Australian Pharmaceutical Industries : Change in substantial holding from MUFG

February 24, 2022 at 09:52 am IST

Form604

only

To: Company Name/Scheme:

ACN/ARSN

1. Details of substantial holder

Name

There was a change in the interests of the substantial holder on

The previous notice was given to the company on

The previous notice was dated

The holder became aware on

2. Previous and present voting power

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

Australian Pharmaceutical Industries Ltd

000 004 320

Mitsubishi UFJ Financial Group, Inc.

18/02/2022

14/01/2022

22/02/2022

use

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:

Class of securities		Previous notice			Present notice
Fully Paid ordinary shares		34,959,896	7.1%	41,490,363
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of
the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Date of	Person whose		Consideration given in		Class and number
relevant interest	Nature of change		of securities
change	relation to change
changed			affected

See annexure A to this notice

4.Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Person's votes affected

8.42%

For personal

Holder of	Registered holder	Person entitled to be	Nature of relevant
relevant
of securities	registered as holder	interest
interest

			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
			has a relevant interest in under section
Mitsubishi UFJ Financial	Citibank N A Hong Kong		608(3) of the Corporations Act as
Group, Inc.		Mitsubishi UFJ Financial Group, Inc.

			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
Mitsubishi UFJ Financial	Citicorp Nominees Pty		has a relevant interest in under section
	608(3) of the Corporations Act as
Group, Inc.	Limited (Australia)		Mitsubishi UFJ Financial Group, Inc.
			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
Mitsubishi UFJ Financial	HSBC Bank Australia		has a relevant interest in under section
	608(3) of the Corporations Act as
Group, Inc.	Limited		Mitsubishi UFJ Financial Group, Inc.
			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
Mitsubishi UFJ Financial			has a relevant interest in under section
JPMorgan (UK)		608(3) of the Corporations Act as
Group, Inc.		Mitsubishi UFJ Financial Group, Inc.

			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.
			Relevant interest in securities that First
			Sentier Investors Holdings Pty Limited
Mitsubishi UFJ Financial	National Custodian		has a relevant interest in under section
	608(3) of the Corporations Act as
Group, Inc.	Services		Mitsubishi UFJ Financial Group, Inc.
			has voting power of 100% in First
			Sentier Investors Holdings Pty Limited.
			Relevant interest in securities that
			Morgan Stanley has a relevant interest
Mitsubishi UFJ Financial	HSBC Custody Nominees		in under section 608(3) of the
	Corporations Act as Mitsubishi UFJ
Group, Inc.	(Australia) Limited		Financial Group, Inc. has voting power
			of over 20% in Morgan Stanley.

Class and number of securities

13,311,513 Fully paid ordinary shares

964,099 Fully paid ordinary shares

2,335,205 Fully paid ordinary shares

1,967,901 Fully paid ordinary shares

2,701,704 Fully paid ordinary shares

5,815,915 Fully paid ordinary shares

Person's votes

13,311,513

964,099

2,335,205

1,967,901

2,701,704

5,815,915

		Relevant interest in securities that
		Morgan Stanley has a relevant interest
Mitsubishi UFJ Financial	HSBC Custody Nominees	in under section 608(3) of the		Fully paid
Corporations Act as Mitsubishi UFJ	1,096,434
(Australia) Limited
Group, Inc.	Financial Group, Inc. has voting power		ordinary shares

of over 20% in Morgan Stanley.

1,096,434

Page 1

only

Mitsubishi UFJ Financial	HSBC Custody Nominees
Group, Inc.	(Australia) Limited
Mitsubishi UFJ Financial	Morgan Stanley Australia
Securities (Nominee) Pty
Group, Inc.
Limited

Mitsubishi UFJ Financial	HSBC Custody Nominees
Group, Inc.	(Australia) Limited
Mitsubishi UFJ Financial	Unknown
Group, Inc.

5. Changes in association

Form604

Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.

