Jin Yun Li

BOC International Holdings Ltd. provides brokerage services. The company is based in Hong Kong, Hong Kong. The Chinese company is a subsidiary ultimately controlled by the Government of China. The company was founded in 1998. The CEO is Tong Li.

Hong Kong Institute of Certified Public Accountants operates under the professional accountant’s ordinance and works in the public interest. It offers CPA qualification programme and promulgating financial reporting, auditing and ethical standards in Hong Kong. The company was founded on January 1, 1973 and is headquartered in Hong Kong.

The Securities Association of China is a non-profit organization that provides services for the securities industry. The non-profit company is based in Beijing, China.

Shenwan Hongyuan Securities (H.K.) Ltd. (SHS) is the Hong Kong-based brokerage subsidiary of Shenwan Hongyuan (H.K.) Ltd. (HKG: 0218), which is ultimately held by Shenwan Hongyuan Group Co., Ltd. (SHE: 000166), an investment holding company headquartered in China. SHS offers securities brokerage, securities investment consultation, financial advisory business related to securities trading and investment activities, proprietary trading, securities underwriting and sponsoring, securities assets management, distribution of securities investment fund products, and introducing broker services for futures companies.

ICBC International Research Ltd. (ICBC Research) is a broker/dealer subsidiary of ICBC International Holdings Ltd., which is owned by Industrial & Commercial Bank of China Ltd. (SHA: 601398). ICBC Research provides research reports to international investors. The firm is headquartered in Hong Kong.

BOCOM International Securities Ltd. (BISL) is the wholly-owned brokerage subsidiary of BOCOM International Holdings Co. Ltd., itself a wholly-owned subsidiary of Bank of Communications Co., Ltd. (PK: BCMXY) in China. The firm was created in 2007 when BCOM Securities Co. Ltd., restructured and became BOCOM International Holdings Co., Ltd., establishing BOCOM International-Asia, BOCOM International Securities Ltd., and BOCOM International Asset Management Ltd. as wholly-owned subsidiaries, each specifically designed to focus on their unique businesses. Based in Hong Kong, BISL specializes in providing platforms for securities, futures, contracts trading and margin financing business activities. Clients can place trading instructions directly to investment advisors via designated telephone lines, including a secured on-line trading platform for both securities and futures contracts. As a member of the Hong Kong Stock Exchange, the firm provides direct execution via the AMS/3 System to their clients for all Hong Kong listed shares.

The Hongkong & Shanghai Banking Corp. Ltd. (Broker) (HSBC-Broker) is the brokerage division of The Hongkong & Shanghai Banking Corp. Ltd. in Hong Kong. Their ultimate parent is HSBC Holdings Plc (LON: HSBA), a multinational investment bank and financial services holding company headquartered in London, UK. HSBC-Broker provides securities brokerage services to their clients.

Nomura International (Hong Kong) Ltd. (Nomura International HK) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd., which is ultimately-owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Headquartered in Hong Kong, the firm’s global markets team offers research, sales and trading of global securities to a diverse range of clients globally, including institutional investors, financial institutions, corporates, financial sponsors and government entities. Nomura International HK operates a truly integrated, cross-asset platform which includes research, sales and trading in equities, currencies, rates and credit in cash and derivative products.

China Merchants Securities Co., Ltd. (Broker) (CMS) is the securities brokerage division of China Merchants Securities Co., Ltd. (SHA: 600999) in China. Headquartered in Shenzhen, CMS was founded in 1991 and provides comprehensive securities service platform for private, corporate, and institutional clients in domestic and international capital markets.

Zhongtai International Securities Ltd. is the Hong Kong-based brokerage subsidiary of Zhongtai Financial International Ltd., ultimately owned by Shandong State-Owned Asset Supervision and Administration Commission, a government agency headquartered in China. Zhongtai International Securities provides a wide range of futures brokerage services, such as (1) Hong Kong futures products including Hang Seng Index futures and option; H-share index futures and options; Mini-Hang Seng Index futures and options; Mini-H-Share index futures and (2) Global commodity futures including Singapore Exchange, Chicago Mercantile Exchange, New York Futures the Exchange, Tokyo Industrial Products Exchange.

