P. Janine Wertheim
Director/Board Member at Securities America Financial Corp.
Network origin in P. Janine Wertheim first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Securities America, Inc.
 Securities America, Inc. Investment Banks/BrokersFinance Securities America, Inc. engages in the provision of securities broking and dealing services. It focuses on helping advisors create an effective, profitable, and satisfying practice by providing financial counsel, product offerings, and service to clients. The company was founded in 1984 and is headquartered in La Vista, NE.
22
| Subsidiary | Investment Banks/Brokers | 22 |
Securities America Financial Corp.
 Securities America Financial Corp. Financial ConglomeratesFinance Securities America Financial Corp. is a holding company, which provides insurance marketing financial services. Its financial representatives provide investment and financial planning services including securities and insurance brokerage, as well as asset management. The company was founded on September 30, 1985 and is headquartered in La Vista, NE.
3
| Subsidiary | Financial Conglomerates | 3 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to P. Janine Wertheim via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| LADENBURG THALMANN FINANCIAL SERVICES | Investment Banks/Brokers | Chief Tech/Sci/R&D Officer Corporate Officer/Principal | |
| University of Nebraska | College/University | Graduate Degree Corporate Officer/Principal Graduate Degree Undergraduate Degree Undergraduate Degree | |
Qiao Xing Universal Resources, Inc.
 Qiao Xing Universal Resources, Inc. Other Metals/MineralsNon-Energy Minerals Qiao Xing Universal Resources, Inc. is engaged in the mining and telecommunications industry. It operates through two business sectors: Mining and Mobile Phone. Mining business sector is engaged in the extraction of base metals such as molybdenum, copper, lead and zinc. Mobile Phone business sector is engaged in the manufacture and sale of telecommunication terminals and equipment. The company was founded by Rui Lin Wu in April 1992 and is headquartered in Huizhou, China. | Other Metals/Minerals | Director/Board Member | |
| AMERICAN ORIENTAL BIOENGINEERING, INC. | Pharmaceuticals: Other | Director/Board Member | |
Brecek & Young Advisors, Inc.
 Brecek & Young Advisors, Inc. Investment Banks/BrokersFinance Part of AG Artemis Holdings LP, Brecek & Young Advisors, Inc. is a company that provides securities and wealth management services. The company is based in Folsom, CA. Brecek & Young Advisors was acquired by Securities America Financial Corp., part of AG Artemis Holdings LP from August 17, 2011 on December 31, 2008 for $26 million. | Investment Banks/Brokers | Corporate Officer/Principal | |
TD Ameritrade, Inc.
 TD Ameritrade, Inc. Investment Banks/BrokersFinance TD Ameritrade, Inc. is an investment brokerage firm headquartered in Omaha, Nebraska. They are a subsidiary of TD Ameritrade Online Holdings Corp., ultimately owned by The Charles Schwab Corp. (NYSE: SCHW). The firm was founded in 1975 and provides online brokerage services to their clients. Customers can manage their investment portfolios via the Internet as well as through personal digital assistants, wireless phone services and interactive voice recognition systems. | Investment Banks/Brokers | Compliance Officer | |
| Rivernorth Funds | Investment Trusts/Mutual Funds | Director/Board Member | |
HBK Sorce Advisory LLC
 HBK Sorce Advisory LLC Investment ManagersFinance HBK Sorce Advisory LLC (HBKS), do-business-as HBKS Wealth Advisors, is a SEC-registered investment advisor headquartered in Erie, Pennsylvania. The firm was founded in 2001 by Greg Sorce and Chris Sorce. They are a wholly-owned subsidiary of HBK Sorce Financial LLC, ultimately held by Hill, Barth & King Financial Holdings LLC. HBKS provides investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, partnerships, limited liability companies, and other business entities. | Investment Managers | Analyst-Equity | |
| Transamerica Funds | Investment Trusts/Mutual Funds | Director/Board Member | |
| RiverNorth Core Opportunity Fund | Investment Trusts/Mutual Funds | Director/Board Member | |
| RiverNorth DoubleLine Strategic Income Fund | Investment Trusts/Mutual Funds | Director/Board Member | |
University of Southern California
 University of Southern California Other Consumer ServicesConsumer Services University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA. | College/University | Graduate Degree | |
| Amherst College | College/University | Undergraduate Degree | |
| Brigham Young University | College/University | Undergraduate Degree | |
| City University of New York | College/University | Undergraduate Degree | |
| Creighton University | College/University | Undergraduate Degree Masters Business Admin | |
| The University of Texas at Austin | College/University | Undergraduate Degree | |
| Montana State University | College/University | Undergraduate Degree | |
The Ohio University
 The Ohio University Other Consumer ServicesConsumer Services Central Hockey League operates a professional minor league hockey teams playing in small to medium-sized markets primarily in central and southwestern US states. The league, which was started in 1992, is managed and operated by WPHL, a subsidiary of Global Entertainment Corporation. | College/University | Undergraduate Degree | |
| Old Dominion University | College/University | Undergraduate Degree | |
| Samford University | College/University | Undergraduate Degree | |
| State University of New York at Albany | College/University | Graduate Degree | |
| AMERIPRISE FINANCIAL, INC. | Investment Banks/Brokers | Corporate Officer/Principal | |
Securities America Advisors, Inc.
