AU Small Finance Bank : ESOP/ESPS/SBEB Scheme

AU

SMALL FINANCE BANK

A SCHEDULED COMMERCIAL BANK

Ref. No.: AUSFB/SEC/2022-23/46

Date: 11th April,2022

To,

National Stock Exchange of India Ltd. Exchange Plaza, C-1, Block G, Bandra Kurla Complex, Bandra (East), Mumbai 400051, Maharashtra. NSE Symbol : AUBANK

BSE Limited Phiroze Jeejeebhoy Towers, Dalal Street, Mumbai 400001, Maharashtra. Scrip Code: 540611

Dear Sir/Madam,

Sub: Intimation under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015- Allotment of Equity Shares pursuant to exercise of Employees Stock Options

We hereby inform that the Bank has allotted 12,700 equity shares of face value of Rs. 10/- eac h on 11th April, 2022 pursuant to exercise of equivalent number of Employee Stock Options under the fol lowing ESOP Schemes as per the applicable regulations:

Name of Scheme	No. of Equity Shares
ESOP Scheme 2016	8,597
ESOP Scheme 2018	4,103
Total	12,700

Th e paid-up equity share capital of the Bank will accordingly increase from Rs. 3,14,90,00,310 to Rs. 3,14,91,27,310.

This is for your information and record s.

Thanking You,

Yours faithfully,

For AU SMALL FINANC

Manmohan Parnami Company Secretary and Comp Membership No.: F9999 investorrelations @au bank.i n

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Registered Office

AU SMALL FINANCE BANK LIMITED 19-A Dhuleshwar Garden, Ajmer Road, Jaipur - 302001, Rajasthan, India

Phone: [phone], Fax: [phone] CIN: L36911RJ1996PLC011381

Formerly known as Au Financiers (India) Limited