Fortune Financial Capital Ltd. provides financial advisory services. The private company is based in Hong Kong, Hong Kong.

Part of SinoPac Financial Holdings Co., Ltd., SinoPac Securities (Asia) Ltd. is a Chinese company that provides investment advisory and brokerage services. The company is based in Hong Kong, Hong Kong. The company was founded in 1994. The CEO is Wei Xin Wang.

Part of CITIC Capital Holdings Ltd., CITIC Capital Markets Ltd. is a Chinese company that provides investment management and advisory services. The company is based in Hong Kong, Hong Kong.

Part of Fosun International Holdings Ltd., Fosun Hani Securities Ltd. is a Chinese company that provides brokerage services. The company is based in Hong Kong, Hong Kong. The company was founded in 1987. Chao Xie has been the CEO of the company since 2017.

Boa Financial Group provides financial services. The private company is based in Harbour, Hong Kong.

Haitong International Securities Co., Ltd. is the securities brokerage subsidiary of Hong Kong-based Haitong International Securities Group Ltd. (HKG: 0665), which is owned by Haitong Securities Co., Ltd. (SHA: 600837), an investment bank and securities firm headquartered in China. Haitong International Securities offers sales and trading of both equity and fixed income products, prime brokerage and research advisory services to a diverse group of institutional clients such as investment funds, sovereign funds, insurance companies and financial institutions, globally.

Quality Risk Management & Operations (QRMO) Ltd. provides outsourced middle-office, shadow accounting and risk monitoring services. Its services include shadow NAV, position & cash reconciliation, post-trade processing, enhanced middle and risk office services. The company was founded by Angus Hung and Albert Chiu in 2006 and is headquartered in Hong Kong.

Part of UBS Group AG, Credit Suisse First Boston (Hong Kong) Ltd. provides investment and financial services. The company is based in Hong Kong, Hong Kong.

Oriental Patron Securities Ltd. is a brokerage firm headquartered in Hong Kong. The firm was founded in 1993 and is a subsidiary of Oriental Patron Financial Services Group Ltd., which is owned by Oriental Patron Financial Group Ltd. Oriental Patron Securities provides their client with professional trading services in multiple financial markets, including public and private markets, equity and debt markets, and derivatives markets, etc.

Part of Everbright Securities Co., Ltd., Everbright Securities Global (HK) Ltd. is a Chinese company that provides brokerage services. The company is based in Hong Kong, Hong Kong. Oscar Wu has been the CEO of the company since 2020.

PricewaterhouseCoopers LLP engages in the provision of accounting services. Its services include audit and assurance, accounting advisory, risk assurance, tax management, corporate insolvency, life cycle assessment, forensic services, private equity advisory, and financial reporting valuations. The company is headquartered in London, the United Kingdom.

Standard Chartered Bank Ltd. provides commercial and financial banking services. The firm offers credit cards, personal loans, mortgages, deposit taking and wealth management services to individuals and small to medium sized enterprises. It provides trade, finance, cash management, lending, securities services, foreign exchange, debt capital markets, and corporate finance services to corporate and institutional clients. The company is headquartered in London, the United Kingdom.

Standard Chartered Securities (Hong Kong) Ltd. (Standard Chartered HK) is the brokerage subsidiary of Hong Kong-based Standard Chartered Bank (Hong Kong) Ltd., which is owned by Standard Chartered Plc (LON: STAN), a multinational banking and financial services company headquartered in London, UK. Standard Chartered HK offers online securities trading services.

BNP Paribas Securities (Asia) Ltd. (BNPP SEC ASIA) is the Hong Kong-based brokerage subsidiary of BNP Paribas SA (EPA: BNP), an international banking group headquartered in France. BNPP SEC ASIA provides electronic trading services to its clients, including its affiliates which take principal or riskless principal positons. Such services enable the access to, and execution of trades via, alternative liquidity pools (ALPs), or commonly known as dark pools, operated by other service providers or affiliates of the firm (Third Party ALPs).

The Association of International Accountants operates as a membership body for professional accountants. The non-profit company is based in Newcastle-upon-Tyne, UK.