James Maxwell
Analyst-Equity at Tocqueville Asset Management LP
Network origin in James Maxwell first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Tocqueville Asset Management LP
 Tocqueville Asset Management LP Investment ManagersFinance Tocqueville Asset Management LP (Tocqueville) is a SEC-registered investment advisor headquartered in New York City. Founded in 1985, the firm’s business and affairs are managed by Tocqueville Management Corp., their General Partner. Tocqueville manages investments for high-net-worth individuals and families, institutions, family offices and through the various Tocqueville mutual funds.
55
| Subsidiary | Investment Managers | 55 |
Northern Arizona University
10
| College/University | Other Consumer Services | 10 |
Delafield Asset Management
 Delafield Asset Management Investment ManagersFinance Founded in 1980, Delafield Asset Management is an investment advisor firm located is New York City. They are a subsidiary of Tocqueville Asset Management LP.
3
| Extinct | Investment Managers | 3 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to James Maxwell via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
Inverness Counsel LLC
 Inverness Counsel LLC Investment ManagersFinance Inverness Counsel LLC is a privately-owned, SEC-registered investment advisor headquartered in New York City. The firm was founded in 1967 and provides investment management services on both discretionary and non-discretionary bases to individual, family, trust, pension and profit-sharing plan, tax-exempt organization and other institutional clients. | Investment Managers | Analyst-Fixed Income | |
Bear Stearns Asset Management, Inc.
 Bear Stearns Asset Management, Inc. Investment ManagersFinance Bear Stearns Asset Management Inc (Bear Stearns) is a Private Equity/Venture Capital firm, a subsidiary of The Bear Stearns Cos LLC founded in 1985. The firm is headquartered in the US. | Investment Managers | Corporate Officer/Principal Portfolio Manager-Fixed Income Corporate Officer/Principal Corporate Officer/Principal | |
KeyBanc Capital Markets, Inc.
 KeyBanc Capital Markets, Inc. Investment Banks/BrokersFinance KeyBanc Capital Markets, Inc. is a registered investment bank and broker/dealer headquartered in Cleveland, Ohio. The firm was founded in 1983 and is a subsidiary of KeyCorp. (NYSE: KEY). KeyBanc Capital Markets provides investment banking, commercial lending, treasury management, derivatives, foreign exchange, equity and debt underwriting and trading and syndicated finance products and services to large corporations and middle-market companies. | Investment Banks/Brokers | Director/Board Member | |
Gamble Jones Investment Counsel
 Gamble Jones Investment Counsel Investment ManagersFinance Gamble Jones Investment Counsel (GJIC) is a SEC-registered investment advisor and wealth management firm headquartered in Pasadena, California. The firm was founded by Jim Gamble in 1956 as Gamble, Jones, Morphy & Bent. In 2023, they were acquired by Cerity Partners LLC, a subsidiary of Palladium Partners LLC. GJIC provides investment advisory services to individuals, family groups, foundations, endowment funds, trusts, pension, and profit-sharing plans. | Investment Managers | Analyst-Equity | |
Abraham & Co., Inc.
 Abraham & Co., Inc. Investment ManagersFinance Abraham & Co., Inc. provides investment advice. The private company is based in Gig Harbor, WA and has subsidiaries in the United States. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
AllianceBernstein LP
 AllianceBernstein LP Investment ManagersFinance AllianceBernstein LP (AB) is a SEC-registered investment advisor and mutual fund manager headquartered in Nashville, Tennessee. Founded in 2000, the firm is owned by Equitable Financial Life Insurance Co., ultimately held by Equitable Holdings, Inc. (NYSE: EQH). AB provides investment advice to investment companies, pension and profit-sharing plans, banks and thrift institutions, trusts, estates, government agencies, charitable organizations, individuals, corporations and other business entities. | Investment Managers | Analyst-Equity | |
Morgan Stanley & Co. LLC
 Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
| University of Virginia | College/University | Masters Business Admin Undergraduate Degree | |
| The Trustees of Columbia University in The City of New York | College/University | Graduate Degree Undergraduate Degree Graduate Degree Undergraduate Degree | |
| Hamilton College (New York) | College/University | Undergraduate Degree Undergraduate Degree | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Graduate Degree Undergraduate Degree | |
| University of Pennsylvania | College/University | Undergraduate Degree Undergraduate Degree | |
Sterling Grace Corp.
