Profile
Ms. Jolie J.
Wolf is Chief Compliance Officer at CAP Advisors LLC.
She joined the firm September 2006.
Ms. Wolf was employed as a Chief Compliance Officer and Associate Financial Strategist at Truhlar Financial Strategies, Inc. From June 1985 to June 1998, she was employed as a Registered Representative at Royal Alliance Associates, Inc. and from 1978 to May 1985, she was employed as a Principal at The Mallon Corporation.
Ms. Wolf received her BS degree in Finance from the University of Colorado in 1977.
Former positions of Jolie J. Wolf
| Companies | Position | End |
|---|---|---|
Osaic Wealth, Inc.
 Osaic Wealth, Inc. Investment Banks/BrokersFinance Osaic Wealth, Inc. is a registered broker/dealer headquartered in Jersey City, New Jersey. The firm was founded in 1988 as Royal Alliance Associates, Inc. and changed their name to Osaic Wealth, Inc. in 2023. They are a subsidiary of Osaic, Inc. Osaic Wealth provides a full array of trading and execution services for various clients. | Corporate Officer/Principal | 30/06/1998 |
CAP Advisors LLC
 CAP Advisors LLC Investment ManagersFinance Founded in 2007, CAP Advisors LLC is a registered investment advisor located in Westport, Connecticut. The firm provides investment supervisory services to individual and small businesses. | Compliance Officer | - |
Training of Jolie J. Wolf
| University of Colorado Hospital | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 2 |
|---|---|
Osaic Wealth, Inc.
Osaic Wealth, Inc. Investment Banks/BrokersFinance Osaic Wealth, Inc. is a registered broker/dealer headquartered in Jersey City, New Jersey. The firm was founded in 1988 as Royal Alliance Associates, Inc. and changed their name to Osaic Wealth, Inc. in 2023. They are a subsidiary of Osaic, Inc. Osaic Wealth provides a full array of trading and execution services for various clients. | Finance |
CAP Advisors LLC
CAP Advisors LLC Investment ManagersFinance Founded in 2007, CAP Advisors LLC is a registered investment advisor located in Westport, Connecticut. The firm provides investment supervisory services to individual and small businesses. | Finance |
- Stock Market
- Insiders
- Jolie J. Wolf
