SWIFT: BTRLRO22

C.U.I. RO 50 22 670

R.B. - P.J.R. 12 - 019 - 18.02.1999

Nr. Înreg. Reg. Com.: J12 / 4155 / 1993

RAPORT CURENT conform Legii nr. 24/2017 privind emitenții de

instrumente financiare și operațiuni de piață și Regulamentului ASF nr. 5/2018 privind emitenții de instrumente financiare și operațiuni de piață Data: 14.12.2020

BANCA TRANSILVANIA S.A. CLUJ-NAPOCA

Sediul social:

Cluj-Napoca, str. G. Baritiu nr. 8

Numar tel./fax:

0264/407150/407179

Numar/data inregistrarii la ORC:

J12/4155/1993

CUI:

5022670

Capital soc.subscris si varsat:

5.737.699.649 lei

Piata regl. de tranzactionare:

Bursa de Valori Bucuresti

  1. 1. Evenimente importante de raportat

  2. Schimbari in controlul asupra emitentului - nu este cazul.
  3. Achizitii sau instrainari substantiale de active - nu este cazul.
  4. Procedura de insolvenţă, respectiv de reorganizare judiciară sau faliment - nu este cazul.
  5. Tranzacţii de tipul celor enumerate la art. 82 din Legea nr. 24/2017- nu este cazul.
  6. Alte evenimente:

Banca Transilvania informeaza investitorii ca, in data de 09.12.2020, am fost notificati de faptul ca Fondul de pensii administrat privat AZT Viitorul Tau (administrat de catre Allianz-Tiriac Pensii Private SAFPP SA, fond ce a depasit pragul de 5%, detinand individual 5,03% din capitalul social), Fondul de pensii administrat privat AZT Moderato (administrat de catre Allianz-Tiriac Pensii Private SAFPP SA), Fondul de pensii administrat privat AZT Vivace (administrat de catre Allianz-Tiriac Pensii Private SAFPP SA) impreuna cu Allianz Tiriac Asigurari SA si Allianz Hungaria Biztosito Zrt. au ajuns la procentul de detinere de 5,25% din capitalul social al Bancii Transilvania.

Anexam la prezenta notificarea indicata mai sus.

DIRECTOR GENERAL

DIRECTOR EXECUTIV SENIOR DGCC

ÖMER TETIK

IOANA OLANESCU

Sediul Central: str. George Barițiu, nr. 8, 400027, Cluj-Napoca

Banca Oamenilor Întreprinzători

Tel: + 40 264 407 150; Fax: + 40 264 301 128; www.bancatransilvania.ro

Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the competent authority)i

  1. Identity of the issuer or the underlying issuer of existing shares to which votingrights are attachedii:
    BANCA TRANSILVANIA S.A. (ISIN ROTLVAACNOR1)
  2. Reason for the notification (please tick the appropriate box or boxes):

[X] An acquisition or disposal of voting rights

[ ] An acquisition or disposal of financial instruments

[ ] An event changing the breakdown of voting rights

[X] Other (please specify)iii: Group notification with threshold crossing on fund level - Fondul de pensii administrat privat AZT Viitorul Tau (administrat de Allianz-Tiriac Pensii Private SAFPP)

3. Details of person subject to the notification obligationiv :

Name:

City and country of registered office (if applicable):

Allianz SE

Munich, Germany

4. Full name of shareholder(s) (if different from 3.)v:

Fondul de pensii administrat privat AZT Viitorul Tau (administrat de Allianz -Tiriac Pensii Private SAFPP) Fondul de pensii facultative privat AZT Moderato (administrat de Allianz -Tiriac Pensii Private SAFPP) Fondul de pensii facultative privat AZT Vivace (administrat de Allianz-Tiriac Pensii Private SAFPP) Allianz Tiriac Asigurari SA

Allianz Hungária Biztosító Zrt.

  1. Date of lowering, reaching or exceeding the threshold (percentage of vote)vi: 03/12/2020
  2. Total positions of person(s) subject to the notification obligation:

% of voting rights at-

% of voting rights

through financial instru-

Total of both in % (7.A

Total number of vot-

tached to shares (total

ments

+ 7.B)

ing rights of issuervii

of 7.A)

(total of 7.B.1 + 7.B.2)

Resulting situationon

the date it fell below,

5,25%

0,00%

5,25%

5.737.699.649

exceeded or reached

the threshold

Position of previous

notification(if applica-

5,09%

0,00%

5,09%

ble)

7. Notified details of the resulting situation on the date when it was exceeded, fell below or reached the thresh- oldviii:

A: Voting rights attached to shares

Class/type of

Number of voting rightsix

% of voting rights

shares

Direct

Indirect

Direct

Indirect

ISIN code,

(Art 69 alin. (1)-(3)

(Art 70 din Legea

(Art 69 alin. (1)-(3)

(Art 70 din Legea

as appropriate

din Legea

nr. 24/2017)

din Legea

nr. 24/2017)

nr. 24/2017)

nr. 24/2017)

ROTLVAACNOR1

0

301.217.961

0,00%

5,25%

1

SUBTOTAL A

301.217.961

5,25%

B 1: Financial Instruments according to art. 73 par. (1) lit. (a) of Law no. 24/2017

Expiration

Number of voting rights

Type of financial instru-

Exercise/

that may be acquired if the

date (due

% of voting rights

ment

Conversion Periodxi

instrument is exercised/

date)x

converted.

SUBTOTAL B.1

B 2: Financial Instruments with similar economic effect according to art. 73 par. (1) lit. (b) of Law no. 24/2017

Type of financial in-

Expiration

Exercise/

Physical or cash

Number of vot-

Conversion Period

% of voting rights

strument

date (due date)

x

settlement

xii

ing rights

xi

SUBTOTAL B.2

8. Information in relation to the person subject to the notificationobligation (please tick the applicable box):

[ ] Person subject to the notification obligationis not controlled by any natural person or legal entity and does not control any entity (entities) that directly or indirectly has exposure to the issuer of the underlying shares .xiii

  1. Fullchain of controlled people by virtue of which they actually hold votingrights and/ or financial instru- ments, starting with the individual or the ultimate legal entity that controls themxiv:

% of voting rights if it

% of voting rights through

Total of both if it equals or

Namexv

equals or is higher than

financial instruments if it

is higher than the notifia-

equals or is higher than

the notifiable threshold

ble threshold

the notifiable threshold

1.

Allianz SE

2.

Allianz Holding eins

GmbH

3.

Allianz New Europe

Holding GmbH

4.

Allianz Tiriac Asigurari

SA

5.

Allianz Tiriac Pensii Pri-

vate Societate de admini-

strare a fondurilor de pen-

sii private S.A.

5a. Fondul de pensii admi-

5,03%

5,03%

nistrat privat AZT

2

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Banca Transilvania SA published this content on 16 December 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 16 December 2020 11:04:07 UTC