For personal use only
10 February 2022
UPDATED APPENDIX 3B - NON-RENOUNCEABLE ENTITLEMENT OFFER
The Trust Company (RE Services) Limited ACN 003 278 831 as Responsible Entity of the Metrics Income Opportunities Trust (the Trust) advise of an update to the previous announcement in respect of the Appendix 3B.
Please be advised that amendments have been made in connection with the release of the product disclosure statement dated 10 February 2022 (PDS) and lodged with the Australian Securities and Investments Commission (ASIC) relating to the proposed issue of new units in the Trust. The amendments do not impact the course of the timetable of the Non-Renounceable Entitlement Offer (the Offer).
Yours faithfully
The Trust Company (RE Services) Limited
As Responsible Entity of the Metrics Income Opportunities Trust
For personal use only
This appendix is available as an online form | |
Only use this form if the online version is not available | +Rule 3.10.3 |
Appendix 3B
Proposed issue of +securities
Information and documents given to ASX become ASX's property and may be made public.
If you are an entity incorporated outside Australia and you are proposing to issue a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. For offers where the +securities proposed to be issued are in an existing class of security, and the event timetable includes rights (or entitlement for non- renounceable issues), and deferred settlement trading or a representation of such, ASX requires the issuer to advise ASX of the ISIN code for the rights (or entitlement), and deferred settlement trading. This code will be different to the existing class. If the securities do not rank equally with the existing class, the same ISIN code will be used for that security to continue to be quoted while it does not rank.
Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non-Australian issuers.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
+ See chapter 19 for defined terms | |
5 June 2021 | Page 1 |
For personal use only
This appendix is available as an online form | Appendix 3B | ||||
Proposed issue of +securities | |||||
Part 1 - Entity and announcement details | |||||
Question | Question | Answer | |||
no | |||||
1.1 | *Name of entity | METRICS INCOME OPPORTUNITIES TRUST (MOT) | |||
We (the entity here named) | |||||
give ASX the following | |||||
information about a proposed | |||||
issue of +securities and, if ASX | |||||
agrees to +quote any of the | |||||
+securities (including any | |||||
rights) on a +deferred | |||||
settlement basis, we agree to | |||||
the matters set out in | |||||
Appendix 3B of the ASX | |||||
Listing Rules. | |||||
If the +securities are being | |||||
offered under a +disclosure | |||||
document or +PDS and are | |||||
intended to be quoted on ASX, | |||||
we also apply for quotation of | |||||
all of the +securities that may | |||||
be issued under the | |||||
+disclosure document or | |||||
+PDS on the terms set out in | |||||
Appendix 2A of the ASX | |||||
Listing Rules (on the | |||||
understanding that once the | |||||
final number of +securities | |||||
issued under the +disclosure | |||||
document or +PDS is known, | |||||
in accordance with Listing | |||||
Rule 3.10.3C, we will complete | |||||
and lodge with ASX an | |||||
Appendix 2A online form | |||||
notifying ASX of their issue | |||||
and applying for their | |||||
quotation). | |||||
1.2 | *Registration type and number | ARSN 631320628 | |||
Please supply your ABN, ARSN, | |||||
ARBN, ACN or another registration | |||||
type and number (if you supply | |||||
another registration type, please | |||||
specify both the type of registration | |||||
and the registration number). | |||||
1.3 | *ASX issuer code | MOT | |||
1.4 | *This announcement is | ☒ A new announcement | |||
Tick whichever is applicable. | ☐ An update/amendment to a previous announcement | ||||
☐ A cancellation of a previous announcement | |||||
1.4a | *Reason for update | ||||
Answer this question if your response | |||||
to Q 1.4 is "An update/amendment to | |||||
previous announcement". A reason | |||||
must be provided for an update. | |||||
+ See chapter 19 for defined terms | |
5 June 2021 | Page 2 |
This appendix is available as an online form | Appendix 3B | |||||
Proposed issue of +securities | ||||||
1.4b | *Date of previous | |||||
announcement(s) to this | ||||||
update | ||||||
only | Answer this question if your response | |||||
to Q 1.4 is "An update/amendment to | ||||||
previous announcement". | ||||||
1.4c | *Reason for cancellation | |||||
Answer this question if your response | ||||||
to Q 1.4 is "A cancellation of previous | ||||||
announcement". | ||||||
1.4d | *Date of previous | |||||
announcement(s) to this | ||||||
cancellation | ||||||
use | Answer this question if your response | |||||
to Q 1.4 is "A cancellation of previous | ||||||
announcement". | ||||||
1.5 | *Date of this announcement | 10 February 2022 | ||||
1.6 | *The proposed issue is: | ☐ A +bonus issue (complete Parts 2 and 8) | ||||
Note: You can select more than one | ☒ A standard +pro rata issue (non-renounceable or | |||||
type of issue (e.g. an offer of | ||||||
renounceable) (complete Q1.6a and Parts 3 and 8) | ||||||
securities under a securities purchase | ||||||
