John Rory Rohan

UBS Americas, Inc. provides investment advice services. It offers wealth, asset management and investment banking services. The company was founded in 2000 and is headquartered in Stamford, CT.

Sterling Grace Corp. provides investment services. The company provides its services to investors, institutions and investment partnerships. It also operates in hedge funds and real estate investments. The company is headquartered in Glen Head, NY

Marco Polo New World, Inc. operates an automated trading platform to investors and brokers trading in emerging market securities. The firm provides access to international network of broker dealers and asset managers. The company was founded in 2000 and is headquartered in New York, NY.

ING Financial Markets LLC (ING Financial) is a FINRA-registered broker/dealer headquartered in New York City. They have additional offices in Dallas, Houston and Los Angeles. The firm is a wholly-owned subsidiary of ING Financial Holdings Corp, itself a subsidiary of ING Groep NV (AMS: INGA) in The Netherlands. ING Financial offers a broad range of investment services to corporate and financial institutions, as well as other ING businesses. Their research team places a particular emphasis on emerging markets. Key product areas offered are: corporate and government debt, credit and equity derivatives, treasury products (including Repo and CP/CD issuance), interest rate derivatives, foreign exchange, structured products and securities financing.

Bessemer Trust Co. NA provides wealth management and investment advisory services. The company provides investment banking, brokerage and commercial lending services. It was founded in 1907 and is headquartered in New York City, NY

Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC.

Part of ING Groep NV, Baring Securities Ltd. is a Chinese company that provides securities brokerage services. The company is based in Hong Kong, Hong Kong.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

Part of Mitsubishi UFJ Financial Group, Inc., MUFG Securities EMEA Plc is a brokerage services provider. The company is based in London, UK. The British company was founded in 1983. John David Winter has been the CEO of the company since 2019.

Part of EFG International AG, EFG Capital International Corp. is a Swiss-registered holding bank that is fully licensed and authorized to operate as a Swiss bank and securities dealer. The company is based in Miami, FL. The Bank has a 44% shareholding in EFG International AG, which is the holding company of an international private banking and asset management group headquartered in Switzerland and listed on SIX Swiss Exchange.

Morgan Joseph TriArtisan LLC is an investment and merchant bank engaged in providing financial advice, capital raising and private equity investing. Their services include mergers, acquisitions and restructuring advice and private placements and public offerings of equity and debt. The firm is headquartered in New York City and is a subsidiary of Morgan Joseph TriArtisan Group, Inc. Morgan Joseph TriArtisan was formed in 2010 as the result of a merger between Morgan Joseph & Co. Inc. and TriArtisan Partners LLC. Morgan Joseph TriArtisan is a member of FINRA, the NASD and the SIPC. Morgan Joseph TriArtisan's primary focus is on providing financial advisory and capital raising services in the US, Europe and Asia. This includes mergers and acquisitions advice, restructuring advice, private placements and public offerings of debt and equity. For their institutional clients, Morgan Joseph TriArtisan provides a full range of sales and executions services, including equity research and specialized reports on convertible debt. The firm's sales and trading teams service a variety of institutional clients with both debt and equity investment ideas and trading services. They primarily serve the consumer products, healthcare, automotive, chemical, transportation, construction, entertainment, telecommunications and media industries. Morgan Joseph TriArtisan's debt and equity analysts cover a growing universe of stock and bond issues across a broad range of industry sectors. Their equity research focuses primarily on middle-market companies with limited research and coverage and uses a classic bottom-up qualitative approach. The high-yield department specializes in finding trading opportunities by identifying undervalued and overvalued high-yield debt for institutional clients. They focus on small- to mid-sized issues that are not widely covered and are often mispriced in the market.