William Michael Shields
Consumer Services
Finance
Profile
Mr. William M.
Shields is Chief Compliance Officer at GFI Securities LLC since June June 2002.
Prior to joining GFI Securities, Mr. Shields was with Tucker Anthony, Inc., New York, where he was Vice President of Compliance.
As Compliance Officer at GFI Securities, he has overall responsibility for ensuring GFI complies with regulatory requirements and that employees are complying with internal policies and procedures.
Mr. Shields holds a BSc in Finance from Syracuse University and a Juris Doctorate from Rutgers School of Law, Newark.
Former positions of William Michael Shields
| Companies | Position | End |
|---|---|---|
| Tucker Anthony, Inc. | Corporate Officer/Principal | 31/05/2002 |
Training of William Michael Shields
| Syracuse University | Undergraduate Degree |
| Rutgers State University of New Jersey | Graduate Degree |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
| Private companies | 1 |
|---|---|
| Tucker Anthony, Inc. | Finance |
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