Rick Floress
Compliance Officer at Edge Capital Partners LLC
Rick Floress active positions
| Companies | Position | Start | End |
|---|---|---|---|
Edge Capital Partners LLC
 Edge Capital Partners LLC Investment ManagersFinance Edge Capital Partners LLC is a financial advisory firm that assists individuals, families, and institutions by creating investment management solutions. Its services include asset management, corporate finance, and risk management services. The company was founded by Lou Faust and Henry Morgan Jones and is headquartered in Atlanta, GA. | Compliance Officer | - | - |
Career history of Rick Floress
Former positions of Rick Floress
| Companies | Position | Start | End |
|---|---|---|---|
| Credit Suisse /Private Banking Division North America/ | Chief Administrative Officer | - | - |
Prudential Securities Credit Corp. LLC
 Prudential Securities Credit Corp. LLC Finance/Rental/LeasingFinance Part of Prudential Financial, Inc., Prudential Securities Credit Corp. LLC provides financial services. | Chief Administrative Officer | - | - |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | - | - |
Training of Rick Floress
| MidAmerica Nazarene University | Undergraduate Degree |
Statistics
International
| United States | 6 |
Operational
| Chief Administrative Officer | 2 |
| Compliance Officer | 1 |
| Corporate Officer/Principal | 1 |
Sectoral
| Finance | 4 |
| Commercial Services | 2 |
| Consumer Services | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
| Private companies | 4 |
|---|---|
Edge Capital Partners LLC
Edge Capital Partners LLC Investment ManagersFinance Edge Capital Partners LLC is a financial advisory firm that assists individuals, families, and institutions by creating investment management solutions. Its services include asset management, corporate finance, and risk management services. The company was founded by Lou Faust and Henry Morgan Jones and is headquartered in Atlanta, GA. | Finance |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
| Credit Suisse /Private Banking Division North America/ | Finance |
Prudential Securities Credit Corp. LLC
Prudential Securities Credit Corp. LLC Finance/Rental/LeasingFinance Part of Prudential Financial, Inc., Prudential Securities Credit Corp. LLC provides financial services. | Finance |
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