Ilana Marcus
Profile
Ms. Ilana Marcus is Chief Compliance Officer at Octagon Credit Investors LLC.
She joined Octagon in 2011.
She has over 20 years of extensive experience as an asset management, securities regulatory and compliance attorney.
Prior to joining Octagon, Ms. Marcus served as Chief Compliance Officer of Alcentra NY; previously, she was Chief Compliance Officer and Assistant General Counsel for Standard & Poor's Securities Evaluations; Vice President and Senior Counsel for Nomura's U.S.
asset management services; Senior Counsel at TIAA-CREF; Vice President at Oppenheimer Capital; Vice President and Associate Counsel at BT Variable and Assistant General Counsel at Prudential Bache Securities.
She also served as Branch Chief at the Securities and Exchange Commission's Division of Enforcement, where she investigated and litigated securities and business fraud cases.
Ms. Marcus holds a JD from Brooklyn Law School and a Bachelor of Commerce with Honors from Queens University, Ontario.
Former positions of Ilana Marcus
| Companies | Position | End |
|---|---|---|
Alcentra NY LLC
 Alcentra NY LLC Investment ManagersFinance Alcentra NY LLC (Alcentra) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2002 and became a subsidiary of The Bank of New York Mellon Corp. in 2006. They were acquired by Franklin Resources, Inc. (NYSE: BEN) in 2022. Alcentra provides discretionary and non-discretionary investment advisory services to institutional clients, which include US registered investment companies, US private funds, other pooled investment vehicles and other institutions. | Corporate Officer/Principal | 31/12/2010 |
| Prudential Bache Securities, Inc. | General Counsel | - |
Standard & Poor's Securities, Inc.
 Standard & Poor's Securities, Inc. Investment Banks/BrokersFinance Part of S&P Global, Inc., Standard & Poor's Securities, Inc. provides securities brokerage services. The company is based in New York, NY. | Corporate Officer/Principal | - |
Training of Ilana Marcus
| Brooklyn Law School | Graduate Degree |
| Queen's University | Undergraduate Degree |
Experiences
Positions held
Linked companies
| Private companies | 3 |
|---|---|
Alcentra NY LLC
Alcentra NY LLC Investment ManagersFinance Alcentra NY LLC (Alcentra) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2002 and became a subsidiary of The Bank of New York Mellon Corp. in 2006. They were acquired by Franklin Resources, Inc. (NYSE: BEN) in 2022. Alcentra provides discretionary and non-discretionary investment advisory services to institutional clients, which include US registered investment companies, US private funds, other pooled investment vehicles and other institutions. | Finance |
Standard & Poor's Securities, Inc.
Standard & Poor's Securities, Inc. Investment Banks/BrokersFinance Part of S&P Global, Inc., Standard & Poor's Securities, Inc. provides securities brokerage services. The company is based in New York, NY. | Finance |
| Prudential Bache Securities, Inc. | Finance |
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