Douglas Siegel
Compliance Officer at OPPENHEIMER HOLDINGS INC.
Douglas Siegel active positions
| Companies | Position | Start | End |
|---|---|---|---|
| OPPENHEIMER HOLDINGS INC. | Compliance Officer | - | - |
Career history of Douglas Siegel
Former positions of Douglas Siegel
| Companies | Position | Start | End |
|---|---|---|---|
UBS Financial Services, Inc.
 UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Chief Executive Officer | 01/11/1998 | 01/11/2015 |
| Compliance Officer | 01/11/1998 | 01/11/2015 |
Training of Douglas Siegel
| Syracuse University | Undergraduate Degree |
Statistics
International
| United States | 3 |
| Canada | 2 |
Operational
| Compliance Officer | 2 |
| Chief Executive Officer | 1 |
| Undergraduate Degree | 1 |
Sectoral
| Finance | 3 |
| Consumer Services | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
| Listed companies | 1 |
|---|---|
| OPPENHEIMER HOLDINGS INC. | Finance |
| Private companies | 1 |
|---|---|
UBS Financial Services, Inc.
UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Finance |
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