Evan Howard Wein

Appaloosa Management LP provides investment advice services. The company was founded by David Alan Tepper and Jack Walton in 1993 and is headquartered in Miami Beach, FL.

Goldman Sachs Execution & Clearing LP (GSEC) is an SEC-registered broker/dealer headquartered in New York City and was founded in 1931. The firm is a subsidiary of Goldman Sachs Group, Inc. (NYSE: GS). GSEC provides brokerage services to their clients.

Advent Capital Management LLC (Advent) is a privately-owned, SEC-registered investment advisor headquartered in New York City. The firm was founded by Tracy V. Maitland in 1995 as a division of Utendahl Capital Management LP and became independent in 2001. They manage assets across several traditional and alternative strategies on behalf of both institutional investors and private clients. Advent is a signatory to the UN Principles for Responsible Investment (UNPRI) and supporter of the Task Force on Climate-Related Financial Disclosures (TCFD).

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

Founded in 1922, Weeden & Co. LP is a broker/dealer headquartered in Greenwich, Connecticut with additional offices in Boston, Chicago, Minneapolis and San Francisco. The firm offers a full array of investment services with independent value-added research covering various sectors. Weeden's research goal is to produce independent, actionable long/short ideas that are free from the inherent conflicts created by investment banking. The firm vigilantly monitors proprietary, quantitative and fundamental indicators across all asset classes to identify and communicate important inflection points within the marketplace to clients. Their equities trading division specializes in difficult-to-execute orders. They are a member of the FINRA, NASDAQ and the SIPC.

Sandalwood Securities, Inc. is a fund of hedge fund managers that invests in credit, event, and equity strategies to produce consistent risk-adjusted returns over time. Sandalwood Securities is based in Roseland, NJ, and invests across the spectrum of alternative assets. The private company has subsidiaries in the United States and the Cayman Islands. The team is composed of experienced professionals with expertise in various fields, including accounting, compliance, and investor relations. The company was founded in 1990 by Martin Gross and has a fundamental bottom-up analytical culture with strong risk management processes.

Morgan Stanley Investment Management, Inc. (MSIM) is an investment management firm headquartered in New York City. The firm was founded in 1975 and is a subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). MSIM provides discretionary and non-discretionary investment management services and products to institutional clients and individual investors. The firm also advises clients as to the appropriate allocation of assets among multiple separate accounts and/or investment companies or other pooled vehicles that the firm advises.

Putnam Investments LLC operates as an investment advisory company. The company was founded on May 14, 2009 and is headquartered in Boston, MA.

APG Asset Management US, Inc. (APG US) is a SEC-registered investment advisor and pension fund manager headquartered in New York City. The firm was founded in 1998 and is a subsidiary of APG Asset Management NV (APG NL), ultimately held by Stichting Pensioenfonds ABP, the pension fund for Dutch government employees and other civil service employees. APG US provides investment advisory services to ABP and other Dutch pension funds directly and/or through the Dutch pension funds’ participation in various “fondsen voor gemene rekening” (funds for the joint account of the participants and referred to herein as, “FGRs”) sponsored and controlled by APG NL.

Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.

Fusion Analytics Investment Partners LLC (Fusion Analytics) is an independent wealth management firm headquartered in Coral Springs, Florida. The firm was founded by Michael Conte in 2007. Fusion Analytics provides advisory services to individuals, high-net worth individuals, pension and profit-sharing plans, as well as corporations and other business entities.

Lloyd Harbor Capital Management LLC (Investment Management) (Lloyd Harbor-IM) is the investment management division of Lloyd Harbor Capital Management LLC, a venture capital firm headquartered in Cold Spring Harbor, New York. Lloyd Harbor-IM provides discretionary investment advice to various private pooled investment funds and certain separately managed accounts.

Virgo Investment Group LLC (Virgo Investment Group) is a private equity firm founded by Jesse Watson and Barry Jay Uphoff in 2009. The firm is headquartered in Burlingame, CA.

Lloyd Harbor Capital Management LLC (Lloyd Harbor Capital) is a private equity firm founded in 2015 by Timothy James Rotolo. The firm is headquartered in Lloyd Harbor, New York.

North Shore Indices, Inc. is an investor-led index development business based in Cold Spring Harbor, NY. The private company's objective is to create opportunistic, thematic indices overseen by domain experts. North Shore Indices creates pure-play indices on novel and/or out-of-favor contrarian investment ideas. The company's first index is the North Shore Uranium Mining Index. The company was founded by Timothy James Rotolo, who has been the CEO since incorporation.

Sachem Cove Partners LLC is an investment management company founded by Mike Alkin. The private company is based in Cold Spring Harbor, NY. The company's chief investment officer of public equities is Michael Alkin, and Timothy Rotolo is the principal of the investment manager. The website and information contained therein are not an offer to sell or solicit securities or investment advisory services. Any such offer may only be made by means of definitive offering documents, including a subscription agreement or an investment management or similar agreement. A full list of disclosures can be found at https://www.lloydharborcapital.com/disclosures.

Xtraction Services, Inc. operates as a specialty finance company. It provides equipment leasing solutions to cannabis and hemp companies. It offers extraction; pre- and post-processing equipment; peripheral equipment; consumables; analytical; and remediation services. The company was founded in 2017 and is headquartered in Los Angeles, CA.

Archytas Ventures LLC (Archytas Venturres) is a private investment firm founded in 2017 by David Kivitz, Antony Radbod, and Timothy Rotolo. The firm is headquartered in Los Angeles, California.

Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).

Takkion Holdings LLC engages in the provision of multimodal logistics and transportation services for the traditional energy and critical renewable resources. The company is headquartered in Fort Worth, TX.