Profile
Hal William Brown held various principal positions in different investment management firms such as Dominick & Dominick LLC, Lehman Brothers, Inc., and RBC Wealth Management.
He also served as a Managing Director in B.
Riley Wealth Management, Inc. from 2015 to 2016.
Additionally, he held principal positions in Rodman & Renshaw, Inc., Tucker Anthony, Inc., Gruntal & Co. LLC, Trautman Wasserman & Co., Inc., First Albany Corp., and Prudential Securities, Inc. (Michigan).
Former positions of Hal William Brown
| Companies | Position | End |
|---|---|---|
B. Riley Wealth Management, Inc. (Investment Management)
 B. Riley Wealth Management, Inc. (Investment Management) Investment ManagersFinance B. Riley Wealth Management, Inc. (Investment Management) (BRWM-IM) is the asset management division of B. Riley Wealth Management, Inc., a brokerage firm headquartered in Memphis, Tennessee. The firm was founded in 1996 as Wunderlich Securities, Inc. They are ultimately held by B. Riley Financial, Inc. (NASDAQ: RILY). BRWM-IM provides investment advisory services to individuals, high net worth individuals, pension plans, profit-sharing plans, 401(k) plans, wrap programs, trusts, estates, charitable organizations, corporations, and other business entities. | Portfolio Manager-Equities | 01/08/2016 |
Dominick & Dominick LLC (Investment Management)
 Dominick & Dominick LLC (Investment Management) Investment ManagersFinance For both individual and institutional customers, Dominick & Dominick Advisors LLC (DDA) offers a range of financial services, including equity and fixed-income management, private equity, hedge funds and structured notes. A division of investment bank Dominick & Dominick, the firm is headquartered in New York City. | Portfolio Manager-Equities | 01/01/2015 |
Rodman & Renshaw, Inc.
 Rodman & Renshaw, Inc. Investment Banks/BrokersFinance Rodman & Renshaw, Inc. provides securities brokerage services. The private company is based in Chicago, IL. The company was founded by John Ferrara. | Corporate Officer/Principal | - |
Lehman Brothers, Inc.
 Lehman Brothers, Inc. Investment Banks/BrokersFinance A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues. | Corporate Officer/Principal | - |
Prudential Securities, Inc. (Michigan)
 Prudential Securities, Inc. (Michigan) Investment Banks/BrokersFinance Part of Prudential Financial, Inc., Prudential Securities, Inc. (Michigan) is a company based in West Bloomfield, MI. | Corporate Officer/Principal | - |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 10 |
|---|---|
Dominick & Dominick LLC (Investment Management)
Dominick & Dominick LLC (Investment Management) Investment ManagersFinance For both individual and institutional customers, Dominick & Dominick Advisors LLC (DDA) offers a range of financial services, including equity and fixed-income management, private equity, hedge funds and structured notes. A division of investment bank Dominick & Dominick, the firm is headquartered in New York City. | Finance |
| Trautman Wasserman & Co., Inc. | |
RBC Wealth Management
 RBC Wealth Management Investment ManagersFinance RBC Wealth Management (RBCWM) is wealth management division of RBC Capital Markets Equity Research, which is ultimately owned by Royal Bank of Canada (NYSE; TSE: RY). Formerly known as RBC Dain Rauscher, Inc., the firm was founded in 2001 and is headquartered in Minneapolis, Minnesota. RBCWM provides trusted advice and wealth management solutions to individuals, families and institutions. | Finance |
| Tucker Anthony, Inc. | Finance |
| First Albany Corp. | Finance |
| Gruntal & Co. LLC | Government |
Prudential Securities, Inc. (Michigan)
Prudential Securities, Inc. (Michigan) Investment Banks/BrokersFinance Part of Prudential Financial, Inc., Prudential Securities, Inc. (Michigan) is a company based in West Bloomfield, MI. | Finance |
Lehman Brothers, Inc.
Lehman Brothers, Inc. Investment Banks/BrokersFinance A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues. | Finance |
Rodman & Renshaw, Inc.
Rodman & Renshaw, Inc. Investment Banks/BrokersFinance Rodman & Renshaw, Inc. provides securities brokerage services. The private company is based in Chicago, IL. The company was founded by John Ferrara. | Finance |
B. Riley Wealth Management, Inc. (Investment Management)
B. Riley Wealth Management, Inc. (Investment Management) Investment ManagersFinance B. Riley Wealth Management, Inc. (Investment Management) (BRWM-IM) is the asset management division of B. Riley Wealth Management, Inc., a brokerage firm headquartered in Memphis, Tennessee. The firm was founded in 1996 as Wunderlich Securities, Inc. They are ultimately held by B. Riley Financial, Inc. (NASDAQ: RILY). BRWM-IM provides investment advisory services to individuals, high net worth individuals, pension plans, profit-sharing plans, 401(k) plans, wrap programs, trusts, estates, charitable organizations, corporations, and other business entities. | Finance |
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