Peter Spurling

Shaw & Partners Ltd. (S&P) is the broker subsidiary of EFG International AG (SWX: EFGN) in Switzerland. The firm is headquartered in Sydney, New South Wales and was founded in 1987. S&P provides research and investment strategies to their clients. The firm specializes in emerging and mid-cap companies.

Citigroup Global Markets Australia Pty Ltd. (Citi Australia) is the brokerage arm of Citigroup Global Markets Australia Holdings Pty Ltd., ultimately held by Citigroup, Inc., (NYSE: C) in the US. Headquartered in Sydney with additional office in Melbourne, Citi Australia provides brokerage services to Australian consumers, corporations, institutions and governments. The firm participate in sales and trading across all asset classes including equities, corporate, government and agency bonds, mortgage-backed securities, syndicated loans, structured products, foreign exchange and futures.

Wilsons Corporate Finance Ltd. (WCP) is the broker subsidiary of Wilsons Holding Co. (Pty) Ltd. The firm is headquartered in Brisbane, Queensland. WCP provides research and institutional sales services. They have a focus on emerging companies and mid-cap.

CLSA Australia Pty Ltd. is a securities brokerage firm headquartered in Sydney, Australia. The firm was founded in 2009 and is a subsidiary of CLSA Ltd., which is owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Australia provides equity research and broking, asset management, corporate finance and capital markets and securities services to corporates and investors.

Part of Nomura Holdings, Inc., Nomura Australia Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia. The CEO of the company is Andrew Macgonigal.

BBY Ltd. provides brokerage services. The private company is based in Sydney, AU. and has subsidiaries in New Zealand, Australia and United Kingdom. The Australian company was founded in 1987 by Graham Harry Buckeridge. Glenn Rosewall has been the CEO of the company since 2004.

Part of AIMS Financial Group Pty Ltd., APP Securities Pty Ltd. is a brokerage firm that provides brokerage services. The company is based in Sydney, Australia. Sangeeta Venkatesan has been the CEO of the Australian company since 2017.

Founded by Len Zacks in 1978, Zacks Investment Research, Inc. is an SEC-registered broker/dealer and investment research firm headquartered in Chicago, Illinois with an office in Irvine, California. The firm is principally owned by The Greenwood Trust. Zacks makes both short-term and long-term investment recommendations using the following investment styles: aggressive growth, growth/income, momentum, value, technicals and options. Zack Investment Research employs the Zacks Rank, a 100% a peerless stock rating system that is based on a quantitative model that includes the use of four factors including as earnings estimate revisions and earnings surprises. Stocks are classified into five groups, ranging from 'Strong Buy' to 'Strong Sell.' Zacks Rank is completely mathematical and focuses only on the math and whether the math predicts that a stock's price will rise. It is a short-term indicator of stock performance that is effective for 1 to 3 months. The Zacks Recommendation process begins with a new quantitative model that employs the Zacks Rank. The firm then utilizes qualitative insights to develop a unique recommendation based on a 6 month time horizon. Zacks Investment Research provides coverage primarily on the following sectors: (1) manufacturers of electrical components (2) photo optics/lasers (3) HPC computing platforms (4) manufacturers and distributors of textiles (5) information technology (6) independent oil and gas companies involved in the exploration, development and acquisition of crude oil and natural gas (6) providers of docking, manipulator and wafer probing interface products for semiconductor and ATE manufacturers (7) companies that design and manufacture oscilloscopes, serial data analyzers and protocol analyzers to test, measure and analyze electronic signals (8) manufacturers of branded toys, collectibles, hobby or infant products and (9) financial services companies.

Bridge Investment Corp. provides real estate investment services.

Edison Investment Research Ltd. (Edison) is an investment research, investor relations and consulting firm headquartered in London, UK. The firm was founded by Stephen Rogers and Fraser Thorne in 2003. They are a subsidiary of Edison Global Ltd. Edison provides investment research to international investors, advisors and stakeholders.

Forsyth Barr Ltd. is an investment firm that offers a comprehensive range of investment services, such as sharebroking, portfolio management, research, and investment banking. The private company is based in Auckland, New Zealand, and has subsidiaries in New Zealand. Contacting the New Zealander company can be done through their website or by calling 0800 367 227 to discuss investment options. It was founded in 1936, and the CEO is Neil Paviour-Smith.

