Ron Brock active positions
| Companies | Position | Start | End |
|---|---|---|---|
Sheaff Brock Investment Advisors LLC
 Sheaff Brock Investment Advisors LLC Investment ManagersFinance Sheaff Brock Investment Advisors LLC (Sheaff Brock) is a registered investment advisor headquartered in Indianapolis, Indiana. The firm was founded by Dave Gilreath and Ron Brock in 2001 and is a subsidiary of Sheaff Brock Capital Management LLC. Sheaff Brock provides portfolio management services for high net worth individuals. | Director of Finance/CFO | 01/01/2024 | - |
| Founder | 01/01/2001 | - | |
| Portfolio Manager-Equities | 01/01/2001 | - | |
Innovative Portfolios LLC
 Innovative Portfolios LLC Investment ManagersFinance Innovative Portfolios LLC is a registered investment adviser headquartered in Indianapolis, Indiana. The firm was founded by David Gilreath and Ronald Brock and is owned by Sheaff Brock Capital Management LLC. Innovative Portfolios offers investment advisory services to registered investment companies (including mutual funds) and Sub-advisor Services to registered investment advisors. | Director of Finance/CFO | - | - |
| Founder | - | - | |
| Investment Committee Member | - | - | |
| Portfolio Manager-Equities | - | - |
Career history of Ron Brock
Former positions of Ron Brock
| Companies | Position | Start | End |
|---|---|---|---|
| Prudential Bache Securities, Inc. | Corporate Officer/Principal | - | - |
| Morgan Stanley Dean Witter | Corporate Officer/Principal | - | - |
SBAuer Funds LLC
 SBAuer Funds LLC Investment ManagersFinance SBAuer Funds LLC (SBAuer) is an independent registered investment advisor headquartered in Indianapolis, Indiana. The firm was founded by Robert Auer and Bryan Auer in 2007. SBAuer serves as the investment manager to the Auer Growth Fund, a registered mutual fund. | Director of Finance/CFO | 01/08/2007 | - |
Training of Ron Brock
| Indiana University | Undergraduate Degree |
Statistics
International
| United States | 6 |
| 2 |
Operational
| Director of Finance/CFO | 3 |
| Corporate Officer/Principal | 2 |
| Founder | 2 |
Sectoral
| Finance | 6 |
| Consumer Services | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
| Private companies | 5 |
|---|---|
SBAuer Funds LLC
SBAuer Funds LLC Investment ManagersFinance SBAuer Funds LLC (SBAuer) is an independent registered investment advisor headquartered in Indianapolis, Indiana. The firm was founded by Robert Auer and Bryan Auer in 2007. SBAuer serves as the investment manager to the Auer Growth Fund, a registered mutual fund. | Finance |
| Prudential Bache Securities, Inc. | Finance |
| Morgan Stanley Dean Witter | Finance |
Sheaff Brock Investment Advisors LLC
Sheaff Brock Investment Advisors LLC Investment ManagersFinance Sheaff Brock Investment Advisors LLC (Sheaff Brock) is a registered investment advisor headquartered in Indianapolis, Indiana. The firm was founded by Dave Gilreath and Ron Brock in 2001 and is a subsidiary of Sheaff Brock Capital Management LLC. Sheaff Brock provides portfolio management services for high net worth individuals. | Finance |
Innovative Portfolios LLC
Innovative Portfolios LLC Investment ManagersFinance Innovative Portfolios LLC is a registered investment adviser headquartered in Indianapolis, Indiana. The firm was founded by David Gilreath and Ronald Brock and is owned by Sheaff Brock Capital Management LLC. Innovative Portfolios offers investment advisory services to registered investment companies (including mutual funds) and Sub-advisor Services to registered investment advisors. | Finance |
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