James Richard Serjeant
Director/Board Member at 3B Capital Ltd.
Net worth: 221 003 $ as of 30/04/2024
Network origin in James Richard Serjeant first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Numis Securities Ltd.
 Numis Securities Ltd. Investment Banks/BrokersFinance Numis Securities Ltd. is an institutional brokerage firm headquartered in London, UK. The firm was founded in 1988 and is a subsidiary of Numis Corp. Plc in (LON: NUM). Numis Securities serves as a corporate broker to several clients across all their sectors, ranging from FTSE 100 to FTSE small-cap companies and AIM-listed companies.
133
| Subsidiary | Investment Banks/Brokers | 133 |
Dowgate Capital Ltd.
 Dowgate Capital Ltd. Investment Banks/BrokersFinance Dowgate Capital Stockbrokers Ltd. (DCS) is the wholly-owned investment arm of 3B Capital Ltd. in Great Britain. Established in 1990 as Ellis Stockbrokers Ltd., the firm was acquired by the Dowgate group in 2006 and was renamed as Dowgate Capital Stockbrokers Ltd. in 2008. Based in Crawley, DCS provides traditional stockbroking services to private clients through advisory or execution-only basis. They also develop services for small-cap institutional specialists. The firm focuses on stocks and shares, together with related investments such as warrants, contracts for differences, options and collective investment schemes. DCS has specific expertise in small- and medium-sized listed UK firms, particularly in sectors such as energy technology, telecommunications, life insurance, technology, food, and investment managers focusing on small-sized firms. DCS works closely with their sister subsidiary, Dowgate Capital Advisers, on corporate broking issues. Together the firms provide a one-stop shop for companies seeking a quote on AIM or PLUS.
17
| Subsidiary | Investment Banks/Brokers | 17 |
| Unknown | 3 | ||
3B Capital Ltd.
 3B Capital Ltd. Financial ConglomeratesFinance 3B Capital Ltd. is a private group led by Beavis Morgan LLP and employees and management of Dowgate Capital Stockbrokers Ltd. The private company is based in London, UK. and has subsidiaries in United Kingdom. The British company was founded in 2010.
2
| Private Company | Financial Conglomerates | 2 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to James Richard Serjeant via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
Citigroup Global Markets Ltd.
 Citigroup Global Markets Ltd. Investment Banks/BrokersFinance Citigroup Global Markets Ltd. (CGML) is an international broker-dealer firm headquartered in London, UK. The firm was founded in 1983 and is a subsidiary of Citigroup Global Markets Holdings Bahamas Ltd., ultimately held by Citigroup, Inc. (NYSE: C) in the US. CGML has a major presence in the international financial markets as a dealer, market-maker and underwriter in equity and fixed income securities and offers risk-based solutions to producers and investors in commodity markets. They also provide corporate finance services to a wide range of corporate, institutional and government clients. Their trading activities encompass cash, exchange traded and OTC derivative markets. | Investment Banks/Brokers | Analyst-Equity | |
Panmure Gordon (UK) Ltd.
 Panmure Gordon (UK) Ltd. Investment Banks/BrokersFinance Panmure Gordon (UK) Ltd. (PGL) is the stockbroking subsidiary of Panmure Gordon & Co. Ltd. in Great Britain. Headquartered in London, the firm was founded in 2003 and provides corporate finance advice, distributes and trades securities and produces investment research to UK small and mid-cap corporates and investment companies. PGL has access to capital markets via a range of equity and equity-linked products such as IPOs, accelerated book buildings, placings, rights issues, and bought deals. The firm's institutional equities department provides UK-focused research, sales and trading services to institutional investors in the UK, US and Europe. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Director of Research - Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity | |
| Warwick Business School | College/University | Masters Business Admin | |
| NUMIS CORP | Investment Banks/Brokers | Director/Board Member Director/Board Member Chief Executive Officer | |
Deutsche Bank AG (Broker UK)
 Deutsche Bank AG (Broker UK) Investment Banks/BrokersFinance Deutsche Bank AG (Deutsche Bank UK) is the UK-based securities brokerage division of Deutsche Bank AG (ETR: DBK) in Germany. The firm is headquartered in London and was founded in 1873. Deutsche Bank provides brokerage services to companies and institutions. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity | |
Barclays Capital Securities Ltd.
 Barclays Capital Securities Ltd. Investment Banks/BrokersFinance Barclays Capital Securities Ltd. (BCS) is the brokerage subsidiary of Barclays Bank plc, which is owned by Barclays Plc (LON: BARC), an international financial services group in Great Britain. The firm was founded in 1985 and is headquartered in London with offices worldwide. BCS provides prime brokerage services which include equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
| University of Bristol | College/University | Undergraduate Degree Undergraduate Degree | |
| Arden Partners Plc (Broker) | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Director of Research - Equity | |
Joh. Berenberg, Gossler & Co. KG (United Kingdom)
 Joh. Berenberg, Gossler & Co. KG (United Kingdom) Investment Banks/BrokersFinance Joh. Berenberg, Gossler & Co. KG (United Kingdom) (Berenberg-UK) is the Great Britain-based broker/dealer division of Joh. Berenberg, Gossler & Co. KG, a multinational full-service investment bank in Germany. Headquartered in London, Berenberg-UK was founded in 2003 and provides trading and brokerage services to institutional and corporate clients. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Edison Investment Research Ltd.