plan and a placement, however ASX | ☐ An accelerated offer (complete Q1.6b and Parts 3 and 8) | |||||
may restrict certain events from being | ||||||
personal | ☐ An offer of +securities under a +securities purchase | |||||
announced concurrently). Please | ||||||
contact your ASX listings compliance | plan (complete Parts 4 and 8) | |||||
adviser if you are unsure. | ||||||
☐ A non-+pro rata offer of +securities under a | ||||||
+disclosure document or +PDS (complete Parts 5 and 8) | ||||||
☐ A non-+pro rata offer to wholesale investors under an | ||||||
information memorandum (complete Parts 6 and 8) | ||||||
☐ A placement or other type of issue (complete Parts 7 and | ||||||
8) | ||||||
1.6a | *The proposed standard +pro | ☒ Non-renounceable | ||||
rata issue is: | ☐ Renounceable | |||||
Answer this question if your response | ||||||
to Q1.6 is "A standard pro rata issue | ||||||
(non-renounceable or renounceable)." | ||||||
Select one item from the list | ||||||
An issuer whose securities are | ||||||
currently suspended from trading | ||||||
cannot proceed with an entitlement | ||||||
offer that allows rights trading. If your | ||||||
securities are currently suspended, | ||||||
For | please consult your ASX listings | |||||
compliance adviser before proceeding | ||||||
further. | ||||||
1.6b | *The proposed accelerated | ☐ Accelerated non-renounceable entitlement offer | ||||
offer is: | (commonly known as a JUMBO or ANREO) | |||||
Answer this question if your response | ☐ Accelerated renounceable entitlement offer | |||||
to Q1.6 is "An accelerated offer" | ||||||
(commonly known as an AREO) | ||||||
Select one item from the list | ||||||
☐ Simultaneous accelerated renounceable entitlement | ||||||
An issuer whose securities are | ||||||
currently suspended from trading | offer (commonly known as a SAREO) | |||||
cannot proceed with an entitlement | ☐ Accelerated renounceable entitlement offer with dual | |||||
offer that allows rights trading. If your | ||||||
securities are currently suspended, | book-build structure (commonly known as a | |||||
please consult your ASX listings | RAPIDS) | |||||
compliance adviser before proceeding | ||||||
☐ Accelerated renounceable entitlement offer with retail | ||||||
further. | ||||||
rights trading (commonly known as a PAITREO) | ||||||
+ See chapter 19 for defined terms | |
5 June 2021 | Page 3 |
For personal use only
This appendix is available as an online form | Appendix 3B |
Proposed issue of +securities |
Part 2 - Details of proposed +bonus issue
If your response to Q1.6 is "A bonus issue", please complete Parts 2A - 2D and the details of the securities proposed to be issued in Part 8. Refer to section 1 of Appendix 7A of the Listing Rules for the timetable for bonus issues.
Part 2A - Proposed +bonus issue - conditions
Question | Question | Answer | ||||
No. | ||||||
2A.1 | *Do any external approvals need to be | Yes or No | ||||
obtained or other conditions satisfied before | ||||||
the +bonus issue can proceed on an | ||||||
unconditional basis? | ||||||
For example, this could include: | ||||||
• | +Security holder approval | |||||
• | Court approval | |||||
• | Lodgement of court order with +ASIC | |||||
• | ACCC approval | |||||
• | FIRB approval | |||||
Disregard any approvals that have already been | ||||||
obtained or conditions that have already been satisfied. | ||||||
If any of the above approvals apply to the bonus issue, | ||||||
they must be obtained before business day 0 of the | ||||||
timetable. The relevant approvals must be received | ||||||
before ASX can establish an ex market in the | ||||||
securities. | ||||||
2A.1a | Conditions | |||||
Answer these questions if your response to Q2A.1 is "Yes". | ||||||
*Approval/ condition | *Date for | *Is the date | *Approval received/ | Comments | ||
Type | determination | estimated or | condition met? | |||
Select the applicable | actual? | Please respond "Yes" or | ||||
approval/condition | The 'date for | "No". Only answer this | ||||
from the list (ignore | determination' is | question when you know | ||||
those that are not | the date that | the outcome of the | ||||
applicable). More than | you expect to | approval. Note that you | ||||
one approval/condition | know if the | will need to lodge an | ||||
can be selected. | approval is | updated Appendix 3B | ||||
given or | showing that all required | |||||
condition is | approvals have been | |||||
satisfied (for | obtained and conditions | |||||
example, the | have been met prior to | |||||
date of the | business day 0 in the | |||||
security holder | timetable for the bonus | |||||
meeting in the | issue in Appendix 7A of | |||||
case of security | the listing rules. | |||||
holder approval | ||||||
or the date of | ||||||
the court | ||||||
hearing in the | ||||||
case of court | ||||||
approval). | ||||||
+Security holder | ||||||
approval | ||||||
Court approval | ||||||
Lodgement of court | ||||||
order with +ASIC | ||||||
ACCC approval | ||||||
FIRB approval | ||||||
+ See chapter 19 for defined terms | |
5 June 2021 | Page 4 |
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MCP Income Opportunities Trust published this content on 10 February 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 10 February 2022 02:58:03 UTC.