Form 603 | |||
Corporations Law | |||
Section 671B | |||
Notice of initial substantial holder | |||
To: Company Name/Scheme | ALE PROPERTY GROUP | ||
ACN/ARSN | ALE Property Group, consisting of Australian Leisure and Entertainment | ||
Property Management Limited (ABN 45 105 275 278) and Australian | |||
Leisure and Entertainment Property Trust (ARSN: 106 063 049) |
1. Details of substantial holder (1)
Name: | UBS Group AG and its related bodies corporate | |
ACN/ARSN (if applicable) | ||
The holder became a substantial holder on: | 28 October 2019 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) | Number of securities | Persons' votes (5) | Voting power (6) |
Stapled securities | 10,792,967 | 10,792,967 | 5.51% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest (7) | Class and number of | |
securities | |||
UBS Asset Management | Fund Manager with power to exercise control over | 107,077 | Stapled securities |
(Australia) Ltd | voting shares | ||
UBS Securities Australia Ltd | Beneficial Owner | 9,623,763 | Stapled securities |
UBS AG London Branch | Prime Broker that has exercised its borrowing right in | 1,062,127 | Stapled securities |
respect of shares pursuant to a Prime Broking | |||
Agreement (see Appendix A) |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant | Registered holder of | Person entitled to be | Class and number of |
interest | securities | registered as holder (8) | securities |
UBS Asset Management | Various Custodians | UBS Asset Management | 107,077 Stapled securities |
(Australia) Ltd | (Australia) Ltd | ||
UBS Securities Australia Ltd | Brispot Nominees Pty Ltd | UBS Securities Australia Ltd | 9,623,763 | Stapled securities |
UBS AG London Branch | Citicorp Nominees Pty Ltd | UBS AG London Branch | 1,062,127 | Stapled securities |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number | ||
of securities | |||||
Cash | Non-cash | ||||
Please see Appendix B. | |||||
6. Associates |
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ ARSN (if applicable) | Nature of association |
UBS Asset Management (Australia) Ltd | Related body corporate |
UBS Securities Australia Ltd | Related body corporate |
Brispot Nominees Pty Ltd | Related body corporate |
UBS AG London Branch | Related body corporate |
7. Addresses
The addresses of persons named in this form are as follows:
Name | Addresses |
UBS Asset Management (Australia) Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
UBS Securities Australia Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
Brispot Nominees Pty Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
UBS AG London Branch | 5 Broadgate, London, United Kingdom |
SIGNATURE | |||||
Print Name: | Andrew Costley | Capacity: | Authorised signatory | ||
Sign Here: | Date: | 30 October 2019 | |||
Print Name: | Minsoo Ha | Capacity: | Authorised signatory | ||
Sign Here: | Date: | 30 October 2019 | |||
Contact details for this notice: |
--------------------------------------------------------------
Andrew Costley
Group Compliance, Regulatory & Governance
-
+ 852 3712 3707
--------------------------------------------------------------
Appendix A
Holder of relevant interest | UBS AG, London Branch |
Type of agreement | Prime Brokerage Agreement |
Parties to agreement | (i) UBS AG, London Branch ("UBS |
AG") | |
(ii) Client (Please refer to Appendix | |
A-1.) | |
Transfer date | Please refer to Appendix A-1. |
Holder of voting rights | UBS AG |
Are there any restrictions on | No. |
voting rights? | |
If yes, detail | N/A |
Scheduled return date (if any) | None. |
Does the borrower have the right | Yes. |
to return early? | |
If yes, detail | The borrower (i.e. UBS AG) has the |
right to return at its discretion. | |
Does the lender have the right to | Yes. |
recall early? | |
If yes, detail | The lender (i.e. Client) can recall at |
its request subject to compliance | |
with margin requirements and the | |
terms of the relevant loan. | |
Will the securities be returned on | Yes. |
settlement? | |
If yes, detail any exceptions | None. |
The information in this appendix is based on the relevant standard UBS agreement.
A copy of the agreement is available to the company, or responsible entity to whom the prescribed form must be given, or to ASIC, upon request.
