
issue of securities under dividend reinvestment plan, participation in | ||
and as approved by shareholders on 18 | ||
buy‐back | ||
November 2021 | ||
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | n/a | ||
Nature of interest | n/a | ||
Name of registered holder | n/a | ||
(if issued securities) | |||
Date of change | n/a | ||
No. and class of securities to which | n/a | ||
interest related prior to change | |||
Note: Details are only required for a contract in | |||
relation to which the interest has changed | |||
Interest acquired | n/a | ||
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Interest disposed | n/a |
Value/Consideration | n/a |
Note: If consideration is non‐cash, provide details | |
and an estimated valuation | |
Interest after change | n/a |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow the trade n/a to proceed during this period?
If prior written clearance was provided, on what date was this n/a provided?
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Breaker Resources NL
ABN | 87 145 011 178 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Linton John Putland |
Date of last notice | 10 December 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest | Trustee of |
(including registered holder) | Trustees for The Putland Family Trust> |
Note: Provide details of the circumstances giving rise to the relevant | |
interest. | |
Date of change | 16 December 2021 |
No. of securities held prior to change | The Putland Family Trust |
(i) 1,250,000 unlisted options (exercise | |
price $0.465; expiry 31/12/2021) | |
Class | Unlisted Options |
Number acquired | The Putland Family Trust |
1,250,000 | |
Number disposed | Nil |
Value/Consideration | Nil consideration; estimated valuation |
Note: If consideration is non‐cash, provide details and estimated | (using Black & Scholes methodology) is |
valuation | |
12.54 cents per option - total | |
$156,806.95 |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change | The Putland Family Trust | |
(i) | 1,250,000 unlisted options (exercise | |
price $0.465; expiry 31/12/2021) | ||
(ii) | 1,250,000 unlisted options (exercise | |
price $0.467; expiry 31/12/2024) | ||
Nature of change | Issue | of unlisted options under Breaker |
Example: on‐market trade, off‐market trade, exercise of options, | Resources NL Incentive Option Scheme | |
issue of securities under dividend reinvestment plan, participation in | ||
and as approved by shareholders on 18 | ||
buy‐back | ||
November 2021 | ||
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | n/a |
Nature of interest | n/a |
Name of registered holder | n/a |
(if issued securities) | |
Date of change | n/a |
No. and class of securities to which | n/a |
interest related prior to change | |
Note: Details are only required for a contract in | |
relation to which the interest has changed | |
Interest acquired | n/a |
Interest disposed | n/a |
Value/Consideration | n/a |
Note: If consideration is non‐cash, provide details | |
and an estimated valuation | |
Interest after change | n/a |
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
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Breaker Resources NL published this content on 23 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 23 December 2021 07:56:00 UTC.