Profile
Mr. Rich Grodeon is Chief Compliance Officer at Saxony Securities, Inc.
Mr. Grodeon received his undergraduate degree from the University of Illinois.
Former positions of Rich Grodeon
| Companies | Position | End |
|---|---|---|
Saxony Securities, Inc.
 Saxony Securities, Inc. Investment Banks/BrokersFinance Founded in 2001, Saxony Securities, Inc. is an independent broker/dealer headquartered in St. Louis, Missouri with additional locations throughout the US. The firm is a member of FINRA and the SIPC. They are States. The company is a member of The Financial Industry Regulatory Authority (FINRA), as well as licensed in all 50 states. Saxony Securities uses Pershing LLC, a subsidiary of the Bank Of New York Mellon Corp., as their fully-disclosed clearing firm. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Compliance Officer | 01/06/2012 |
Training of Rich Grodeon
| University of Illinois | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 1 |
|---|---|
Saxony Securities, Inc.
Saxony Securities, Inc. Investment Banks/BrokersFinance Founded in 2001, Saxony Securities, Inc. is an independent broker/dealer headquartered in St. Louis, Missouri with additional locations throughout the US. The firm is a member of FINRA and the SIPC. They are States. The company is a member of The Financial Industry Regulatory Authority (FINRA), as well as licensed in all 50 states. Saxony Securities uses Pershing LLC, a subsidiary of the Bank Of New York Mellon Corp., as their fully-disclosed clearing firm. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Finance |
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