Earl Rix

Founded in 1991, GMP Securities LLC is a broker/dealer headquartered in New York City. The firm was previously known as Miller Tabak Roberts Securities LLC. They are a subsidiary of GMP MTR Acquisition, Inc. and their ultimate parent is GMP Capital, Inc. (Toronto: GMP). GMP Securities is a global institutional sales, trading and research firm focusing on debt, convertibles, equities and asset-backed securities. They are member of FINRA and the SIPC.

Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology.