For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 31/12/2013
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | PetroAsian Energy Holdings Limited |
Date Submitted | 03/01/2014 |
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : 850 Description :
No. of ordinary shares
Par value
(HK$)
Authorised share capital (HK$)
Balance at close of preceding month 8,000,000,000 0.01 80,000,000
Increase/(decrease) -- --
Balance at close of the month 8,000,000,000 0.01 80,000,000
(2) Stock code : Description :
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
2. Preference Shares
For Main Board and GEM listed issuers
Stock code : Description :
No. of preference shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
Stock code : Description :
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (HK$) : 80,000,000
II. Movements in Issued Share Capital
No. of ordinary shares No of preference
No. of other classes
(1) (2)
shares
of shares
Balance at close of
preceding month 4,600,623,821 N/A N/A N/A
Increase/ (decrease)
during the month - N/A N/A N/A
Balance at close of the
month 4,600,623,821 N/A N/A N/A
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
For Main Board and GEM listed issuers
Particulars of share No. of new shares of No. of new shares of option scheme issuer issued during issuer which may be including EGM the month pursuant issued pursuant approval date Movement during the month thereto thereto as at close of (dd/mm/yyyy) and the month class of shares issuable Granted Exercised Cancelled Lapsed | ||
1. 2002 Share Option Scheme Granted on 13/08/2004 Exercise Price HK$0.251(Note 1) Ordinary shares -- 2. 2002 Share Option Scheme Granted on 28/03/2012 Exercise Price HK$0.198 Ordinary shares -- | -- -- -- -- -- -- -- -- -- -- -- -- | 100,000 |
1. 2002 Share Option Scheme Granted on 13/08/2004 Exercise Price HK$0.251(Note 1) Ordinary shares -- 2. 2002 Share Option Scheme Granted on 28/03/2012 Exercise Price HK$0.198 Ordinary shares -- | -- -- -- -- -- -- -- -- -- -- -- -- | 11,400,000 |
3. 2002 Share Option Scheme EGM approval date 24/05/2012 Exercise Price HK$0.198 Ordinary shares -- | -- -- -- -- -- -- -- -- -- -- -- -- | 200,000,000 |
-- -- -- -- -- -- -- -- -- -- -- -- | ||
Total A. (Ordinary shares) -- (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) HK$-- |
Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Nominal value at Exercised Nominal value thereto close of the Description of warrants nominal close of during the at close of the month (Date of expiry - dd/mm/yyyy) value preceding month month month | |
1. Non-listed Warrants HK$ 90,000,000.00 -- 90,000,000.00 -- (Date of expiry -02/06/2014 ) Stock code (if listed) N/A Class of shares issuable Ordinary shares Exercise price HK$$0.45 per warrant EGM approval date (if applicable) (dd/mm/yyyy) (03/06/2011) 2. Non-listed Warrants HK$ 63,000,000.00 -- 63,000,000.00 -- (Date of expiry - 28/11/2015) Stock code (if listed) N/A Class of shares issuable Ordinary shares Exercise price HK$0.18 per warrant EGM approval date (if applicable) (dd/mm/yyyy) N/A 3. Non-listed Warrants HK$ 56,462,000.00 -- 56,462,000.00 -- (Date of expiry - 06/10/2016) Stock code (if listed) N/A Class of shares issuable Ordinary shares Exercise price HK$0.1526 per warrant EGM approval date (if applicable) (dd/mm/yyyy) N/A Total B. (Ordinary shares) -- (Preference shares) N/A (Other class) N/A | 200,000,000 |
1. Non-listed Warrants HK$ 90,000,000.00 -- 90,000,000.00 -- (Date of expiry -02/06/2014 ) Stock code (if listed) N/A Class of shares issuable Ordinary shares Exercise price HK$$0.45 per warrant EGM approval date (if applicable) (dd/mm/yyyy) (03/06/2011) 2. Non-listed Warrants HK$ 63,000,000.00 -- 63,000,000.00 -- (Date of expiry - 28/11/2015) Stock code (if listed) N/A Class of shares issuable Ordinary shares Exercise price HK$0.18 per warrant EGM approval date (if applicable) (dd/mm/yyyy) N/A 3. Non-listed Warrants HK$ 56,462,000.00 -- 56,462,000.00 -- (Date of expiry - 06/10/2016) Stock code (if listed) N/A Class of shares issuable Ordinary shares Exercise price HK$0.1526 per warrant EGM approval date (if applicable) (dd/mm/yyyy) N/A Total B. (Ordinary shares) -- (Preference shares) N/A (Other class) N/A | 350,000,000 |
1. Non-listed Warrants HK$ 90,000,000.00 -- 90,000,000.00 -- (Date of expiry -02/06/2014 ) Stock code (if listed) N/A Class of shares issuable Ordinary shares Exercise price HK$$0.45 per warrant EGM approval date (if applicable) (dd/mm/yyyy) (03/06/2011) 2. Non-listed Warrants HK$ 63,000,000.00 -- 63,000,000.00 -- (Date of expiry - 28/11/2015) Stock code (if listed) N/A Class of shares issuable Ordinary shares Exercise price HK$0.18 per warrant EGM approval date (if applicable) (dd/mm/yyyy) N/A 3. Non-listed Warrants HK$ 56,462,000.00 -- 56,462,000.00 -- (Date of expiry - 06/10/2016) Stock code (if listed) N/A Class of shares issuable Ordinary shares Exercise price HK$0.1526 per warrant EGM approval date (if applicable) (dd/mm/yyyy) N/A Total B. (Ordinary shares) -- (Preference shares) N/A (Other class) N/A | 370,000,000 |
