Jim A. Crenna

Cboe Exchange, Inc. provides options exchange services. It trades equity options, security index options, options on exchange traded notes and products, binary options, one-week and quarterly options, long-term equity anticipation securities options, and flexible exchange options. The firm also provides information on various stock and options trading strategies, options trading tools, stock and option quotes and data; and options information and education. Additionally, they offer access to product information, conference notices, portfolio management tools, and educational materials for institutional investors and products and strategies for advisors to protect client’s portfolios. The company was founded in 1973 and is headquartered in Chicago, IL.

Delaware Investments US, Inc. engages in investment management services. The company was founded on June 17, 2010 and is headquartered in Philadelphia, PA.

Atlas Brown, Inc. is an independent registered investment advisor headquartered in Louisville, Kentucky. The firm was founded by William “Wayne” Hancock in 2004. Atlas Brown provides investment management solutions combined with their suite of Family Office Services offered primarily to individuals and their families, which includes high net-worth individuals, retirement plans, trusts, estates, charitable organizations, and corporations.

Chicago Board of Trade provides trade derivative facilities. It allows speculators throughout the world to interpret economic data, news, and other information. The company was founded on April 3, 1848 and is headquartered in Chicago, IL.

Prime Executions, Inc. is an agency-only broker/dealer which was founded by Andrew Silverman in 1986. They are owned by Freedom Holding Corp. (NASDAQ: FRHC) in Kazakhstan. Headquartered in New York City, the firm executes shares for a wide variety of clients on both the Buy Side and Sell Side. As a qualified “Blue Line” NYSE floor brokerage firm, Prime is able to access liquidity in multiple marketplaces to fulfill its best execution obligation to their clientele.

Part of The Toronto-Dominion Bank, Henderson Brothers Holdings, Inc. is a broker-dealer specialist at the New York Stock Exchange. Henderson Brothers Holdings, Inc. is based in New York, NY. Henderson Brothers Holdings was acquired by LaBranche & Co., Inc., part of The Toronto-Dominion Bank from June 28, 2011 on March 02, 2000 for $230 million.

Goldman Sachs Execution & Clearing LP (GSEC) is an SEC-registered broker/dealer headquartered in New York City and was founded in 1931. The firm is a subsidiary of Goldman Sachs Group, Inc. (NYSE: GS). GSEC provides brokerage services to their clients.

University of Miami (Florida) is a private research university with students from around the world that is focused on teaching and learning, the discovery of new knowledge, and service to the South Florida region and beyond. The university was founded in 1925 and it is headquartered in Coral Gables, FL.

THL Credit Secured Floating Rate Debt, Ltd. operates as a closed-end management investment company. It is managed by THL Credit Advisors LLC, which provides the administrative services. The company intends to elect to be treated as a business development company. THL Credit Secured Floating Rate Debt was founded on June 26, 2013 and is headquartered in Boston, MA.

Millburn Ridgefield Corp. is an SEC-registered investment manager and hedge fund manager headquartered in Greenwich, Connecticut. Milburn Ridgefield serves an investment manager or advisor to pooled investment vehicles that they sponsor and which were organized to invest in securities and to one additional similar pooled investment vehicle that the firm does not sponsor. The firm was founded in 1971.

Nestor Partners LP engages in the business of trading a diversified portfolio of futures, forward, swap, spot and option contracts. It offers its trading services on currencies, metals, interest rate instruments, stock indices, energy, future and agricultural commodities. The firm also trades spot and forward contracts in the interbank market. The company was founded on December 13, 1976 and is headquartered in Greenwich, CT.

Part of Barclays PLC, E.F. Hutton & Co., Inc. is a company that provides investment and financial services. The company is based in Providence, RI.

The Millburn Corp. provides investment advisory services. It provides investors with positive returns through a variety of market cycles and environments, stressing disciplined quantitative, process-driven approaches to trading scores of liquid global markets. The company is headquartered in New York, NY.

Millburn Multi-Markets Fund LP provides investment services. It engages in trading of futures, forward, swap, spot and option contracts on currencies, metals, interest rate instruments, stock indices, energy and agricultural commodities. The company was founded on September 8, 2008 and is headquartered in Greenwich, CT.

Macquarie Management Holdings, Inc. engages in the provision of investment management services. It also offers managed accounts, college savings plans, mutual funds, and retirement plans. The company was founded in 1929 and is headquartered in Philadelphia, PA.

Part of NextEra Energy, Inc., Colonial Penn Group, Inc. provides property and casualty insurance services.