Ken Gurrola

Consumer Services

Finance

Profile

Before joining Kaufman Brothers LP, Mr. Gurrola served as Audit Vice President for JPMorgan Chase where he represented the firm before FINRA, the Office of the Comptroller of the Currency and the Federal Reserve regarding compliance and audit issues concerning all lines of business.
His expertise includes regulatory compliance (securities, BSA/AML, FINRA, tax), risk management, finance and accounting.
He has advised private equity firms with over $2 billion AUM at Ernst & Young (Manager), KPMG (Sr. Manager), and Deloitte & Touche (Sr. Associate).
Mr. Gurrola connects over 1,000 active contacts for Kaufman Brothers LP and Cornell.
He serves on boards for Cornell University Council (adjunct to the Board of Trustees), Cornell Mosaic (diversity and inclusion) and Cornell Federation (representing over 240,000 alumni globally).
Mr. Gurrola received a B.A from UCLA, an M.B.A.
from Cornell and a J.D.
from UC Hastings.
He is a member of the New York and California state bars.

Former positions of Ken Gurrola

Companies	Position	End
Kaufman Bros. LP Kaufman Bros. LP Investment Banks/BrokersFinance Founded in 1995, Kaufman Bros. LP is a broker/dealer headquartered in New York City with an additional office in San Francisco. The firm is a member of the NASD, the SIPC and FINRA. Kaufman Bros. provides investment banking, equity research and institutional sales and trading. The firm provides fundamental research on the following sectors: (1) cable, satellite and interactive media (2) communications equipment (3) digital media software (4) green technology (5) information technology hardware and storage (6) information technology services and software (7) semiconductors and (8) telecommunications & data services.	General Counsel	02/02/2011
JPMORGAN CHASE & CO.	Corporate Officer/Principal	-

See the detail of Ken Gurrola's experience

Training of Ken Gurrola

University of California, Los Angeles	Undergraduate Degree
Cornell University	Masters Business Admin
University of California, Hastings	Graduate Degree

Experiences
Positions held

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Private companies