Huai Ding Li

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

Guotai Asset Management Co., Ltd. (Guotai AMC) is the Chinese asset management firm headquartered in Shanghai and has branch offices in Beijing and Shenzhen. The firm was founded in 1998 through a joint venture between China Jianyin Investment Corp., Generali Group, and China Electricity Finance Co., Ltd. Guotai AMC manages a range of closed and open-ended funds for individual and institutional investors.

Guotai Junan Securities Co. Ltd. (Broker) (GTJA-Broker) is the securities brokerage division of Guotai Junan Securities Co. Ltd. (SHA: 601211), which is headquartered in Shanghai, China. GTJA-Broker provides securities brokerage services to institutional investors.

Bosera Asset Management Co., Ltd. (Bosera AM) is an independent Chinese asset management firm which was founded in 1998. Formerly known as Boshi Fund Management, the firm is headquartered in Shenzhen with branches in Beijing, Shanghai, Zhengzhou, Shenyang and Chengdu. Bosera AM provides professional investment services for clients, with business covering fund raising, fund distribution, asset management and any other businesses permitted by China Securities Regulatory Commission. Authorized by the National Council of Social Security Fund, the firm manages part of the National Social Security Fund portfolios. In addition, Bosera AM provides investment management services to several corporate pension funds and segregated accounts.

Guosen Securities Co., Ltd. (Broker) (GSEC-Broker) is the broker/dealer division of Guosen Securities Co., Ltd. (SHE: 002736), a financial services company headquartered in Shenzhen, China. The firm was founded in 1994 as Shenzhen SDIC Securities Co., Ltd. GSEC-Broker provides retail clients with a full range of services such as securities trading, investment consulting, margin financing, stock pledge financing, futures IB, and financial product agency sales.

Yinhua Fund Management Co., Ltd. (Yinhua) is an independent asset management firm headquartered in Beijing, China. Founded in 2001, Yinhua offers professional investment management services to a diverse clientele that includes financial institutions, social security fund, corporate pension schemes, high-net-worth individuals, and retail investors through mutual funds and segregated accounts.

Ping An Securities Co. Ltd. is the securities brokerage subsidiary of Ping An Trust Co., Ltd., which is owned by Ping An Insurance (Group) Co. of China Ltd. (SHA: 601318; HKG: 2318). Headquartered in Shenzhen, the firm was founded in 1991 and provides institutional brokerage services based on the needs of professional investors such as private equity, public equity, trust, asset management, general corporate institutions, and high-net-worth clients.

UBS Securities Co. Ltd. is the Chinese brokerage subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Beijing, the firm was founded in 2006 as Beijing Securities Co. Ltd. They provide securities brokerage services to domestic corporate and institutional clients, and qualified foreign institutional investors (QFII).

Zhonghai Fund Management Co., Ltd. operates as an independent investment adviser. It manages a range of funds and provides investment advice. Its business scope covers fund raising, fund sales, and asset management. The company was founded on March 18, 2004 and is headquartered in Shanghai, China.

Shanghai Stock Exchange provides marketplace and facilities for securities trading. Its services include formulating business rules, accepting and arranging listings, organizing and monitoring securities trading, regulating members & listed companies, managing, and disseminating market information. The company was founded on November 26, 1990 and is headquartered in Shangha, China

AXA-SPDB Investment Managers Co., Ltd. (AXA-SPDB IMCL) is an independent investment management firm which was established in 2007 as a joint venture between Shanghai Pudong Development Bank Co., Ltd. (SPDB), AXA Investment Managers SA and Shanghai Sheng Rong Investment Company. Based in Shanghai, AXA-SPDB IMCL provides a range of services including securities investment fund raising, fund sales and asset management.

Huashang Fund Management Co., Ltd. (HFM) is an independent Chinese fund management firm which was established in 2005. Based in Beijing, the firm's shareholders include China Dragon Securities Co. Ltd, China Huadian Finance Co. Ltd. and Jigang Group Corp.

Nuode Asset Management Co., Ltd. (Nuode AM) is the fund management subsidiary of Tsinghua Holdings Co., Ltd., ultimately held by the Chinese Ministry of Education. Formerly known as Lord Abbett China Asset Management Co. Ltd., the firm was founded in 2006 as a joint venture between Lord Abbett & Co. LLC, Changjiang Securities Co. Ltd. and Tsinghua Holdings Co. They subsequently changed their name to Nuode Fund Management Co. Ltd. Headquartered in Shanghai, Nuode AM manages mutual funds for individual and institutional investors.