Appendix A-1
Prime Brokerage Agreement - UBS AG, London Branch
Parties to agreement | Transfer date | |
AJM Caledonia LLC | (i) | 25 October 2019 |
AJM Australian Holdings LLC | (i) | 25 October 2019 |
LEP- Appendix B | |||||
Date of change | Person whose relevant interest | Nature of Change | Consideration given | Number of | Class |
changed | in relation to change | securities | |||
01-Jul-19 | UBS Securities Australia Ltd | Buy | 196,015 | 39,049 | Stapled Securities |
01-Jul-19 | UBS Securities Australia Ltd | Sell | 4,714 | (938) | Stapled Securities |
01-Jul-19 | UBS Securities Australia Ltd | Buy | 28,903 | 5,791 | Stapled Securities |
01-Jul-19 | UBS Securities Australia Ltd | Sell | 1,250 | (250) | Stapled Securities |
01-Jul-19 | UBS Securities Australia Ltd | Sell | 931 | (185) | Stapled Securities |
01-Jul-19 | UBS Securities Australia Ltd | Buy | 4,026 | 804 | Stapled Securities |
01-Jul-19 | UBS Securities Australia Ltd | Sell | 1,714 | (342) | Stapled Securities |
02-Jul-19 | UBS Securities Australia Ltd | Sell | 753 | (149) | Stapled Securities |
02-Jul-19 | UBS Securities Australia Ltd | Buy | 16,543 | 3,342 | Stapled Securities |
02-Jul-19 | UBS Securities Australia Ltd | Buy | 2,201 | 438 | Stapled Securities |
02-Jul-19 | UBS Securities Australia Ltd | Sell | 4,449 | (882) | Stapled Securities |
03-Jul-19 | UBS Securities Australia Ltd | Buy | 4,530 | 894 | Stapled Securities |
03-Jul-19 | UBS Securities Australia Ltd | Sell | 31 | (6) | Stapled Securities |
04-Jul-19 | UBS Securities Australia Ltd | Buy | 4,407 | 879 | Stapled Securities |
04-Jul-19 | UBS Securities Australia Ltd | Buy | 4,292 | 847 | Stapled Securities |
04-Jul-19 | UBS Securities Australia Ltd | Sell | 1,347 | (268) | Stapled Securities |
04-Jul-19 | UBS Securities Australia Ltd | Buy | 25,060 | 5,000 | Stapled Securities |
05-Jul-19 | UBS Securities Australia Ltd | Sell | 1,615 | (315) | Stapled Securities |
05-Jul-19 | UBS Securities Australia Ltd | Buy | 24,285 | 4,763 | Stapled Securities |
05-Jul-19 | UBS Securities Australia Ltd | Buy | 18,075 | 3,578 | Stapled Securities |
05-Jul-19 | UBS Securities Australia Ltd | Sell | 1,956 | (382) | Stapled Securities |
05-Jul-19 | UBS Securities Australia Ltd | Sell | 1,681 | (330) | Stapled Securities |
08-Jul-19 | UBS Securities Australia Ltd | Buy | 8,748 | 1,699 | Stapled Securities |
08-Jul-19 | UBS Securities Australia Ltd | Sell | 14,158 | (2,755) | Stapled Securities |
08-Jul-19 | UBS Securities Australia Ltd | Sell | 8,634 | (1,674) | Stapled Securities |
08-Jul-19 | UBS Securities Australia Ltd | Sell | 268 | (52) | Stapled Securities |
09-Jul-19 | UBS Asset Management | Sell | 44,778 | (8,864) | Stapled Securities |
09-Jul-19 | UBS AG London Branch | Stock received | N/A | 1,171,671 | Stapled Securities |
09-Jul-19 | UBS Securities Australia Ltd | Sell | 14,585 | (2,864) | Stapled Securities |
09-Jul-19 | UBS Securities Australia Ltd | Buy | 16,977 | 3,356 | Stapled Securities |
09-Jul-19 | UBS Securities Australia Ltd | Sell | 10,579 | (2,054) | Stapled Securities |
09-Jul-19 | UBS Securities Australia Ltd | Buy | 57,469 | 11,362 | Stapled Securities |
10-Jul-19 | UBS Securities Australia Ltd | Buy | 1,559 | 309 | Stapled Securities |
10-Jul-19 | UBS Securities Australia Ltd | Sell | 4,265 | (842) | Stapled Securities |
10-Jul-19 | UBS Securities Australia Ltd | Buy | 10,677 | 2,106 | Stapled Securities |
10-Jul-19 | UBS Securities Australia Ltd | Sell | 1,764 | (350) | Stapled Securities |
10-Jul-19 | UBS Securities Australia Ltd | Buy | 72,793 | 14,365 | Stapled Securities |
11-Jul-19 | UBS Securities Australia Ltd | Buy | 560 | 111 | Stapled Securities |
11-Jul-19 | UBS Securities Australia Ltd | Sell | 452 | (89) | Stapled Securities |
11-Jul-19 | UBS Securities Australia Ltd | Buy | 2,912 | 579 | Stapled Securities |
12-Jul-19 | UBS Securities Australia Ltd | Sell | 14,422 | (2,867) | Stapled Securities |
12-Jul-19 | UBS Securities Australia Ltd | Buy | 1,643 | 328 | Stapled Securities |
12-Jul-19 | UBS Securities Australia Ltd | Buy | 2,419 | 481 | Stapled Securities |
15-Jul-19 | UBS Securities Australia Ltd | Buy | 3,855 | 770 | Stapled Securities |
15-Jul-19 | UBS Securities Australia Ltd | Sell | 10,999 | (2,194) | Stapled Securities |
15-Jul-19 | UBS Securities Australia Ltd | Sell | 22,014 | (4,386) | Stapled Securities |
16-Jul-19 | UBS Securities Australia Ltd | Sell | 1,210 | (241) | Stapled Securities |
16-Jul-19 | UBS Securities Australia Ltd | Sell | 23,015 | (4,553) | Stapled Securities |
16-Jul-19 | UBS Securities Australia Ltd | Buy | 1,467 | 291 | Stapled Securities |
16-Jul-19 | UBS Securities Australia Ltd | Sell | 3,972 | (786) | Stapled Securities |
16-Jul-19 | UBS Securities Australia Ltd | Buy | 7,066 | 1,400 | Stapled Securities |
17-Jul-19 | UBS Securities Australia Ltd | Buy | 4,659 | 912 | Stapled Securities |
17-Jul-19 | UBS Securities Australia Ltd | Sell | 5,411 | (1,062) | Stapled Securities |
17-Jul-19 | UBS Securities Australia Ltd | Sell | 2,190 | (426) | Stapled Securities |
18-Jul-19 | UBS Securities Australia Ltd | Sell | 5,693 | (1,114) | Stapled Securities |
18-Jul-19 | UBS Securities Australia Ltd | Buy | 1,897 | 372 | Stapled Securities |
18-Jul-19 | UBS Securities Australia Ltd | Buy | 980 | 193 | Stapled Securities |
19-Jul-19 | UBS Securities Australia Ltd | Sell | 316 | (62) | Stapled Securities |
19-Jul-19 | UBS Securities Australia Ltd | Buy | 1,964 | 386 | Stapled Securities |
19-Jul-19 | UBS Securities Australia Ltd | Buy | 8,349 | 1,650 | Stapled Securities |
22-Jul-19 | UBS Securities Australia Ltd | Buy | 9,716 | 1,922 | Stapled Securities |
22-Jul-19 | UBS Securities Australia Ltd | Sell | 2,159 | (427) | Stapled Securities |
22-Jul-19 | UBS Securities Australia Ltd | Sell | 823 | (163) | Stapled Securities |
23-Jul-19 | UBS Securities Australia Ltd | Buy | 18,677 | 3,674 | Stapled Securities |
23-Jul-19 | UBS Securities Australia Ltd | Sell | 1,872 | (367) | Stapled Securities |
23-Jul-19 | UBS Securities Australia Ltd | Sell | 20 | (4) | Stapled Securities |
23-Jul-19 | UBS Securities Australia Ltd | Sell | 2,596 | (510) | Stapled Securities |
24-Jul-19 | UBS Securities Australia Ltd | Sell | 668 | (130) | Stapled Securities |
24-Jul-19 | UBS Securities Australia Ltd | Buy | 3,899 | 767 | Stapled Securities |
24-Jul-19 | UBS Securities Australia Ltd | Sell | 355 | (69) | Stapled Securities |
