Item 5.03 Amendments to Articles of Incorporation or By-Laws; Change in Fiscal
Year
On October 19, 2020, the Board of Trustees of First Trust Specialty Finance and
Financial Opportunities Fund amended and restated its existing Amended and
Restated By-Laws (and as so amended and restated, the "By-Laws"), effective
immediately. The By-Laws were revised to provide, among other things,
enhancements to certain procedural matters related to meetings, shareholder
nominations and shareholder proposals, enhanced voting standards in the event of
a contested board election, the addition of trustee qualifications, the addition
of control share provisions, and other clarifying and conforming amendments.
The foregoing description is qualified in its entirety by reference to the full
text of the By-Laws, a copy of which is attached hereto as Exhibit 3.1 and is
incorporated by reference herein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit Number Description
3.1 Amended and Restated By-Laws as of October 19, 2020 .
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