Huatai-PineBridge Fund Management Co., Ltd. (Huatai-PineBridge FM) is an independent Chinese fund management firm which was founded in 2004 through a joint venture between Pinebridge Investment Co., Huatai Securities Co., Ltd. and Suzhou New District Hi-Tech Industrial Park Co., Ltd. Formerly known as AIG Huatai Fund Management Co. Ltd., the firm changed their name to Huatai-PineBridge Fund Management Co., Ltd. in 2010. Huatai-PineBridge FM is headquartered in Shanghai and manages a range of funds for individual and institutional investors.

ICBC Asset Management (Global) Co., Ltd. (ICBCAMG) is an investment management firm headquartered in Hong Kong. Formerly known as Worldsec Asset Management Ltd., the firm was founded in 1991 and became a wholly owned subsidiary of Industrial & Commercial Bank of China (Asia) Ltd. in 2008. They are ultimately owned by Industrial & Commercial Bank of China Ltd. (SHA: 601398, HK:1398) in China. ICBCAMG is positioned as the global asset management platform of Industrial and Commercial Bank of China Group (ICBC Group). They provivde investment products and services to institutional and retail clients.

SWS MU Fund Management Co., Ltd. (SWS MU) is the fund management subsidiary of Shenwan Hongyuan Securities Co., Ltd., ultimately held by Shenwan Hongyuan Group Co., Ltd. (SHE: 000166) in China. The firm was founded in 2004 as SYWG BNP Paribas Asset Management Co. Ltd., a joint venture between Japan-based Mitsubishi UFJ Trust and Banking Corp. and Shenyin & Wanguo Securities Co. Ltd. In 2011 the firm changed their name to SWS MU Fund Management Co. Ltd. after Mitsubishi UFJ Trust and Banking Corp. reached an agreement with BNP Paribas Investment Partners to buy a significant minority stake with Shenyin & Wanguo Securities Co. Ltd. retaining the remaining majority stake in the joint venture. Headquartered in Shanghai, SWS MU manages a range of open-end funds.

Orient Securities Asset Management Co., Ltd. (OSAM) is the wholly-owned asset management subsidiary of Orient Securities Co., Ltd. (SHA: 600958) in China. Headquartered in Shanghai, OSAM was founded in 2010 and manages a diverse range of funds for individual and institutional clients.

Part of Orient Securities Co., Ltd., Orient Securities Investment Banking Co., Ltd. is a Chinese company that provides securities brokerage services. The company is based in Shanghai, China. The company was founded in 2012. Ji Ma has been the CEO of the company since 2012. Orient Securities Investment Banking Co. was acquired by Orient Securities Co., Ltd. from Citigroup Global Markets Asia Ltd. on April 22, 2020 for $69.43 million.

CIB Fund Management Co., Ltd. is the asset management subsidiary of Industrial Bank Co., Ltd. (SHA: 601166) in China. Headquartered in Shanghai, the firm was founded in 2013 and provides a range of fund management services for individual and institutional clients.

China Universal Asset Management (Hong Kong) Co. Ltd. (China Universal HK) is the wholly owned, Hong Kong-based asset management subsidiary of China Universal Asset Management Co. Ltd., an investment management company headquartered in Shanghai, China. Founded in 2009, China Universal HK manages investment funds, provides investment advisory services, and manages discretionary accounts for domestic Chinese institutional and individual investors.

Asset Management Association of China is a private company headquartered in Beijing, China, that operates self-regulatory association of fund management companies.

Linklogis Digital Technology Group Co., Ltd. engages in the operation of financial technology (fintech) service platforms. Its services include supply chain asset securitization, blockchain-based supply chain asset transfer platforms, supply chain asset service platforms, cash invoice platforms, intelligent risk control platforms, and cross border and global supply chain financing. The company was founded by Qun Song on February 5, 2016 and is headquartered in Shenzhen, China.

Loyal Valley Capital Co. Ltd (LVC) is an independent private equity firm founded by Li Jun Lin in 2015. The firm is headquartered in Shanghai, China.

Pacific Asset Management Co., Ltd. (PAMC) is the asset management subsidiary of China Pacific Insurance Group Co. Ltd. (SH: 601601) in China. Established in 2006, the firm is headquartered in Shanghai and provides a range of asset management services including management and operation of insurance assets.

First Seafront Fund Management Co., Ltd. (FSFM) is an independent fund management firm headquartered in Shenzhen, China. The firm was founded in 2013 and formely known as Qianhai Kaiyuan Fund Management Co., Ltd. FSFM provides a range of fund management services for individual and institutional investors.