25-Jul-19 | UBS Securities Australia Ltd | Buy | 10,598 | 2,094 | Stapled Securities |
25-Jul-19 | UBS Securities Australia Ltd | Sell | 3,196 | (628) | Stapled Securities |
25-Jul-19 | UBS Securities Australia Ltd | Buy | 16,539 | 3,261 | Stapled Securities |
25-Jul-19 | UBS Securities Australia Ltd | Sell | 8,088 | (1,589) | Stapled Securities |
26-Jul-19 | UBS Securities Australia Ltd | Sell | 4,593 | (905) | Stapled Securities |
26-Jul-19 | UBS Securities Australia Ltd | Buy | 1,169 | 231 | Stapled Securities |
26-Jul-19 | UBS Securities Australia Ltd | Buy | 57,302 | 11,284 | Stapled Securities |
29-Jul-19 | UBS Securities Australia Ltd | Buy | 57,302 | 11,284 | Stapled Securities |
29-Jul-19 | UBS Securities Australia Ltd | Sell | 57,302 | (11,284) | Stapled Securities |
29-Jul-19 | UBS Securities Australia Ltd | Buy | 506 | 100 | Stapled Securities |
30-Jul-19 | UBS Securities Australia Ltd | Buy | 510 | 100 | Stapled Securities |
31-Jul-19 | UBS Securities Australia Ltd | Sell | 15,768 | (3,057) | Stapled Securities |
31-Jul-19 | UBS Securities Australia Ltd | Buy | 7,079 | 1,378 | Stapled Securities |
31-Jul-19 | UBS Securities Australia Ltd | Sell | 17,602 | (3,414) | Stapled Securities |
31-Jul-19 | UBS Securities Australia Ltd | Buy | 241,603 | 46,702 | Stapled Securities |
31-Jul-19 | UBS Asset Management | Buy | 68,936 | 13,257 | Stapled Securities |
01-Aug-19 | UBS Securities Australia Ltd | Sell | 4,966 | (958) | Stapled Securities |
01-Aug-19 | UBS Securities Australia Ltd | Buy | 619 | 120 | Stapled Securities |
01-Aug-19 | UBS Securities Australia Ltd | Sell | 20,879 | (3,977) | Stapled Securities |
01-Aug-19 | UBS Securities Australia Ltd | Buy | 17,723 | 3,442 | Stapled Securities |
02-Aug-19 | UBS Securities Australia Ltd | Sell | 467 | (89) | Stapled Securities |
02-Aug-19 | UBS Securities Australia Ltd | Buy | 23,173 | 4,473 | Stapled Securities |
02-Aug-19 | UBS Securities Australia Ltd | Sell | 276 | (53) | Stapled Securities |
02-Aug-19 | UBS Securities Australia Ltd | Sell | 5,306 | (1,003) | Stapled Securities |
05-Aug-19 | UBS Securities Australia Ltd | Sell | 1,287 | (247) | Stapled Securities |
05-Aug-19 | UBS Securities Australia Ltd | Buy | 17,575 | 3,375 | Stapled Securities |
05-Aug-19 | UBS Securities Australia Ltd | Buy | 10 | 2 | Stapled Securities |
06-Aug-19 | UBS Securities Australia Ltd | Sell | 16,409 | (3,176) | Stapled Securities |
06-Aug-19 | UBS Securities Australia Ltd | Sell | 8,817 | (1,712) | Stapled Securities |
07-Aug-19 | UBS Securities Australia Ltd | Sell | 2,043 | (400) | Stapled Securities |
07-Aug-19 | UBS Securities Australia Ltd | Buy | 28,775 | 5,644 | Stapled Securities |
07-Aug-19 | UBS Securities Australia Ltd | Sell | 3,040 | (594) | Stapled Securities |
07-Aug-19 | UBS Securities Australia Ltd | Buy | 10,705 | 2,099 | Stapled Securities |
07-Aug-19 | UBS Securities Australia Ltd | Buy | 51,000 | 10,000 | Stapled Securities |
08-Aug-19 | UBS Securities Australia Ltd | Sell | 2,424 | (469) | Stapled Securities |
08-Aug-19 | UBS Securities Australia Ltd | Sell | 1,953 | (377) | Stapled Securities |