1. Non-listed Warrants HK$ 90,000,000.00 -- 90,000,000.00 -- (Date of expiry -02/06/2014 ) Stock code (if listed) N/A Class of shares issuable Ordinary shares Exercise price HK$$0.45 per warrant EGM approval date (if applicable) (dd/mm/yyyy) (03/06/2011) 2. Non-listed Warrants HK$ 63,000,000.00 -- 63,000,000.00 -- (Date of expiry - 28/11/2015) Stock code (if listed) N/A Class of shares issuable Ordinary shares Exercise price HK$0.18 per warrant EGM approval date (if applicable) (dd/mm/yyyy) N/A 3. Non-listed Warrants HK$ 56,462,000.00 -- 56,462,000.00 -- (Date of expiry - 06/10/2016) Stock code (if listed) N/A Class of shares issuable Ordinary shares Exercise price HK$0.1526 per warrant EGM approval date (if applicable) (dd/mm/yyyy) N/A Total B. (Ordinary shares) -- (Preference shares) N/A (Other class) N/A |
For Main Board and GEM listed issuers
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Amount at close Converted Amount at thereto close of the amount of preceding during the close of the month Class and description outstanding month month month | |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) (Preference shares) (Other class) | |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) (Preference shares) (Other class) | |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) (Preference shares) (Other class) | |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) (Preference shares) (Other class) | |
1. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) (Preference shares) (Other class) |
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including
Options (other than under Share Option Schemes)
For Main Board and GEM listed issuers
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of No. of new shares of issuer issued during issuer which may be the month pursuant issued pursuant thereto thereto as at close of the month | |||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | ||||
1. 2. 3. | Total D. (Ordinary shares) | |||
1. 2. 3. | (Preference shares) | |||
1. 2. 3. | (Other class) | |||
1. 2. 3. | (Other class) |
Other Movements in Issued Share Capital
No. of new No. of new shares of shares of issuer issuer issued which may be during the issued pursuant month thereto as at pursuant close of the thereto month Type of Issue | |
Class of shares issuable (Note 1) ( / / ) 1. Rights issue At price : State Issue and allotment currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) | |
Class of shares issuable (Note 1) ( / / ) 1. Rights issue At price : State Issue and allotment currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) | |
Class of shares issuable (Note 1) ( / / ) 2. Open offer At price : State Issue and allotment currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) | |
Class of shares issuable (Note 1) ( / / ) 2. Open offer At price : State Issue and allotment currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) |
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issuer issued which may be during the issued pursuant month thereto as at pursuant close of the thereto month Type of Issue | |
Class of shares issuable (Note 1) 3. Placing At price : State Issue and allotment currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) | |
Class of shares issuable (Note 1) 3. Placing At price : State Issue and allotment currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) | |
Class of shares issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable (Note 1) 5. Scrip dividend At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable (Note 1) 5. Scrip dividend At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) |
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issuer issued which may be during the issued pursuant month thereto as at pursuant close of the thereto month Type of Issue | |
Class of shares redeemed (Note 1) 7. Redemption of Redemption date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares redeemed (Note 1) 7. Redemption of Redemption date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable (Note 1) 8. Consideration issue At price : State Issue and allotment currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) | |
Class of shares issuable (Note 1) 8. Consideration issue At price : State Issue and allotment currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) | |
Class of shares issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable (Note 1) 10. Other State (Please specify) At price : currency Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Class of shares issuable (Note 1) 10. Other State (Please specify) At price : currency Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) | |
Total E. (Ordinary shares) (Preference shares) (Other class) |
For Main Board and GEM listed issuers
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | are Capital").) |
Remarks (if any):
Submitted by: Poon Wai Kong
Title:
Company Secretary
(Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.
distributed by |