![Rocio C. Harb](https://cdn.zonebourse.com/static/resize/768/576//static/images/insiders/unknown.png)
Career history of Rocio C. Harb
Former positions of Rocio C. Harb
Companies | Position | Start | End |
---|---|---|---|
Dominick & Dominick LLC (Investment Management)
![]() Dominick & Dominick LLC (Investment Management) Investment ManagersFinance For both individual and institutional customers, Dominick & Dominick Advisors LLC (DDA) offers a range of financial services, including equity and fixed-income management, private equity, hedge funds and structured notes. A division of investment bank Dominick & Dominick, the firm is headquartered in New York City. | Portfolio Manager-Equities | 01/01/2004 | 01/01/2015 |
B. Riley Wealth Management, Inc. (Investment Management)
![]() B. Riley Wealth Management, Inc. (Investment Management) Investment ManagersFinance B. Riley Wealth Management, Inc. (Investment Management) (BRWM-IM) is the asset management division of B. Riley Wealth Management, Inc., a brokerage firm headquartered in Memphis, Tennessee. The firm was founded in 1996 as Wunderlich Securities, Inc. They are ultimately held by B. Riley Financial, Inc. (NASDAQ: RILY). BRWM-IM provides investment advisory services to individuals, high net worth individuals, pension plans, profit-sharing plans, 401(k) plans, wrap programs, trusts, estates, charitable organizations, corporations, and other business entities. | Portfolio Manager-Equities | 01/01/2015 | - |
First Securities USA, Inc. | Corporate Officer/Principal | - | - |
Credit Suisse Asset Management LLC
![]() Credit Suisse Asset Management LLC Investment ManagersFinance Founded in 1999, Credit Suisse Asset Management LLC (CSAM) is a registered investment advisor headquartered in New York City. The firm is an indirect wholly-owned subsidiary of Credit Suisse Group AG (NYSE: CS), a publicly owned foreign bank holding company based in Switzerland. | Corporate Officer/Principal | - | - |
Donaldson, Lufkin & Jenrette Securities Corp. | Corporate Officer/Principal | - | - |
Tucker Anthony, Inc. | Corporate Officer/Principal | - | - |
Training of Rocio C. Harb
St. John's University | Undergraduate Degree |
Statistics
International
United States | 8 |
Operational
Corporate Officer/Principal | 4 |
Portfolio Manager-Equities | 2 |
Undergraduate Degree | 1 |
Sectoral
Finance | 6 |
Consumer Services | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
Private companies | 6 |
---|---|
Dominick & Dominick LLC (Investment Management)
![]() Dominick & Dominick LLC (Investment Management) Investment ManagersFinance For both individual and institutional customers, Dominick & Dominick Advisors LLC (DDA) offers a range of financial services, including equity and fixed-income management, private equity, hedge funds and structured notes. A division of investment bank Dominick & Dominick, the firm is headquartered in New York City. | Finance |
Tucker Anthony, Inc. | Finance |
Donaldson, Lufkin & Jenrette Securities Corp. | Finance |
Credit Suisse Asset Management LLC
![]() Credit Suisse Asset Management LLC Investment ManagersFinance Founded in 1999, Credit Suisse Asset Management LLC (CSAM) is a registered investment advisor headquartered in New York City. The firm is an indirect wholly-owned subsidiary of Credit Suisse Group AG (NYSE: CS), a publicly owned foreign bank holding company based in Switzerland. | Finance |
First Securities USA, Inc. | |
B. Riley Wealth Management, Inc. (Investment Management)
![]() B. Riley Wealth Management, Inc. (Investment Management) Investment ManagersFinance B. Riley Wealth Management, Inc. (Investment Management) (BRWM-IM) is the asset management division of B. Riley Wealth Management, Inc., a brokerage firm headquartered in Memphis, Tennessee. The firm was founded in 1996 as Wunderlich Securities, Inc. They are ultimately held by B. Riley Financial, Inc. (NASDAQ: RILY). BRWM-IM provides investment advisory services to individuals, high net worth individuals, pension plans, profit-sharing plans, 401(k) plans, wrap programs, trusts, estates, charitable organizations, corporations, and other business entities. | Finance |
- Stock Market
- Insiders
- Rocio C. Harb
- Experience