09-Aug-19 | UBS Securities Australia Ltd | Sell | 4,037 | (779) | Stapled Securities |
09-Aug-19 | UBS Securities Australia Ltd | Buy | 3,805 | 737 | Stapled Securities |
09-Aug-19 | UBS Securities Australia Ltd | Buy | 8,996 | 1,740 | Stapled Securities |
09-Aug-19 | UBS Securities Australia Ltd | Sell | 5,670 | (1,101) | Stapled Securities |
12-Aug-19 | UBS Securities Australia Ltd | Sell | 1,866 | (361) | Stapled Securities |
12-Aug-19 | UBS Securities Australia Ltd | Buy | 1,268 | 247 | Stapled Securities |
12-Aug-19 | UBS Securities Australia Ltd | Sell | 20,262 | (3,923) | Stapled Securities |
12-Aug-19 | UBS Securities Australia Ltd | Sell | 12,169 | (2,363) | Stapled Securities |
13-Aug-19 | UBS Securities Australia Ltd | Sell | 11,328 | (2,207) | Stapled Securities |
13-Aug-19 | UBS Securities Australia Ltd | Buy | 10,984 | 2,146 | Stapled Securities |
14-Aug-19 | UBS Securities Australia Ltd | Buy | 9,777 | 1,912 | Stapled Securities |
14-Aug-19 | UBS Securities Australia Ltd | Sell | 19,515 | (3,770) | Stapled Securities |
14-Aug-19 | UBS Securities Australia Ltd | Buy | 13,077 | 2,562 | Stapled Securities |
14-Aug-19 | UBS Securities Australia Ltd | Buy | 34,534 | 6,772 | Stapled Securities |
15-Aug-19 | UBS Securities Australia Ltd | Sell | 533 | (104) | Stapled Securities |
15-Aug-19 | UBS Securities Australia Ltd | Buy | 4,519 | 882 | Stapled Securities |
15-Aug-19 | UBS Securities Australia Ltd | Buy | 6,853 | 1,357 | Stapled Securities |
15-Aug-19 | UBS Securities Australia Ltd | Buy | 9,682 | 1,891 | Stapled Securities |
16-Aug-19 | UBS Securities Australia Ltd | Sell | 4,086 | (797) | Stapled Securities |
16-Aug-19 | UBS Securities Australia Ltd | Buy | 619 | 121 | Stapled Securities |
16-Aug-19 | UBS Securities Australia Ltd | Buy | 8,494 | 1,656 | Stapled Securities |
16-Aug-19 | UBS Securities Australia Ltd | Buy | 17,777 | 3,472 | Stapled Securities |
16-Aug-19 | UBS Securities Australia Ltd | Sell | 19,987 | (3,919) | Stapled Securities |
19-Aug-19 | UBS Securities Australia Ltd | Buy | 17,777 | 3,472 | Stapled Securities |
19-Aug-19 | UBS Securities Australia Ltd | Sell | 17,777 | (3,472) | Stapled Securities |
19-Aug-19 | UBS Securities Australia Ltd | Buy | 23,500 | 4,564 | Stapled Securities |
19-Aug-19 | UBS Securities Australia Ltd | Sell | 5,966 | (1,154) | Stapled Securities |
19-Aug-19 | UBS Securities Australia Ltd | Sell | 572 | (110) | Stapled Securities |
19-Aug-19 | UBS Securities Australia Ltd | Sell | 545 | (104) | Stapled Securities |
20-Aug-19 | UBS Securities Australia Ltd | Sell | 1,602 | (306) | Stapled Securities |
20-Aug-19 | UBS Securities Australia Ltd | Buy | 26 | 5 | Stapled Securities |
20-Aug-19 | UBS Securities Australia Ltd | Sell | 1,463 | (280) | Stapled Securities |
20-Aug-19 | UBS Securities Australia Ltd | Buy | 1,399 | 269 | Stapled Securities |
21-Aug-19 | UBS Securities Australia Ltd | Sell | 16,545 | (3,201) | Stapled Securities |
21-Aug-19 | UBS Securities Australia Ltd | Buy | 94,513 | 18,405 | Stapled Securities |
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ALE Property Group published this content on 30 October 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 30 October 2019 10:31:06 UTC