 Sterling Grace Corp. Investment Trusts/Mutual FundsMiscellaneous Sterling Grace Corp. provides investment services. The company provides its services to investors, institutions and investment partnerships. It also operates in hedge funds and real estate investments. The company is headquartered in Glen Head, NY | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal Director of Research - Equity | |
HealthpointCapital LLC
 HealthpointCapital LLC Investment ManagersFinance HealthpointCapital LLC (HealthpointCapital) is a private equity firm founded in 2002 by Mortimer Berkowitz and John C. McCormick. The firm is headquartered in New York. | Investment Managers | Consultant / Advisor | |
| Babson College | College/University | Undergraduate Degree | |
| Belmont University | College/University | Undergraduate Degree | |
| Boston College | College/University | Undergraduate Degree Undergraduate Degree | |
| Rutgers State University of New Jersey | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Fordham University
 Fordham University Other Consumer ServicesConsumer Services Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY. | College/University | Graduate Degree Undergraduate Degree | |
| The University of Alabama | College/University | Masters Business Admin | |
| New York University | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Undergraduate Degree Masters Business Admin Masters Business Admin Masters Business Admin Undergraduate Degree Masters Business Admin Undergraduate Degree | |
| Pace University | College/University | Masters Business Admin Masters Business Admin | |
| Princeton University | College/University | Undergraduate Degree Undergraduate Degree | |
| Saint Peter's University | College/University | Masters Business Admin | |
| University of Western Ontario | College/University | Masters Business Admin | |
| University of Wisconsin | College/University | Undergraduate Degree Doctorate Degree Undergraduate Degree | |
| Columbia Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| Wesleyan University | College/University | Undergraduate Degree Undergraduate Degree | |
| The Leonard N Stern School of Business | College/University | Masters Business Admin Masters Business Admin | |
Thermopolis Partners LLC
 Thermopolis Partners LLC Investment ManagersFinance Thermopolis Partners LLC (Thermopolis) is an independent hedge fund management firm headquartered in Laramie, Wyoming. The firm was founded in 2001 by Philip Treick, Jr. Thermopolis manages a real assets income long/short fund which are offered to high net worth investors. | Investment Managers | Private Equity Investor Analyst-Equity | |
Carret Asset Management LLC
 Carret Asset Management LLC Investment ManagersFinance Carret Asset Management LLC (Carret) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Philip Carret in 1963 and is a wholly owned subsidiary of Cascar Holdings, Inc., which is ultimately owned by SBI Holdings, Inc. (TYO: 8473) in Japan. Carret provides investment management services to wealth managers, financial advisors, select institutional clients, and high-net-worth individuals and families. | Investment Managers | Analyst-Equity Portfolio Manager-Equities | |
Sprott Asset Management USA, Inc.
 Sprott Asset Management USA, Inc. Investment ManagersFinance Sprott Asset Management USA, Inc. (SAM USA) is a SEC-registered investment adviser headquartered in Carlsbad, California. The firm was founded by Arthur Richards “Rick” Rule in 2005. They are a subsidiary of Sprott US Holdings, Inc., owned by Sprott, Inc. (TSX: SII) in Canada. SAM USA provides investment advisory services on both a discretionary and non-discretionary basis to individuals and institutions with separately managed accounts and private funds. | Investment Managers | Portfolio Manager-Equities Portfolio Manager-Equities | |
Applied Science Associates, Inc.
 Applied Science Associates, Inc. Miscellaneous Commercial ServicesCommercial Services Applied Science Associates, Inc. provides science and technology solutions. It offers consulting, environmental modeling, and application development to clients. The company was founded in 1979 and it is headquartered in South Kingstown, RI | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| GELUM RESOURCES LTD. | Oilfield Services/Equipment | Director/Board Member | |
| The State University of New York | College/University | Undergraduate Degree | |
Charles Schwab & Co., Inc. (Broker)
 Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Investment Banks/Brokers | Corporate Officer/Principal | |
| Richard Ivey School of Business | College/University | Undergraduate Degree |
Statistics
International
| United States | 42 |
| Canada | 3 |
| France | 2 |
| Hong Kong | 2 |
Sectoral
| Consumer Services | 23 |
| Finance | 18 |
| Miscellaneous | 3 |
| Commercial Services | 3 |
| Industrial Services | 2 |
Operational
| Portfolio Manager-Equities | 71 |
| Corporate Officer/Principal | 70 |
| Undergraduate Degree | 62 |
| Analyst-Equity | 45 |
| Director/Board Member | 27 |
Most connected contacts
- Stock Market
- Insiders
- James Maxwell
- Company connections