 Edison Investment Research Ltd. Investment ManagersFinance Edison Investment Research Ltd. (Edison) is an investment research, investor relations and consulting firm headquartered in London, UK. The firm was founded by Stephen Rogers and Fraser Thorne in 2003. They are a subsidiary of Edison Global Ltd. Edison provides investment research to international investors, advisors and stakeholders. | Investment Managers | Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity | |
HSBC Bank Plc (Broker)
 HSBC Bank Plc (Broker) Investment Banks/BrokersFinance HSBC Bank Plc (Broker) (HSBC Bank-Broker) is the broker/dealer division of HSBC Bank Plc, which is owned by HSBC Holdings Plc (LON: HSBA; NYSE: HSBC) in Great Britain. Headquartered in London, HSBC Bank-Broker was founded in 1880 and offers bespoke brokerage services across every major asset class for their corporate and institutional clients. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Stockdale Securities Ltd.
 Stockdale Securities Ltd. Investment Banks/BrokersFinance Part of Shore Capital Group Ltd., Stockdale Securities Ltd. is a brokerage firm based in London, UK. The British company was founded in 1963 by Timothy David Feather. Mark Finlay Brown has been the CEO of the company since 2014. Stockdale Securities was acquired by Shore Capital Group Ltd. from Somers Ltd. on March 31, 2019 for $11.72 million. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
RBC Europe Ltd. (Broker)
 RBC Europe Ltd. (Broker) Investment Banks/BrokersFinance RBC Europe Ltd. is the Great Britain-based broker/dealer subsidiary of RBC Europe Ltd., itself a subsidiary of Royal Bank of Canada (TSE: RY) in Canada. Headquartered in London, the firm was founded in 1970 and provides a full spectrum of brokerage services specifically tailored for both retail and institutional investors. The firm is active in several markets, exchanges, and electronic trading platforms. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
Natixis (United Kingdom)
 Natixis (United Kingdom) Investment ManagersFinance Part of BPCE SA, Natixis (United Kingdom) is a brokerage services provider. The company is based in London, UK. Natixis (United Kingdom was founded in 2000. | Investment Managers | Analyst-Equity | |
Liberum Capital Ltd.
 Liberum Capital Ltd. Investment Banks/BrokersFinance Liberum Capital Ltd. (Liberum) is a brokerage firm headquartered in London, UK. The firm was founded by Shane Le Prevost in 2007 to provide a different style of broking. They were acquired by Panmure Liberum Ltd. from TN Holdings (BVI) Ltd. in 2024. Headquartered in London, Liberum provides trading and execution services for institutional clients. They bring liquidity into the niches that matter and are market-makers in various large, mid and small-cap stocks. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
| NatWest Markets Plc (Broker) | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
Canaccord Genuity Ltd.
 Canaccord Genuity Ltd. Investment Banks/BrokersFinance Canaccord Genuity Ltd. (CGL) is the brokerage subsidiary of Canaccord Genuity Group, Inc. (TSE: CF). The firm is headquartered in London and was founded in 1983. CGL provides brokerage services to their clients. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
| Hume Capital Securities Plc (Broker) | Investment Banks/Brokers | Market Strategist Analyst-Equity | |
Peel Hunt LLP
 Peel Hunt LLP Investment Banks/BrokersFinance Peel Hunt LLP is an independent securities brokerage firm headquartered in London, UK. The firm was founded in 1989 as a market liquidity provider to retail and institutional investors. They provide bespoke dealing and execution services for institutional asset managers, registrars, private client wealth managers and private banks. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
Investec Bank Plc (Broker)
 Investec Bank Plc (Broker) Investment Banks/BrokersFinance Investec Bank Plc (Broker) (IBP) is the brokerage arm of Investec Bank Plc, itself a subsidiary of Investec Plc (LON: INVP) in Great Britain. Headquartered in London, IBP was founded in 1950 and they offer a full spectrum of brokerage services specifically tailored for corporate clients. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity | |
Epic Group Ltd.