13,155,579 Fully paid ordinary shares

122,321 Fully paid ordinary shares

1,765 Fully paid ordinary shares

17,927 Fully paid ordinary shares

13,155,579

122,321

1,765

17,927

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

For personal use

Name and ACN/ARSN (if applicable)

6. Addresses

The addresses of persons named in this form are as follows:

Name

Mitsubishi UFJ Financial Group, Inc.

Signature

Authorised signatory

Nature of association

Address

2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Dated 24 February 2022

Page 2

only

AnnexureA

Annexure A

This is annexure A of 20 pages referred to in Form 604, Notice of change of interest of substantial holder dated 24 February 2022

Authorised signatory

Dated 24 February 2022

For personal use

Date of change	Person whose relevant interest	Nature of change
changed

		Purchase of securities by an
12/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley
		Purchase of securities by an
12/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley
		Purchase of securities by an
12/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley
		Purchase of securities by an
12/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley
		Purchase of securities by an
12/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley
		Purchase of securities by an
12/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley
		Purchase of securities by an
12/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley
12/01/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity
controlled by Morgan Stanley

		Collateral Returned by an
12/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley - see Annexure B
		Purchase of securities by an
13/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley
		Purchase of securities by an
13/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley
		Purchase of securities by an
13/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley
13/01/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity
controlled by Morgan Stanley

		Purchase of securities by an
13/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley
		Purchase of securities by an
13/01/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan
		Stanley
13/01/2022	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity
controlled by Morgan Stanley

Consideration given in	Class and number of	Person's
votes
relation to change	securities affected
affected

5,782.80	3,792 Ordinary Shares	3,792
995.60	655 Ordinary Shares	655
645.08	423 Ordinary Shares	423
10.64	7 Ordinary Shares	7
861.84	567 Ordinary Shares	567
10,114.08	6,654 Ordinary Shares	6,654
12,728.48	8,374 Ordinary Shares	8,374
84,844.55	56,003 Ordinary Shares	56,003
N/A	127,059 Ordinary Shares	127,059
1,907.50	1,257 Ordinary Shares	1,257
11,229.76	7,388 Ordinary Shares	7,388
840.70	554 Ordinary Shares	554
6,475.11	4,274 Ordinary Shares	4,274
2,840.63	1,875 Ordinary Shares	1,875
14,306.15	9,443 Ordinary Shares	9,443
7,215.95	4,763 Ordinary Shares	4,763

Page 3

For personal use only

13/01/2022	Mitsubishi UFJ Financial Group, Inc.
13/01/2022	Mitsubishi UFJ Financial Group, Inc.
13/01/2022	Mitsubishi UFJ Financial Group, Inc.
13/01/2022	Mitsubishi UFJ Financial Group, Inc.
13/01/2022	Mitsubishi UFJ Financial Group, Inc.
14/01/2022	Mitsubishi UFJ Financial Group, Inc.
14/01/2022	Mitsubishi UFJ Financial Group, Inc.
14/01/2022	Mitsubishi UFJ Financial Group, Inc.
14/01/2022	Mitsubishi UFJ Financial Group, Inc.
14/01/2022	Mitsubishi UFJ Financial Group, Inc.
14/01/2022	Mitsubishi UFJ Financial Group, Inc.
14/01/2022	Mitsubishi UFJ Financial Group, Inc.
14/01/2022	Mitsubishi UFJ Financial Group, Inc.
14/01/2022	Mitsubishi UFJ Financial Group, Inc.
14/01/2022	Mitsubishi UFJ Financial Group, Inc.
14/01/2022	Mitsubishi UFJ Financial Group, Inc.
14/01/2022	Mitsubishi UFJ Financial Group, Inc.
17/01/2022	Mitsubishi UFJ Financial Group, Inc.
17/01/2022	Mitsubishi UFJ Financial Group, Inc.
17/01/2022	Mitsubishi UFJ Financial Group, Inc.

AnnexureA

Purchase of securities by an entity controlled by Morgan Stanley

Sale of securities by an entity controlled by Morgan Stanley

Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B