 Securities America Advisors, Inc. Investment ManagersFinance Securities America Advisors, Inc. (Securities America) is a SEC-registered investment advisor headquartered in La Vista, Nebraska. The firm was founded in 1994 and is wholly-owned by Securities America Financial Corp., a wholly-owned subsidiary of Osaic Holdings, Inc. Securities America provides investment advice to individual and institutional clients. Securities America will transition to Osaic Wealth, Inc. | Investment Managers | Chief Executive Officer Chief Executive Officer | |
Ross, Sinclaire & Associates LLC
 Ross, Sinclaire & Associates LLC Investment ManagersFinance Ross, Sinclaire & Associates LLC (RSA) is an investment manager headquartered in Cincinnati, Ohio. The firm was founded in 2004 by Murray Sinclaire, Jr. and is a subsidiary of Ross, Sinclaire & Associates, Inc. RSA provides portfolio management services to individuals, high net worth individuals, qualified retirement plans, charitable organizations, banking institutions and other registered investments advisors through sub-advisory agreements. | Investment Managers | Corporate Officer/Principal | |
Sierra Capital Investors, Inc.
 Sierra Capital Investors, Inc. Investment ManagersFinance Sierra Capital Investors, Inc. (SCI) is an independent hedge fund management firm headquartered in Shingle Springs, California. The firm was founded by Michael A. Doran in 1998. SCI provides investment advice for high net worth individuals and institutions. | Investment Managers | Corporate Officer/Principal | |
| American Express Financial Advisors, Inc. | Corporate Officer/Principal | ||
Wells Fargo Securities LLC
 Wells Fargo Securities LLC Investment ManagersFinance Wells Fargo Securities LLC (WFS) is the broker/dealer subsidiary of EVEREN Capital Corp., ultimately owned by Wells Fargo & Co. (NYSE: WFC). Headquartered in New York, WFS delivers a comprehensive suite of banking, capital markets and advisory solutions, such as a full complement of sales, trading and research capabilities, to corporate, government and institutional clients. | Investment Managers | Corporate Officer/Principal | |
| Zhejiang Shuren University | College/University | Undergraduate Degree | |
| RIVERNORTH OPPORTUNITIES FUND, INC. | Investment Trusts/Mutual Funds | Chairman | |
Warther Private Wealth LLC
 Warther Private Wealth LLC Investment ManagersFinance Warther Private Wealth LLC provides investment advice. The private company is based in Akron, OH. The company was founded in 2002 by Robert Wayne Warther. Robert Wayne Warther has been the CEO since 2002. | Investment Managers | Chief Executive Officer | |
Strategic Storage Trust IV, Inc.
 Strategic Storage Trust IV, Inc. Real Estate Investment TrustsFinance Strategic Storage Trust IV, Inc. provides self storage real estate investment and management solutions. Its services includes investing in income-producing and opportunistic self storage properties and related self storage real estate investments, offers regular cash distributions to the investors and preserves and protects the invested capital. The company was founded on June 1, 2016 and is headquartered in Ladera Ranch, CA. | Real Estate Investment Trusts | Director/Board Member | |
WCG Wealth Advisors LLC
 WCG Wealth Advisors LLC Investment ManagersFinance WCG Wealth Advisors LLC (dba The Wealth Consulting Group) is a registered investment advisor and wealth management firm headquartered in Las Vegas, Nevada. The firm was founded in 2014 and is owned by The 1970 Lee Trust. The Wealth Consulting Group provides fee-based investment advisory services for compensation primarily to individual clients, high-net worth individuals and corporate clients. | Investment Managers | Chief Investment Officer | |
| RIVERNORTH CAPITAL AND INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
| RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
| RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC. | Financial Conglomerates | Director/Board Member | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
RiverNorth SPAC Focus Fund, Inc.
 RiverNorth SPAC Focus Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth SPAC Focus Fund, Inc. operates as a closed-end investment fund or Investment trust. The company is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Director/Board Member | |
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND II, INC. | Investment Trusts/Mutual Funds | Director/Board Member |
Statistics
International
| United States | 45 |
| China | 3 |
Sectoral
| Finance | 19 |
| Consumer Services | 14 |
| Miscellaneous | 13 |
| Non-Energy Minerals | 2 |
| Health Technology | 2 |
Operational
| Corporate Officer/Principal | 37 |
| Director/Board Member | 23 |
| Undergraduate Degree | 18 |
| Independent Dir/Board Member | 10 |
| Chief Executive Officer | 7 |
Most connected contacts
| Insiders | |
|---|---|
| John Oakes | 16 |
| Jim Nagengast | 9 |
| James Arthur Worden | 9 |
| Patrick J. Ko | 7 |
| Dean I. Ader | 6 |
| Steven F. McWhorter | 5 |
| Bob Klein | 4 |
| Bob Warther | 4 |
| Gregg Johnson | 4 |
| Kirk Jesse Hulett | 4 |
| Jim Heeney | 3 |
| Shane Joseph Haag | 3 |
| Doreen Griffith | 3 |
| Craig Timm | 3 |
| Glen McRary | 3 |
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