Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity AVZ Minerals Limited
ABN | 81 125 176 703 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | John Clarke |
Date of last notice | 6 December 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and indirect | |
Nature of indirect interest | Equity Plan Services Pty Ltd | |
(including registered holder) | (a Trust in which John Clarke is a beneficiary) | |
Note: Provide details of the circumstances giving rise to the relevant | ||
interest. | ||
Date of change | 13 January 2022 | |
No. of securities held prior to change | 6,535,333 | Ordinary Shares |
10,548,000 Performance Rights | ||
Class | Ordinary Shares | |
Performance Rights | ||
Number acquired | 1,500,000 | Ordinary Shares |
Number disposed | 1,500,000 Performance Rights | |
Value/Consideration | Nil | |
Note: If consideration is non-cash, provide details and estimated | ||
valuation | ||
No. of securities held after change | 8,035,333 | Ordinary Shares |
9,048,000 | Performance Rights | |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Nature of change | Vesting of Performance Rights |
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | - |
Nature of interest | - |
Name of registered holder | - |
(if issued securities) | |
Date of change | - |
No. and class of securities to which | - |
interest related prior to change |
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired | - |
Interest disposed | - |
Value/Consideration | - |
Note: If consideration is non-cash, provide details | |
and an estimated valuation | |
Interest after change | - |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed | No |
above traded during a +closed period where prior written | |
clearance was required? | |
If so, was prior written clearance provided to allow the trade | - |
to proceed during this period? | |
If prior written clearance was provided, on what date was this | - |
provided? |
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity AVZ Minerals Limited
ABN | 81 125 176 703 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Nigel Ferguson |
Date of last notice | 6 December 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest | Ridgeback Holdings Pty Ltd |
(including registered holder) | |
Note: Provide details of the circumstances giving rise to the relevant | Director and 50% shareholder |
interest. | |
Equity Plan Services Pty Ltd | |
(a Trust in which Nigel Ferguson and Ridgeback | |
Holdings Pty Ltd are beneficiaries) | |
Date of change | 13 January 2022 |
No. of securities held prior to change | 49,013,404 Ordinary Shares |
12,000,000 Performance Rights | |
Class | Ordinary Shares |
Performance Rights | |
Number acquired | 2,000,000 Ordinary Shares |
Number disposed | 2,000,000 Performance Rights |
Value/Consideration | Nil |
Note: If consideration is non-cash, provide details and estimated | |
valuation | |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change | 51,013,404 Ordinary Shares |
10,000,000 Performance Rights | |
Nature of change | Vesting of Performance Rights |
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | - |
Nature of interest | - |
Name of registered holder | - |
(if issued securities) | |
Date of change | - |
No. and class of securities to which | - |
interest related prior to change |
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired | - |
Interest disposed | - |
Value/Consideration | - |
Note: If consideration is non-cash, provide details | |
and an estimated valuation | |
Interest after change | - |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed No above traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow the trade - to proceed during this period?
If prior written clearance was provided, on what date was this - provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity AVZ Minerals Limited
ABN | 81 125 176 703 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Graeme Johnston |
Date of last notice | 6 December 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and Indirect |
Nature of indirect interest | Mr Graeme Godsman Johnston & Mrs Margaret |
(including registered holder) | Ann Johnston |
Note: Provide details of the circumstances giving rise to the relevant | (G&M Johnston Super Fund A/C) in which Mr |
interest. | |
Johnston is a beneficiary | |
Equity Plan Services Pty Ltd | |
(a Trust where Graeme Johnston is a beneficiary) | |
Date of change | 13 January 2022 |
No. of securities held prior to change | 10,651,070 Ordinary Shares |
9,000,000 Performance Rights | |
Class | Ordinary Shares |
Performance Rights | |
Number acquired | 1,500,000 Ordinary Shares |
Number disposed | 1,500,000 Performance Rights |
Value/Consideration | Nil |
Note: If consideration is non-cash, provide details and estimated | |
valuation | |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
AVZ Minerals Limited published this content on 14 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 14 January 2022 08:51:01 UTC.