Thomas Joseph Berthel
Chief Executive Officer at Berthel Fisher & Co. Financial Services, Inc.
Thomas Joseph Berthel active positions
| Companies | Position | Start | End |
|---|---|---|---|
Berthel Fisher & Co. Financial Services, Inc.
 Berthel Fisher & Co. Financial Services, Inc. Investment Banks/BrokersFinance Founded in 1985, Berthel Fisher & Co. Financial Services, Inc. is a registered broker/dealer headquartered in Cedar Rapids, Iowa. The firm provides a full range of securities and brokerage services to their clients. They do not provide any internal research. Berthel Fisher is the broker subsidiary of Berthel Fisher & Co. | Chief Executive Officer | 09/11/2009 | - |
| Chairman | 01/01/1985 | - | |
Berthel Fisher & Co.
 Berthel Fisher & Co. Investment Banks/BrokersFinance Berthel Fisher & Co. provides financial services. It offers brokerage and investment banking services. The company was founded by Thomas Joseph Berthel and Fred Fisher in 1985 and is headquartered in Cedar Rapids, IA. | Chief Executive Officer | 01/01/1985 | - |
| Chairman | 01/01/1985 | - | |
| Founder | 01/01/1985 | - | |
| President | 01/01/1985 | - | |
BFC Planning, Inc.
 BFC Planning, Inc. Investment ManagersFinance BFC Planning, Inc. provides investment advisory services. The company is headquartered in Cedar Rapids, IA. | Director/Board Member | - | - |
| President | - | - | |
ONE Financial, Inc.
 ONE Financial, Inc. ONE Financial, Inc. provides financial services. The company is headquartered in Cedar Rapids, IA. | Director/Board Member | - | - |
| President | - | - | |
Securities Management & Research, Inc.
 Securities Management & Research, Inc. Investment Banks/BrokersFinance Part of Berthel Fisher & Co., Securities Management & Research, Inc. is a brokerage firm that provides brokerage services. The company is based in Cedar Rapids, IA. The CEO of the company is Thomas Joseph Berthel. | Chief Executive Officer | - | - |
| Chairman | - | - | |
| President | - | - |
Career history of Thomas Joseph Berthel
Former positions of Thomas Joseph Berthel
| Companies | Position | Start | End |
|---|---|---|---|
| AMERICAN DEFENSE SYSTEMS, INC. | Director/Board Member | 01/04/2007 | 30/04/2008 |
Securities Management & Research, Inc. (Investment Management)
 Securities Management & Research, Inc. (Investment Management) Investment ManagersFinance Securities Management & Research, Inc. (SMR) is a registered investment adviser and registered broker/dealer founded in 1964. The firm is a wholly-owned subsidiary of ONE Financial, Inc. Headquartered in Cedar Rapids, Iowa, SMR serves as the investment manager and advisor for the equity and fixed-income portfolios of ONE Financial, Inc. and its affiliated companies. They also serve as an investment advisor for registered investment companies, retirement plans, bank trust funds, non-profit foundations and private client portfolios throughout the US. | Chief Executive Officer | - | - |
| Chairman | - | - | |
| Chief Investment Officer | - | - | |
| President | - | - | |
Berthel Growth & Income Trust I
 Berthel Growth & Income Trust I Financial ConglomeratesFinance Berthel Growth & Income Trust I provides business development and investment services. The company was founded on February 2, 1995 and is headquartered in Marion, IA. | Chief Executive Officer | - | - |
| President | - | - |
Training of Thomas Joseph Berthel
| St. Ambrose University | Undergraduate Degree |
| University of Iowa | Graduate Degree |
Statistics
International
| United States | 11 |
Operational
| President | 6 |
| Chief Executive Officer | 5 |
| Chairman | 4 |
Sectoral
| Finance | 7 |
| Consumer Services | 3 |
| Electronic Technology | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
| Listed companies | 1 |
|---|---|
| AMERICAN DEFENSE SYSTEMS, INC. | Electronic Technology |
| Private companies | 7 |
|---|---|
Securities Management & Research, Inc. (Investment Management)
Securities Management & Research, Inc. (Investment Management) Investment ManagersFinance Securities Management & Research, Inc. (SMR) is a registered investment adviser and registered broker/dealer founded in 1964. The firm is a wholly-owned subsidiary of ONE Financial, Inc. Headquartered in Cedar Rapids, Iowa, SMR serves as the investment manager and advisor for the equity and fixed-income portfolios of ONE Financial, Inc. and its affiliated companies. They also serve as an investment advisor for registered investment companies, retirement plans, bank trust funds, non-profit foundations and private client portfolios throughout the US. | Finance |
Berthel Growth & Income Trust I
Berthel Growth & Income Trust I Financial ConglomeratesFinance Berthel Growth & Income Trust I provides business development and investment services. The company was founded on February 2, 1995 and is headquartered in Marion, IA. | Finance |
Berthel Fisher & Co.
Berthel Fisher & Co. Investment Banks/BrokersFinance Berthel Fisher & Co. provides financial services. It offers brokerage and investment banking services. The company was founded by Thomas Joseph Berthel and Fred Fisher in 1985 and is headquartered in Cedar Rapids, IA. | Finance |
Berthel Fisher & Co. Financial Services, Inc.
Berthel Fisher & Co. Financial Services, Inc. Investment Banks/BrokersFinance Founded in 1985, Berthel Fisher & Co. Financial Services, Inc. is a registered broker/dealer headquartered in Cedar Rapids, Iowa. The firm provides a full range of securities and brokerage services to their clients. They do not provide any internal research. Berthel Fisher is the broker subsidiary of Berthel Fisher & Co. | Finance |
BFC Planning, Inc.
BFC Planning, Inc. Investment ManagersFinance BFC Planning, Inc. provides investment advisory services. The company is headquartered in Cedar Rapids, IA. | Finance |
ONE Financial, Inc.
ONE Financial, Inc. ONE Financial, Inc. provides financial services. The company is headquartered in Cedar Rapids, IA. | |
Securities Management & Research, Inc.
Securities Management & Research, Inc. Investment Banks/BrokersFinance Part of Berthel Fisher & Co., Securities Management & Research, Inc. is a brokerage firm that provides brokerage services. The company is based in Cedar Rapids, IA. The CEO of the company is Thomas Joseph Berthel. | Finance |
