Profile
Mr. Winston Lum, CFA MBA, is a Portfolio Manager at Nikko Asset Management Asia Ltd.
He is also a senior member of the Asian equity team and has over 32 years of experience in the financial industry.
Mr. Lum manages absolute return balanced mandates and relative return mandates for institutional clients as well as unit trusts.
He is also responsible for a major US-based equity advisory account.
Prior to his current appointment, he was a Senior Equity Analyst covering the financial sector (including banks, insurance companies, brokers and exchanges) in the Asia Pacific region.
Prior to joining Nikko Asset Management Asia in 2010, Mr. Lum spent more than twelve years with Nomura Research Institute and Nomura Singapore Ltd (collectively referred to as Nomura), where he worked as a Senior Equity Analyst.
During his tenure at Nomura, he covered several sectors but specialized in the financials sector.
Prior to that, Mr. Lum was a sell-side analyst with various brokers and an auditor with Price Waterhouse.
He has a Bachelor’s degree in Accountancy from the National University of Singapore and a Master of Business Administration (Distinction) from the University of Michigan, Ann Arbor, USA. He is also a Chartered Financial Analyst charter holder.
Winston Lum active positions
| Companies | Position | Start |
|---|---|---|
Nikko Asset Management Asia Ltd.
 Nikko Asset Management Asia Ltd. Investment ManagersFinance Nikko Asset Management Asia Ltd. (Nikko AM Asia) is the hedge fund management subsidiary of Nikko Asset Management International Ltd., ultimately owned by Sumitomo Mitsui Trust Holdings, Inc. (TYO: 8309) in Japan. Formerly known as DBS Asset Management Ltd. (DBSAM), the firm was established in 1982. In 2010, they formed a strategic alliance with The Sumitomo Trust & Banking Co. and Nikko Asset Management Co., Ltd. to combine DBSAM and Nikko Asset Management, which was renamed Nikko Asset Management Asia Ltd. Headquartered in Singapore, DBSAM provide fund management services to individuals and institutional investors, such as corporations, pension funds, banks, endowments, charitable organizations, central banks, government agencies and funds, supranational organizations, and pooled investment vehicles, including Japanese investment trusts. | Portfolio Manager-Equities | - |
Former positions of Winston Lum
| Companies | Position | End |
|---|---|---|
Nomura Singapore Ltd.
 Nomura Singapore Ltd. Investment Banks/BrokersFinance Nomura Singapore Ltd. (Nomura SG) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd, itself a subsidiary of Nomura Holdings, Inc. (TK: 8604, ADR: NMR) in Japan. The firm was founded in 1972 as Singapore Nomura Merchant Banking Ltd. and became Nomura Singapore Ltd. in 1989. Headquartered in Singapore, Nomura SG provides a range of brokerage services to institutional and private clients and are supported by Nomura Securities Singapore Pte Ltd. and Nomura Futures (Singapore) Pte Ltd. | Analyst-Equity | 02/12/2004 |
KGI Securities (Singapore) Pte. Ltd
 KGI Securities (Singapore) Pte. Ltd Investment Banks/BrokersFinance Part of China Development Financial Holding Corp., KGI Securities (Singapore) Pte. Ltd is a brokerage firm based in Singapore, Singapore. KGI Securities (Singapore) Pte. on January 30, 2015 for $33.95 million. The CEO of the Singaporean company is Cheng Hoe Teo. Ltd was acquired by KGI Asia (Holdings) Pte Ltd. from AMMB Holdings Bhd. | Analyst-Equity | - |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
KGI Securities (Singapore) Pte. Ltd
KGI Securities (Singapore) Pte. Ltd Investment Banks/BrokersFinance Part of China Development Financial Holding Corp., KGI Securities (Singapore) Pte. Ltd is a brokerage firm based in Singapore, Singapore. KGI Securities (Singapore) Pte. on January 30, 2015 for $33.95 million. The CEO of the Singaporean company is Cheng Hoe Teo. Ltd was acquired by KGI Asia (Holdings) Pte Ltd. from AMMB Holdings Bhd. | Finance |
Nomura Singapore Ltd.
Nomura Singapore Ltd. Investment Banks/BrokersFinance Nomura Singapore Ltd. (Nomura SG) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd, itself a subsidiary of Nomura Holdings, Inc. (TK: 8604, ADR: NMR) in Japan. The firm was founded in 1972 as Singapore Nomura Merchant Banking Ltd. and became Nomura Singapore Ltd. in 1989. Headquartered in Singapore, Nomura SG provides a range of brokerage services to institutional and private clients and are supported by Nomura Securities Singapore Pte Ltd. and Nomura Futures (Singapore) Pte Ltd. | Finance |
Nikko Asset Management Asia Ltd.
Nikko Asset Management Asia Ltd. Investment ManagersFinance Nikko Asset Management Asia Ltd. (Nikko AM Asia) is the hedge fund management subsidiary of Nikko Asset Management International Ltd., ultimately owned by Sumitomo Mitsui Trust Holdings, Inc. (TYO: 8309) in Japan. Formerly known as DBS Asset Management Ltd. (DBSAM), the firm was established in 1982. In 2010, they formed a strategic alliance with The Sumitomo Trust & Banking Co. and Nikko Asset Management Co., Ltd. to combine DBSAM and Nikko Asset Management, which was renamed Nikko Asset Management Asia Ltd. Headquartered in Singapore, DBSAM provide fund management services to individuals and institutional investors, such as corporations, pension funds, banks, endowments, charitable organizations, central banks, government agencies and funds, supranational organizations, and pooled investment vehicles, including Japanese investment trusts. | Finance |
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