Richard Abbe

Iroquois Capital Management LLC (Iroquois Capital) is an independent hedge fund management firm headquartered in Scarsdale, New York. The firm was founded by Ricahrd Abbe, Joshua Silverman and Scot Cohen in 2003. Iroquois Capital provides discretionary advice to funds that are formed as pooled investment vehicles. Investors in the funds include high net-worth individuals, family offices, pension plans and other institutional investors.

National Holdings Corp. engages in the provision of investment banking and asset management services. It operates through the following segments: Brokerage and Advisory Services and Tax and Accounting Services. The Brokerage and Advisory Services segment includes broker-dealer and investment advisory services, sale of insurance products and licensed mortgage brokerage services. The Tax and Accounting Services segment involves tax preparation and accounting services provided by National Tax. The company was founded in 1947 and is headquartered in New York, NY.

Vertical Ventures LLC provides investment and commercial real estate assets development services. The private company is based in New York, NY and has subsidiaries in the United States. The company was founded by Richard Kenneth Abbe.

Part of Stifel Financial Corp., Hampshire Securities Corp. is an investment bank specializing in small and emerging companies. The company is based in New York, NY. Hampshire Securities was acquired by Gruntal & Co. LLC on November 20, 1997.