Item 2.02 Results of Operations and Financial Condition. OnJanuary 10, 2022 ,Apollo Endosurgery, Inc. issued a press release announcing certain preliminary unaudited financial results for the quarter and year endedDecember 31, 2021 . The preliminary results are based on currently available information and do not present all necessary information for a complete understanding of our financial condition as ofDecember 31, 2021 or our results of operations for the quarter and year endedDecember 31, 2021 . A copy of the press release is attached hereto as Exhibit 99.1. The press release attached hereto as Exhibit 99.1 is furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or subject to the liabilities of that Section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. The information contained herein and in the accompanying Exhibit 99.1 shall not be incorporated by reference into any filing with theSecurities and Exchange Commission made by us, whether made before or after the date hereof, regardless of any general incorporation language in such filing. Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description of Document 99.1 Press Release, issued by Apollo Endosurgery, Inc. dated January 1 0 , 202 2 . 104 Cover Page Interactive Data File (embedded within
the Inline XBRL document)
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