Katie Anne Brown

Compliance Officer at ADE LLC

Finance

Consumer Services

Profile

Ms. Katie A.
Brown is a Chief Operating Officer & Chief Compliance Officer at ADE LLC.
She fully manages the day to day operations of Armstrong Dixon and their associated RIA, ADE, LLC.
Her duties range from supervising some employees to creating processes ensuring clients get a wonderful service experience.
In addition to leading the operations team, her responsibilities also include ensuring the firm remains in compliance with all regulatory authorities to include FINRA & the SEC.
She graduated from Towson University's School of Business and Economics with a degree in Finance in December of 2014.
She currently holds her FINRA Series 7 and 24 registrations with LPL Financial and Series 66 registration held through LPL Financial and ADE, LLC.

Katie Anne Brown active positions

Companies	Position	Start
ADE LLC ADE LLC Investment ManagersFinance ADE LLC (dba Armstrong Dixon) is a private, SEC-registered investment advisor and wealth management firm headquartered in Baltimore, Maryland. The firm was founded by Greg Armstrong in 2013 and manages investment portfolios for individual clients, high net worth families, charitable foundations, and small business owners. ADE also provides investment management services on a wrap fee basis.	Compliance Officer	01/07/2015

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Towson University

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Private companies	1
ADE LLC ADE LLC Investment ManagersFinance ADE LLC (dba Armstrong Dixon) is a private, SEC-registered investment advisor and wealth management firm headquartered in Baltimore, Maryland. The firm was founded by Greg Armstrong in 2013 and manages investment portfolios for individual clients, high net worth families, charitable foundations, and small business owners. ADE also provides investment management services on a wrap fee basis.	Finance