For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in Securities For the month ended (dd/mm/yyyy) : 31/12/2012
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer Mongolian Mining Corporation Date Submitted 04/01/2013
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : 975 Description : Ordinary Shares
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of the preceding month 6,000,000,000 US$0.01 US$60,000,000.00
Increase/(decrease) NIL NIL
Balance at close of the month 6,000,000,000 US$0.01 US$60,000,000.00
(2) Stock code : N/A Description : N/A
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
2. Preference Shares
For Main Board and GEM listed issuers
Stock code : N/A Description : N/A
No. of preference shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
Stock code : N/A Description : N/A
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (State currency) :
US$60,000,000.00
II. Movements in Issued Share Capital
For Main Board and GEM listed issuers
No. of ordinary shares
(1) (2)
No of preference shares
No. of other classes of shares
Balance at close of the
preceding month 3,705,036,500 N/A N/A N/A
Increase/ (decrease)
during the month NIL N/A N/A N/A
Balance at close of the
month 3,705,036,500 N/A N/A N/A
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share No. of new shares of No. of new shares of option scheme issuer issued during issuer which may be including EGM the month pursuant issued pursuant thereto approval date Movement during the month thereto as at close of the month (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed | |
1. Share Option Scheme Exercise price: HK$6.66 (17/09/2010) Ordinary shares NIL NIL NIL NIL NIL (Note 1) 2. Share Option Scheme Exercise price: HK$3.92 (17/09/2010) Ordinary shares NIL NIL NIL NIL NIL (see remarks) (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) NIL | 8,475,000 |
1. Share Option Scheme Exercise price: HK$6.66 (17/09/2010) Ordinary shares NIL NIL NIL NIL NIL (Note 1) 2. Share Option Scheme Exercise price: HK$3.92 (17/09/2010) Ordinary shares NIL NIL NIL NIL NIL (see remarks) (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) NIL | NIL |
1. Share Option Scheme Exercise price: HK$6.66 (17/09/2010) Ordinary shares NIL NIL NIL NIL NIL (Note 1) 2. Share Option Scheme Exercise price: HK$3.92 (17/09/2010) Ordinary shares NIL NIL NIL NIL NIL (see remarks) (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) NIL | |
1. Share Option Scheme Exercise price: HK$6.66 (17/09/2010) Ordinary shares NIL NIL NIL NIL NIL (Note 1) 2. Share Option Scheme Exercise price: HK$3.92 (17/09/2010) Ordinary shares NIL NIL NIL NIL NIL (see remarks) (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) NIL |
Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer which issuer issued may be issued during the pursuant Currency of Nominal value at Exercised Nominal value month thereto as at Description of warrants nominal close of during the at close of the pursuant close of the (Date of expiry - dd/mm/yyyy) value preceding month month month thereto month | |
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer which issuer issued may be issued during the pursuant Currency of Amount at close Converted Amount at month thereto as at amount of preceding during the close of the pursuant close of the Class and description outstanding month month month thereto month | |
1. Convertible bond due 2012/2013 subject to reserve adjustment US$ 85,000,000 NIL 85,000,000 NIL Stock code (if listed) Class of shares issuable (Note 1) Ordinary Shares Subscription price HK$10.92 per share EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A | 60,714,285 |
1. Convertible bond due 2012/2013 subject to reserve adjustment US$ 85,000,000 NIL 85,000,000 NIL Stock code (if listed) Class of shares issuable (Note 1) Ordinary Shares Subscription price HK$10.92 per share EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A | |
1. Convertible bond due 2012/2013 subject to reserve adjustment US$ 85,000,000 NIL 85,000,000 NIL Stock code (if listed) Class of shares issuable (Note 1) Ordinary Shares Subscription price HK$10.92 per share EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A | |
1. Convertible bond due 2012/2013 subject to reserve adjustment US$ 85,000,000 NIL 85,000,000 NIL Stock code (if listed) Class of shares issuable (Note 1) Ordinary Shares Subscription price HK$10.92 per share EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A | |
1. Convertible bond due 2012/2013 subject to reserve adjustment US$ 85,000,000 NIL 85,000,000 NIL Stock code (if listed) Class of shares issuable (Note 1) Ordinary Shares Subscription price HK$10.92 per share EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A |
For Main Board and GEM listed issuers
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of No. of new shares of issuer issued during issuer which may be the month pursuant issued pursuant thereto thereto as at close of the month | |||
1. 2. 3. | N/A | |||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | N/A | |||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | N/A | |||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | N/A | |||
1. 2. 3. | Total D. (Ordinary shares) | N/A | ||
1. 2. 3. | (Preference shares) | N/A | ||
1. 2. 3. | (Other class) | N/A | ||
1. 2. 3. | (Other class) |
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
No. of new shares of No. of new issuer which shares of may be issuer issued issued during the pursuant month thereto as at pursuant close of the Type of Issue thereto month | |
Class of shares issuable (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 1. Rights issue At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable (Note 1) 2. Open offer At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 2. Open offer At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable (Note 1) 3. Placing At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 3. Placing At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
For Main Board and GEM listed issuers
No. of new shares of No. of new issuer which shares of may be issuer issued issued during the pursuant month thereto as at pursuant close of the Type of Issue thereto month | |
Class of shares issuable (Note 1) 5. Scrip dividend At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 5. Scrip dividend At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares repurchased (Note 1) 6. Repurchase of Cancellation date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares redeemed (Note 1) 7. Redemption of Redemption date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares redeemed (Note 1) 7. Redemption of Redemption date : ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable (Note 1) 8. Consideration State Issue and allotment ( / / ) issue At price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 8. Consideration State Issue and allotment ( / / ) issue At price : currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A |
For Main Board and GEM listed issuers
No. of new shares of No. of new issuer which shares of may be issuer issued issued during the pursuant month thereto as at pursuant close of the Type of Issue thereto month | |
Class of shares issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Class of shares issuable (Note 1) 10. Other (Please specify) At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | N/A |
Class of shares issuable (Note 1) 10. Other (Please specify) At price : State Issue and allotment ( / / ) currency date : (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) N/A | |
Total E. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | NIL |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | are Capital").) |
For Main Board and GEM listed issuers
Remarks (if any):
The Company granted a total of 22,750,000 share options to eligible participants of the Company on 28
November 2012 subject to acceptance by the grantees. All the 22,750,000 share options granted were
subsequently accepted by the grantees.
Submitted by: Battsengel Gotov
Title: Director (Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.
distributed by |