 Epic Group Ltd. Miscellaneous Commercial ServicesCommercial Services Part of Learning Technologies Group Plc, Epic Group Ltd. provides business services. The company is based in Brighton, UK. Epic Group was founded in 1996. | Miscellaneous Commercial Services | Director/Board Member | |
Rustici Software LLC
 Rustici Software LLC Packaged SoftwareTechnology Services Rustici Software LLC provides software services. It offers eLearning standards like SCORM, Tin Can API and AICC. The firm includes business intelligence tools for organizations. The company was founded by Tim Martin and Mike Rustici in 2002 and is headquartered in Franklin, TN. | Packaged Software | Director/Board Member | |
Numis Asset Management Ltd.
 Numis Asset Management Ltd. Investment ManagersFinance Numis Asset Management Ltd. (NAM) is an investment management firm headquartered in London, UK. The firm was founded in 201 and is a subsidiary of Numis Corp. LLC (LON: NUM). NAM provides investment advisory services to institutional investors. | Investment Managers | Portfolio Manager-Equities Chief Executive Officer | |
| BELLUSCURA PLC | Medical Specialties | Director/Board Member Director/Board Member Director/Board Member | |
LEO Learning, Inc.
 LEO Learning, Inc. Miscellaneous Commercial ServicesCommercial Services Part of Learning Technologies Group Plc, LEO Learning, Inc. is a company that believes in the power of technology-enabled learning innovation to deliver transformational results. The company is based in New York, NY. The company's purpose is to help clients deploy learning technology to deliver outcomes precisely aligned to their business goals. | Miscellaneous Commercial Services | Director/Board Member | |
H&P Advisory Ltd.
 H&P Advisory Ltd. Investment Banks/BrokersFinance H&P Advisory Ltd. (HPA) is an independent brokerage firm headquartered in London and was founded in 2017. The firm provides brokerage services to institutions, corporations, private individuals and sovereign entities. | Investment Banks/Brokers | Director of Research - Equity | |
NetDimensions (UK) Ltd.
 NetDimensions (UK) Ltd. Miscellaneous Commercial ServicesCommercial Services Part of Learning Technologies Group Plc, NetDimensions (UK) Ltd. provides information technology consulting services. The company is based in Brighton, UK and was founded in 2010. | Miscellaneous Commercial Services | Director/Board Member | |
Netdimensions Holdings (Uk) Ltd.
 Netdimensions Holdings (Uk) Ltd. Financial ConglomeratesFinance Part of Learning Technologies Group Plc, NetDimensions Holdings (Uk) Ltd. functions as an investment holding British company. The company is based in Brighton, UK and was founded in 2017. | Financial Conglomerates | Director/Board Member | |
Line Communications Group Ltd.
 Line Communications Group Ltd. Packaged SoftwareTechnology Services Part of Learning Technologies Group Plc, Line Communications Group Ltd. is a British company that provides business and domestic software development services. The company is based in Brighton, UK. | Packaged Software | Director/Board Member | |
Barrenjoey Pty Ltd.
 Barrenjoey Pty Ltd. Investment ManagersFinance Barrenjoey Pty Ltd. is an independent investment research firm headquartered in Sydney, Australia. The firm was founded by Peter Marks and Annie Zhu in 2021. Barrenjoey provides corporate and strategic advisory, equity and debt capital market underwritings, cash equities, research, prime brokerage and traditional fixed income services. | Investment Managers | Analyst-Equity | |
| Hallam Associates Ltd. | Director/Board Member | ||
| Gomo Learning Ltd. | Director/Board Member | ||
| Learning Technologies Group Holdings Ltd. | Director/Board Member | ||
| NetDimensions, Inc. | Director/Board Member | ||
Cavendish Capital Markets Ltd.
 Cavendish Capital Markets Ltd. Investment Banks/BrokersFinance Part of Cavendish Financial Plc, Cavendish Capital Markets Ltd. is a British brokerage company. The company is based in London, UK. The company was founded in 2007 by Samantha Jane Smith. John Carlos Farrugia has been the CEO of the company since 2022. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Corporate Officer/Principal |
Statistics
International
| United Kingdom | 47 |
| United States | 4 |
| Australia | 2 |
Sectoral
| Finance | 38 |
| Commercial Services | 4 |
| Consumer Services | 3 |
| Technology Services | 3 |
| Health Technology | 2 |
Operational
| Analyst-Equity | 193 |
| Director/Board Member | 106 |
| Institutional Sales | 23 |
| Sales & Marketing | 17 |
| Corporate Officer/Principal | 15 |
Most connected contacts
| Insiders | |
|---|---|
| Jonathan Satchell | 42 |
| Paul Tuson | 22 |
| Lorna Tilbian | 12 |
| Andrew Gibb | 10 |
| Paul Jackson | 10 |
| Brendan D'Souza | 10 |
| Edward Farquhar | 10 |
| Roger Tejwani | 8 |
| David Poutney | 8 |
| Jonathan Guy | 7 |
| Andrew Saunders | 7 |
| Marcus Barnard | 7 |
| Mark Howson | 7 |
| Philip James Corbett | 6 |
| Ross Mitchinson | 6 |
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