Stephen M. Johnson

Finance

Consumer Services

Profile

Stephen M.
Johnson worked as the Chief Compliance Officer at Ice Execution Services LLC and as the Head-Compliance at National Association of Securities Dealers, Inc. He graduated from Temple University with a graduate degree and from Providence College with an undergraduate degree.

Former positions of Stephen M. Johnson

Companies	Position	End
National Association of Securities Dealers, Inc. National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means.	General Counsel	-
Ice Execution Services LLC Ice Execution Services LLC Investment Banks/BrokersFinance Ice Execution Services LLC provides an alternative trading system for institutional option traders to execute exchange-traded derivatives. The firm offers its electronic platform for block trading of options, delta-neutral strategies, and options transactions. It provides its alternative trading system through multiple execution pathways, including a front-end trading platform; a FIX-based interface supporting programmatic order flow; and various OMS, EMS, and DMA platforms. The company was founded by Robert D. Newhouse in December 2007 and is headquartered in New York, NY.	General Counsel	-

See the detail of Stephen M. Johnson's experience

Training of Stephen M. Johnson

Temple University (Pennsylvania)	Graduate Degree
Providence College	Undergraduate Degree

Experiences
Positions held

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Listed companies

Private companies