Michael Potter

Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY.

Founded in 1989, PCS Securities, Inc. is an SEC-registered broker/dealer located in Edmonds, Washington. The firm is an introducing broker and clears securities transactions on a fully-disclosed basis with an independent clearing organization. PCS Securities provides independent research and directed brokerage arrangements for investment advisors, money managers and plan sponsors.

Founded in 1990 by Liam Dalton, Axiom Capital Management, Inc. is a full-service broker/dealer located in New York City. The firm offers traditional fixed-income and equity services including separately managed accounts through mutual funds, hedge funds, fund of funds and exchange funds. They serve high net-worth individuals, pension plans, profit sharing plans and other institutions. Axiom Capital Management is member of FINRA/SIPC. Axiom assists start-up and transitional hedge funds in selecting the prime broker best suited for their funds. The firm's services include: soft dollar reimbursements, execution of foreign market derivatives, turnkey information technology infrastructure solutions. Axiom can meet the needs of hedge funds worth up to $1 billion. Axiom is an experienced soft-dollar broker. The firm works their large, diverse institutional customer base to arrange equitable and compliant soft-dollar agreements. The firm's trading desk adheres to the highest compliance standards combining state-of-the-art technology and experienced traders to deliver quality executions in most domestic and international products.

Part of Brandt, Inc., Laidlaw Equities, Inc. is a company that provides additional corporate services such as senior management, commercial positions, business development, advisory work, and strategic partnering. The company is based in New York, NY. Laidlaw & Company® has a nearly 200-year legacy of independent investment banking and securities brokerage, offering comprehensive investment banking services to emerging growth companies and wealth management services to institutions and individuals worldwide. The company also has a growing network of offices.

Founded in 2008, TriPoint Global Equities LLC is a broker/dealer located in New York City. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. TriPoint Global Equities is a member of FINRA and the SIPC.

Pacific Rock Capital LLC (PRC) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in Cardiff by the Sea, California. The firm was founded by Christopher t. Donnelly in 2008. PRC provides investment advisory services which utilizes its proprietary trading strategy to a pooled investment vehicle structured as a Delaware limited Fund.