Career history of Stuart Schwartz
Former positions of Stuart Schwartz
Companies | Position | Start | End |
---|---|---|---|
The Roosevelt Investment Group LLC
The Roosevelt Investment Group LLC Investment ManagersFinance The Roosevelt Investment Group LLC (dba Roosevelt Investments) is a SEC-registered investment advisor headquartered in New York City. The firm was founded by P. James Roosevelt in 1971 as P. James Roosevelt, Inc. and changed their name to The Roosevelt Investment Group, Inc. in 1993. They are a wholly-owned subsidiary of CI Private Wealth LLC, an indirect majority-owned subsidiary of CI Financial Corp. (TSE: CIX, NYSE: CIXX) in Canada. Roosevelt Investments offers services to institutional and retail clients and wrap program sponsors. | Trading-Equity | - | 31/08/2007 |
Deutsche Bank Capital Corp. | Corporate Officer/Principal | - | - |
Monarch Financial Corp. of America
Monarch Financial Corp. of America Investment Banks/BrokersFinance Founded in 1988, Monarch Financial Corp. of America is a full-service, registered, broker/dealer located in New York City. The firm is a member of the National Association of Securities Dealers, the Security Investors Protection Corporation and the Municipal Securities Rulemaking Board. They are a correspondent firm of First Clearing LLC, a subsidiary of Wachovia Corp. (NYSE: WB). Monarch Financial Corp. firm provides an array of trading and execution services for their clients. They do not provide any internal research. | Corporate Officer/Principal | - | - |
Training of Stuart Schwartz
University of Maryland | Undergraduate Degree |
Statistics
International
United States | 5 |
Operational
Corporate Officer/Principal | 2 |
Trading-Equity | 1 |
Undergraduate Degree | 1 |
Sectoral
Finance | 4 |
Consumer Services | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
Private companies | 3 |
---|---|
Monarch Financial Corp. of America
Monarch Financial Corp. of America Investment Banks/BrokersFinance Founded in 1988, Monarch Financial Corp. of America is a full-service, registered, broker/dealer located in New York City. The firm is a member of the National Association of Securities Dealers, the Security Investors Protection Corporation and the Municipal Securities Rulemaking Board. They are a correspondent firm of First Clearing LLC, a subsidiary of Wachovia Corp. (NYSE: WB). Monarch Financial Corp. firm provides an array of trading and execution services for their clients. They do not provide any internal research. | Finance |
The Roosevelt Investment Group LLC
The Roosevelt Investment Group LLC Investment ManagersFinance The Roosevelt Investment Group LLC (dba Roosevelt Investments) is a SEC-registered investment advisor headquartered in New York City. The firm was founded by P. James Roosevelt in 1971 as P. James Roosevelt, Inc. and changed their name to The Roosevelt Investment Group, Inc. in 1993. They are a wholly-owned subsidiary of CI Private Wealth LLC, an indirect majority-owned subsidiary of CI Financial Corp. (TSE: CIX, NYSE: CIXX) in Canada. Roosevelt Investments offers services to institutional and retail clients and wrap program sponsors. | Finance |
Deutsche Bank Capital Corp. | Finance |
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