Community Pharmacy LLC provides pharmaceutical products and drugs. It is located in Okalahoma City, OK.

Morningstar Australasia Pty Ltd. is the Australian investment research subsidiary of Morningstar Direct Investments Pty Ltd., ultimately held by Morningstar, Inc. (NASDAQ: MORN) in the US. Headquartered in Barangaroo, the firm was founded in 1999 as Huntley’s Investment Information Pty Ltd. They provide research on Australian stocks, managed funds, superannuation funds, credit securities, exchange-traded funds, and listed investment companies for individual investors, financial advisers, asset managers, and retirement plan providers and sponsors.

Morgan Stanley Australia Ltd. is an Australian broker/dealer subsidiary of Morgan Stanley International, Inc., itself owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in Sydney, the firm offers sales, trading and market-making investment management services to global institutions, hedge funds and industry innovators.

Nikko Asset Management New Zealand Ltd. (Nikko AM NZ) is a fund management firm headquartered in Auckland, New Zealand. The firm was founded in 1994 and formerly known as Tyndall Investment Management (New Zealand) Ltd. and New Zealand Guardian Trust Funds Management. They changed their name to Nikko Asset Management New Zealand in 2014. The firm is a subsidiary of Nikko Asset Management International Ltd., ultimately held by Sumitomo Mitsui Trust Holdings, Inc. (TYO: 8309, ADR: SUTNY) in Japan. Nikko AM NZ provides investment solutions to a range of clients which includes KiwiSaver schemes, retail investors, corporates, superannuation schemes, charities and group companies Vero, Asteron and Guardian Trust.

Part of TMK Energy Ltd., Telmen Energy Ltd. engages in mining activities. The company is based in Sydney, Australia. The CEO of the Australian company is Brendan Stats. Telmen Energy was acquired by TMK Energy Ltd. on February 15, 2022 for $27.35 million.

Australian Institute of Co. Directors is a non-profit organization that provides leadership on director issues. It offers governance education, director development, and advocacy. The organization was founded in January 1, 1990 and is headquartered in Sydney, Australia.

The University of Melbourne, founded in 1853, is a world-renowned institution located in Parkville, Australia. The university is a leader in education, teaching, and research, offering a wide range of coursework and research programs.

Macquarie Securities (Australia) Ltd. (MSAL) is a brokerage firm headquartered in Sydney, Australia. The firm was founded in 1969 and is a subsidiary of Macquarie Corporate International Holdings Pty Ltd., ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MSAL serves as the brokering entity for the Macquarie Group.

CP2 Group Ltd. (CP2) is an independent specialist infrastructure investment management firm headquartered in Sydney, Australia. The firm was founded by Sally Holloway, Peter Doherty and Greg Hosking in 1997 as Capital Partners Pty Ltd. Until 2008. CP2 provides investment advice to a client base of sovereign, pension and other long-term focused funds.

UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors.

Goodbody Stockbrokers UC (Goodbody) is an institutional brokerage firm headquartered in Dublin, Ireland. The firm was founded in 1877 and is a subsidiary of government-owned AIB Group Plc (ISE: AIBG; OTCMKTS: AIBGY). Goodbody offers a traditional stockbroking service to their institutional client base. They cover several stocks via Research and Execution.

J&E Davy is a brokerage firm headquartered in Dublin, Ireland. The firm was founded in 1926 and is owned by J & E Davy Holdings, which is a subsidiary of Bank of Ireland Group Plc (LON: BIRG). J&E Davy delivers world class outcomes to corporate and institutional clients through research and insights, expert execution and their strong access to distribution networks. They provide expert equity, debt, strategic and sustainability advice with a deep understanding of global markets, innovative capital raising solutions and specialist advisory capabilities. Their Capital Markets advisory team focuses on Irish and UK corporates with distribution and access to institutional investors across the globe.

Petra Capital Pty Ltd. is a boutique, independently owned, wholesale Australian institutional stockbroking firm headquartered in Sydney. The firm was founded by George Marias as Delta Equities Australia Pty Ltd. They facilitate trades of all types and sizes, underpinned by comprehensive local and international market knowledge, for wholesale financial clients and to ASX listed mining and industrial companies. Their dealing services include: equity execution, block trades, market intelligence, primary capital raisings, secondary market activities, and building share registers.