Steve Ray Lemon
Profile
Mr. Steve R.
Lemon is Vice President-Institutional Fixed Income at Duncan-Williams, Inc.
He joined Duncan-Williams in April 2010.
Prior to that, he was with Finacorp Securities since November 2008 as Senior Vice President of Corporate Trading and Sales.
He has a wealth of experience in institutional fixed income sales and trading with firms such as US Bank, Columbia Management, Smith Barney and Seattle Northwest.
Most recently, he traded corporate and taxable municipals for over six years at Seattle Northwest securities, where he became one of the most active taxable municipal traders in the country.
He worked in portfolio management with US Bank from 1988 to 1991 and later with Columbia Management.
Mr. Lemon earned a BA in economics with Distinction from Stanford University.
He holds FINRA security licenses Series 7 & 63.
He earned his CFA designation in 1991.
Former positions of Steve Ray Lemon
| Companies | Position | End |
|---|---|---|
U.S. Bank NA (Cincinnati Ohio Investment Management)
 U.S. Bank NA (Cincinnati Ohio Investment Management) Investment ManagersFinance U.S. Bank NA (Cincinnati Ohio Investment Management) (USB-IM) is the investment management division of U.S. Bank NA, a commercial bank headquartered in Minneapolis, Minnesota. The firm is ultimately held by the US Bancorp (NYSE: USB). USB-IM provides tailored investment management services to individuals and institutional investors. | Corporate Officer/Principal | 01/01/1991 |
BofA Distributors, Inc.
 BofA Distributors, Inc. Investment Banks/BrokersFinance BofA Distributors, Inc. is a broker/dealer located in Boston. The firm is a subsidiary of BofA Advisors LLC and their ultimate parent is Bank of America Corp. (NYSE: BAC). They were formerly known as Columbia Management Distributors, Inc. The firm provides a full array of trading and execution services for their clients. BofA Distributors does not provide any internal research. | Trading-Equity | - |
Smith Barney, Inc.
 Smith Barney, Inc. Investment Banks/BrokersFinance Smith Barney, Inc. is a broker/dealer located in New York City. The firm is a subsidiary of Citigroup Global Markets Holdings, Inc. and their ultimate parent is Citigroup, Inc. The firm provides an array of trading and execution services for their clients. They do not provide any internal research | Trading-Equity | - |
Seattle-Northwest Securities Corp.
 Seattle-Northwest Securities Corp. Investment Banks/BrokersFinance Seattle-Northwest Securities Corp. is based in Seattle, WA. Part of Piper Sandler Cos., Seattle-Northwest Securities Corp. is a company that provides investment banking and asset management services. Seattle-Northwest Securities was acquired by Piper Jaffray Cos. on July 12, 2013 for $21 million. | Corporate Officer/Principal | - |
Finacorp Securities
 Finacorp Securities Investment Banks/BrokersFinance Founded in 1994 by Eduardo Prado, Finacorp Securities is a full service broker/dealer located in Irvine, California. The firm services to institutional clients in the US and in select international markets. They provide products and services in the fixed-income, interest rate, credit and equity markets. Finacorp operates as a certified minority-owned Hispanic broker/dealer. They are a member the SIPC, FINRA and MSRB. All accounts are carried by Broadcort, a division of Merrill Lynch (NYSE: MER). | Analyst-Fixed Income | 10/05/2010 |
Training of Steve Ray Lemon
| Stanford University | Undergraduate Degree |
Experiences
Positions held
Linked companies
| Private companies | 5 |
|---|---|
Finacorp Securities
Finacorp Securities Investment Banks/BrokersFinance Founded in 1994 by Eduardo Prado, Finacorp Securities is a full service broker/dealer located in Irvine, California. The firm services to institutional clients in the US and in select international markets. They provide products and services in the fixed-income, interest rate, credit and equity markets. Finacorp operates as a certified minority-owned Hispanic broker/dealer. They are a member the SIPC, FINRA and MSRB. All accounts are carried by Broadcort, a division of Merrill Lynch (NYSE: MER). | Finance |
Smith Barney, Inc.
Smith Barney, Inc. Investment Banks/BrokersFinance Smith Barney, Inc. is a broker/dealer located in New York City. The firm is a subsidiary of Citigroup Global Markets Holdings, Inc. and their ultimate parent is Citigroup, Inc. The firm provides an array of trading and execution services for their clients. They do not provide any internal research | Finance |
Seattle-Northwest Securities Corp.
Seattle-Northwest Securities Corp. Investment Banks/BrokersFinance Seattle-Northwest Securities Corp. is based in Seattle, WA. Part of Piper Sandler Cos., Seattle-Northwest Securities Corp. is a company that provides investment banking and asset management services. Seattle-Northwest Securities was acquired by Piper Jaffray Cos. on July 12, 2013 for $21 million. | Finance |
BofA Distributors, Inc.
BofA Distributors, Inc. Investment Banks/BrokersFinance BofA Distributors, Inc. is a broker/dealer located in Boston. The firm is a subsidiary of BofA Advisors LLC and their ultimate parent is Bank of America Corp. (NYSE: BAC). They were formerly known as Columbia Management Distributors, Inc. The firm provides a full array of trading and execution services for their clients. BofA Distributors does not provide any internal research. | Finance |
U.S. Bank NA (Cincinnati Ohio Investment Management)
U.S. Bank NA (Cincinnati Ohio Investment Management) Investment ManagersFinance U.S. Bank NA (Cincinnati Ohio Investment Management) (USB-IM) is the investment management division of U.S. Bank NA, a commercial bank headquartered in Minneapolis, Minnesota. The firm is ultimately held by the US Bancorp (NYSE: USB). USB-IM provides tailored investment management services to individuals and institutional investors. | Finance |
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