Profile
Mr. Ray Carpenter is a Director at Southwest Securities, Inc since August 2004.
Prior to joining SWS, he was head of small capitalization short research for Paradigm Capital Management and head of Corporate Development and Strategy for PurchasePro.com.
He also held the positions of Associate and Senior Equity Analyst covering the electronics supply chain for Donaldson, Lufkin & Jenrette Securities (“DLJ”), which subsequently was acquired by Credit Suisse First Boston LLC.
While at DLJ, the electronics research franchise enjoyed the number one ranking by Institutional Investor magazine five consecutive years and Mr. Carpenter was an Institutional Investor All American vote recipient in the electronics component and distribution industries as well as the EMS and PCB industries.
Mr. Carpenter graduated with a B.S.M.
degree from Tulane University’s A.B.
Freeman School of Business where he majored in finance.
Former positions of Ray Carpenter
| Companies | Position | End |
|---|---|---|
Hilltop Securities, Inc.
 Hilltop Securities, Inc. Investment Banks/BrokersFinance Hilltop Securities, Inc. (dba HilltopSecurities) is a broker/dealer firm headquartered in Dallas, Texas. The firm was founded in 1946 as Southwest Securities, Inc. and they a subsidiary of Hilltop Securities Holdings LLC. Hilltop Securities provides a full array of trading and execution services for their clients. | Analyst-Equity | 01/09/2012 |
Paradigm Capital Management, Inc.
 Paradigm Capital Management, Inc. Investment ManagersFinance Paradigm Capital Management, Inc. (Paradigm) is a SEC-registered investment advisor and wealth management firm headquartered in Albany, New York. The firm was founded by Candace Weir in 1994 and is a wholly owned subsidiary of Paradigm Capital Holdings, Inc. Paradigm offers investment advisory services primarily to corporations, pension and profit-sharing plans, foundations, individuals, investment funds, trusts and individuals (which include high net-worth individuals), other separate accounts, and pooled investment vehicles such as private investment limited partnerships. | Analyst-Equity | 31/12/2003 |
| Donaldson, Lufkin & Jenrette Securities Corp. | Analyst-Equity | - |
| Pro-After, Inc. | Corporate Officer/Principal | - |
Training of Ray Carpenter
| A.B. Freeman School of Business | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
Hilltop Securities, Inc.
Hilltop Securities, Inc. Investment Banks/BrokersFinance Hilltop Securities, Inc. (dba HilltopSecurities) is a broker/dealer firm headquartered in Dallas, Texas. The firm was founded in 1946 as Southwest Securities, Inc. and they a subsidiary of Hilltop Securities Holdings LLC. Hilltop Securities provides a full array of trading and execution services for their clients. | Finance |
Paradigm Capital Management, Inc.
Paradigm Capital Management, Inc. Investment ManagersFinance Paradigm Capital Management, Inc. (Paradigm) is a SEC-registered investment advisor and wealth management firm headquartered in Albany, New York. The firm was founded by Candace Weir in 1994 and is a wholly owned subsidiary of Paradigm Capital Holdings, Inc. Paradigm offers investment advisory services primarily to corporations, pension and profit-sharing plans, foundations, individuals, investment funds, trusts and individuals (which include high net-worth individuals), other separate accounts, and pooled investment vehicles such as private investment limited partnerships. | Finance |
| Pro-After, Inc. | Technology Services |
| Donaldson, Lufkin & Jenrette Securities Corp. | Finance |
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