Vivek Sriram

Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).

Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.

Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

400 Capital Management LLC (400CM) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded in 2008 by Chris Hentemann and Paul Jablansky. 400CM provides discretionary investment advisory services to privately-offered pooled investment vehicles. The firm also manages separate accounts for select institutional clients.

Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia.

Viking Global /Private Equity/ (Viking Global /Private Equity/) is a private equity subsidiary of Viking Global Investors LP. The firm is headquartered in New York with additional offices in Connecticut, California, London, and Hong Kong.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

Vision Capital Corp. (Vision) is an independent hedge fund manager headquartered in Toronto, Canada. The firm was founded by Frank Benjamin Mayer and Jeffrey Frederick Olin. Vision serves as the manager of the Vision Opportunity Funds, an alternative investment funds that focus on investments in publicly-traded securities in the real estate sector.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

Strathspey Crown Holdings LLC operates as a growth equity firm which specializes in lifestyle healthcare. The company seeks to invest in the lifestyle-oriented segment and self-pay sector in the health-care industry. Strathspey Crown Holdings was founded by Robert E. Grant in 2012 and is headquartered in Newport Beach, CA.

AEON Biopharma Sub, Inc. is a biopharmaceutical company. It focuses on developing a proprietary botulinum toxin complex, ABP-450, for debilitating medical conditions, with an initial focus on the neurology and gastroenterology markets. The company was founded by Robert E. Grant on February 24, 2012 and is headquartered in Newport Beach, CA.

Crown Sterling Ltd. LLC is a private company that provides a unique solution to personal data sovereignty. The company is based in Newport Beach, CA. The company offers next-generation software-based, AI-driven cryptography. The company was founded in 2018 by Robert Edward Grant, who has been the CEO since 2018.

Concierge Key Health LLC operates as a well-being platform that delivers physical, mental, and emotional support. The company is based in Newport Beach, CA. Jenna Mons Anderson has been the CEO of the company since 2019.

Strathspey Crown LLC (Strathspey Crown) is a private equity firm founded in 2012 by Robert Grant. The firm is headquartered in Newport Beach, California.

Theon Technology is an American company located in Newport Beach, CA, that develops encryption platforms for data security and protects digital assets. The firm was founded in 2020.

Alphaeon Credit, Inc. provides consumer lending and credit card services. The company is based in Newport Beach, CA. Thomas Ervesun has been the CEO of the company since 2021.

Ceyeber Corp. is a private company based in Newport Beach, CA that specializes in developing implantable intraocular lens technology for medical applications and augmented reality. The company's flagship product, the Ceyeber Third Eye™, is an intelligent intraocular lens that can provide augmented reality directly to the neural system. The company is revolutionizing the way we see the world by offering solutions for profound blindness, wireless connectivity, high-definition recording, and more. The company was founded by Robert Edward Grant, Robert E. Grant, and they have been the CEOs since incorporation.

Alphaeon 1 LLC operates as investment holding company. The company was founded in 2020 and is headquartered in Newport Beach, CA.

Arbor Investments Management LLC (Arbor Investment) is a private equity firm founded in 1999 by Gregory Purcell and Joseph Campolo. The firm is headquartered in Chicago, Illinois with an office in New York.

Ballast Point Ventures LLC (Ballast Point Ventures) is a venture capital firm founded in 2001 by Dick Brandewie, Drew Graham and Paul Johan. The firm is headquartered in Tampa, Florida.

Raymond James & Associates, Inc. (RJA) is a registered broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1962 and is a subsidiary of Raymond James Financial, Inc. (NYSE: RJF), a diversified holding company. RJA offers a full array of capital markets services, strategic advice and planning for institutional investors.

Standard & Poor's Financial Services provides financial market intelligence services. It offers credit ratings, indices, risk evaluation, investment research and data to the financial decision-makers. The company was founded in 1860 and is headquartered in New York, NY.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

MUFG Securities Americas, Inc. is the US-based broker/dealer subsidiary of MUFG Americas Holdings Corp., ultimately held by Mitsubishi UFJ Financial Group, Inc. (TYO: 8306) in Japan. The firm is headquartered in New York City with offices in San Francisco, Los Angeles, Houston, and Chicago. MUFG Securities Americas was founded in 2003 and were formerly known as Mitsubishi UFJ Securities (USA), Inc. They offer an expansive product suite through capital markets, credit, rates, equities and structured products.